Senior VP, Regulatory Branch Oversight & Risk
Deutsche Bank
Deutsche Bank is seeking a Branch Administrative Manager in New York to supervise regulatory compliance for Ultra-High Net Worth clients. The role requires a Vice President with strong regulatory background, tasked with managing risks and implementing strategic initiatives. Applicants should possess relevant risk management experience and certifications (Series 7, 63, 9 & 10), coupled with skills in client relations. This position offers a hybrid working model and competitive compensation. #J-18808-Ljbffr
$125k - $150k
...VetJobs is looking for a Branch Administrative Manager in New York... ...role involves providing regulatory supervision over client relationships... .... You will work closely with senior leaders and other advisors to... ...and manage various risks. The position offers a salary...RiskRegulatory$125k - $150k
A leading global bank in New York is seeking a Branch Administrative Manager (Vice President) to oversee regulatory supervision for Ultra-High Net Worth Banking clients. The ideal candidate will manage risks, review client transactions, and ensure compliance with financial...RiskRegulatory$102k - $228k
...Senior Vice President, Us Control Oversight At BNY, our culture allows us to run our company better and enables... ...responsibilities including leading U.S. regulatory compliance, product governance, and... ..., supporting product planning risk assessments and defining Control requirements...SeniorRiskRegulatoryTemporary workWorldwideFlexible hours- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial... ...to compliance, surveillance, and risk functions. Industry... ...background in monitoring, testing, and regulatory compliance, particularly within...SeniorRiskRegulatory
$180k - $200k
...Overview We are seeking a VP / Senior Manager to support the quantitative analysis and oversight of Interest Rate Risk in the Banking Book (IRRBB... ...for both BBVA New York Branch and BBVA Securities Inc.... ...standards and relevant regulatory expectations related to liquidity...SeniorRiskRegulatoryFor contractorsWork at officeLocal area$145k
...Securitized Product Business Oversight Compliance - VP, where you’ll provide... ...ensure adherence to legal, regulatory, and firm-wide compliance standards... ...to identify and mitigate risks. You’ll work closely with... ...functional leadership teams and senior management, on areas of...RiskRegulatoryHourly payTemporary work- ## Senior Risk Analyst - 2LoD Controls Testing and OversightApplyremote... ...may support and/or provide oversight, commentary, and strategy... ...platforms, and contribute to regulatory and internal risk reporting.... ...largest bank in North America by branches/stores. Every day, we strive...SeniorRiskRegulatoryWork experience placementLocal areaWork from homeFlexible hours
$160k - $200k
Title: VP / Senior Credit Manager, Commercial Banking Office Status: Onsite - New York,... ...overseeing credit approvals, portfolio oversight, regulatory interaction, and team management. The... ...approval process Provide oversight of credit risk ratings, collateral structures, limits...SeniorRiskRegulatoryWork at office$139.04k - $208.56k
## Branch Manager - Chinatown, Sr Vice PresidentApplylocations: New... ...Branch Manager SAFE Act is a senior-level management position responsible... ...legal, corporate and regulatory policies and procedures to ensure... ...environment* Appropriately assess risk when business decisions are...SeniorRiskRegulatoryFull time- ...consulting firm is seeking a senior-level data science leader to... ...advanced analytics and AI-enabled oversight solutions in support of CMS... ...programs. The role blends regulatory analytics, system design, and... ...candidates will have experience in risk modeling and regulatory...SeniorRiskRegulatoryRemote job
$72.28k - $117.52k
...resilient and scalable compliance risk management function. As... ...independent and complex regulatory regimes. The Financial... ...Compliance Department, the Senior Compliance Business Oversight Analyst will: • Ensure ongoing... ...bank in North America by branches/stores. Every day, we...SeniorRiskRegulatoryWork experience placementLocal areaWork from homeFlexible hours$180k - $200k
...BBVA Group is seeking a Senior Vice President for Asset Liability Manager role in New York. The position is hybrid and involves... ...and Treasury functions, ensuring compliance with risk appetite and regulatory expectations. Ideal candidates will possess over 10 years...SeniorRiskRegulatory- ...looking for a leader to build and manage the enterprise Third Party Risk Management Program Office within the Procurement function. The... ...of third-party relationships while maintaining compliance and regulatory standards. The ideal candidate will have extensive experience...SeniorRiskRegulatoryWork at office
$80k - $95k
...securities industry to conduct onsite\* branch examinations of retail brokerage offices... ...and Responsibilities*** Execution of the risk-based branch exam program in FINRA-registered... ...of the SEC, FINRA, and state securities regulatory agencies* Fundamental investment concepts...SeniorRiskRegulatoryWork experience placementShift work$104k - $147k
...Senior Vice President, Operational Risk Coverage Location: New York City, NY About The Team BNY Corporate Trust... ..., providing ongoing independent oversight, challenge and advice on day‑to‑... ...Objectives and Key Results (OKRs), and regulatory deliverables. Qualifications...SeniorRiskRegulatoryTemporary workWork experience placement- ...Auditor to oversee audit activities related to market risk management in New York. You will collaborate with senior management and provide audit recommendations to... ...0 years of relevant experience. Familiarity with regulatory compliance and AI-enabled auditing is desirable,...SeniorRiskRegulatory
$125k - $150k
Position Overview Job Title: Branch Administrative Manager... ...with the Front Office, Senior Leaders, and other BSO Advisors to provide regulatory supervision over the... ...landscape and emerging risks in the global banking/... ...gatekeeper to provide oversight, approvals, exceptions,...RiskRegulatoryWork at officeWork from home- ...Responsibilities Set the liquidity risk framework and standards Define... ...frameworks while allowing for local regulatory requirements. Provide independent oversight and challenge of Liquidity 1LOD... ...provide strong governance and support Senior Management Oversee daily/weekly/...SeniorRiskRegulatoryLocal area
- ...BNY Mellon is looking for a Senior Vice President, Auditor, Credit Risk located in New York, NY. This role requires leading risk-based audits, collaborating... ...to enhance processes, and ensuring compliance with regulatory demands. Candidates should possess a bachelor’s...SeniorRiskRegulatory
$115k - $160k
...Liability Management (ALM) is a senior leadership role within the U.... ...judgment, communication, and regulatory credibility. This role... ...balance sheet, and interest rate risk framework. Key Responsibilities... ...explanations with minimal oversight. Anticipate supervisory concerns...SeniorRiskRegulatoryWork at office- Cerberus Capital Management, L.P. is seeking an analytical compliance officer to safeguard its investments against financial crimes. This role requires a minimum of 5 years of compliance and white-collar litigation experience, along with knowledge in anti-money laundering...SeniorRisk
- ...significant business transactions, regulatory matters and strategic initiatives.... ...of business, business partners and senior leadership, to ensure that any material... ...who also serve in an advisory or oversight capacity, such as those in Risk, Audit, Compliance, etc....SeniorRiskRegulatoryWork at office
$40.85k - $88.51k
Senior Specialist, Delegation Oversight (Remote) United States Job Description JOB DESCRIPTION Job Summary Provides... ...Qualifications Quality management/regulatory/delegation oversight/auditing... ...2037092 Job Category Legal, Risk, & Compliance Posting Date 05/08/2...SeniorRiskRegulatoryRemote jobFull timeWork experience placementWork at office- ...Responsibilities Provide strategic and operational oversight of a large, geographically diverse... ...alignment with corporate goals. Oversee regulatory, environmental, health, safety, and grid... ..., O&M and service contracts. Lead risk management initiatives, including contingency...SeniorRiskRegulatoryContract workFor contractorsRemote work
- ...Senior Vice President, Infrastructure Services We're seeking... ...improving change quality and risk outcomes, and increasing efficiency... ...like ITIL 4, evolving regulatory expectations like FFIEC/NIST,... ...insights. Define guardrails and oversight controls to ensure AI-enabled...SeniorRiskRegulatoryFull timeFlexible hoursShift work
$104k - $147k
Limelight Health is seeking a Senior Vice President, Operational Risk Coverage based in New York City. This role involves overseeing independent operational risk management and providing strategic guidance to ensure compliance across various platforms. Ideal candidates...SeniorRisk$140k - $200k
...Senior Loan Workout Specialist – VP (New York, NY) This range is provided by Broadgate. Your actual pay will... ...loan workout strategies and credit risk management? If you are ready to take... ...performance, borrower ratings, and regulatory impacts, while providing strategic recommendations...SeniorRiskRegulatoryFull time$198.3k - $287.55k
...brightest minds to turn today’s risks into tomorrow’s opportunities... ..., with strong knowledge of regulatory expectations across multiple... ...functional initiatives and influence senior stakeholders across risk,... ..., risk aware onboarding, oversight, and ongoing monitoring of all...SeniorRiskRegulatoryFull timeWork at office- ...Summary Position title: Senior Vice President,... ...responsible for enterprise-wide oversight, strategy, and... ...financial performance, and regulatory standards. The SVP... ...portfolio - while the VP of Facilities owns execution... ...data , trends, risks, and capacity planning...SeniorRiskRegulatoryWork at office
$230k - $235k
...Stakeholder Engagement: Serve as a senior point of contact for... ...and business impact. Budget Oversight: Manage operational budgets,... ...on time and within budget. Risk and Compliance Management: Identify... ...and ensure adherence to all regulatory and contractual obligations....SeniorRiskRegulatoryTemporary workFreelanceFlexible hours
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