VP, Branch Regulatory Oversight & Compliance
$125k - $150kVetJobs
VetJobs is looking for a Branch Administrative Manager in New York City. This Vice President-level role involves providing regulatory supervision over client relationships within the bank's International Private Bank division. You will work closely with senior leaders and other advisors to ensure compliance with financial regulations and manage various risks. The position offers a salary range of $125,000 to $150,000, reflecting the candidate's skill set and experience. Ideal candidates should possess relevant licenses and demonstrate a strong analytical mindset. #J-18808-Ljbffr
- ...Deutsche Bank is seeking a Branch Administrative Manager in New York to supervise regulatory compliance for Ultra-High Net Worth clients. The role requires a Vice President with strong regulatory background, tasked with managing risks and implementing strategic initiatives...Suggested
$145k
Job Overview Join us as a Securitized Product Business Oversight Compliance - VP, where you’ll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. In this role, you’ll assess and challenge securitized product activities...SuggestedHourly payTemporary work$125k - $150k
A leading global bank in New York is seeking a Branch Administrative Manager (Vice President) to oversee regulatory supervision for Ultra-High Net Worth Banking clients... ...risks, review client transactions, and ensure compliance with financial regulations. This role offers a...Suggested$145k - $200k
...Barclays in New York is seeking a Securitized Product Business Oversight Compliance - VP to ensure adherence to compliance standards in securitized product activities. This position requires a strong understanding of US securities regulations and involves working closely...Suggested$125k - $150k
Position Overview Job Title: Branch Administrative Manager... ...other BSO Advisors to provide regulatory supervision over the International... ...as a gatekeeper to provide oversight, approvals, exceptions, and... ...ll Lead Liaise with Legal, Compliance, Divisional Control Office,...SuggestedWork at officeWork from home- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad exposure... ...a strong background in monitoring, testing, and regulatory compliance, particularly within complex financial institutions...
- ...Cerberus Capital Management, L.P. is seeking an analytical compliance officer to safeguard its investments against financial crimes. This role requires a minimum of 5 years of compliance and white-collar litigation experience, along with knowledge in anti-money laundering...
- ...Job Title: Vice President, Deputy Chief Compliance Officer Reports to (title): Senior Vice... ...will provide leadership and hands‑on oversight of the firm’s compliance program. The Deputy... ...as the firm’s primary compliance and regulatory liaison, providing strategic and...Contract workWork at office
$126k - $140k
...Guggenheim Securities is seeking a Vice President for Private Credit Operations in New York, NY. This role involves oversight of transactions in Private Debt Funds, focusing on execution, reporting, and servicing of credit facilities. The ideal candidate will have strong...- ...VP, Compliance page is loaded## VP, Complianceremote type: Remotelocations... ...operating over 700 branches and servicing loans across all... ...operational leader, translating regulatory expectations into structured... ...Responsibilities:*** Provide end-to-end oversight of CrossCountry Mortgage’s...Temporary workLocal areaRemote work
$121k - $175k
...deposit products and services through a network of full-service branches and regional offices, as well as through digital and... ...THE OPPORTUNITY The Vice President, Financial Reporting & Regulatory Compliance position is responsible for planning, executing, and completing...Work at officeLocal areaImmediate startFlexible hoursShift work- ...Vice President, Regulatory Oversight Management At BNY, our culture allows us to run our company better and enables employees' growth and... ...a strong risk – and – control mindset. Partnering across Compliance, Legal, Operations, and Technology, we deliver accurate, on...Work experience placementWorldwideFlexible hours
- Citigroup Inc. is seeking a Branch Manager SAFE Act in New York to lead sales strategies and manage a team effectively. The ideal candidate... ...employee performance to achieve business goals while ensuring compliance with regulations. The salary range for this position is...
$140k - $180k
...financial products across its global branches. Department Overview: The Americas Division... ...performs business functions. The Regulatory Compliance Department (“RCD”) provides support to... ...and HO management and committees for oversight of ongoing compliance with all relevant...Full timeWork at officeLocal areaWork from homeFlexible hours2 days per week- ...Liquidity Risk Oversight, Vice President Job Level: Vice President Job Function: Governance... ...and balance sheet strategy of SMBC branches and subsidiaries in the region; the group... ...liquidity risks. ~ Knowledge of U.S. regulatory requirement for liquidity risk (e.g., Reg...Full timeWork at officeLocal areaImmediate startWork from homeWorldwide
$180k - $200k
...you will lead the overall HR Compliance and Labor Relations functions... ...and ethical behavior, ensure regulatory obligations are met and prevent... ...compliance risks. As VP, Labor Relations and Employment... ...Employment Compliance & Regulatory Oversight Develop and maintain...Local areaMonday to Friday- ...GAAP accountant in New York to manage regulatory reports. Key responsibilities include preparing... ...the FRY-15 report and ensuring compliance with all regulatory requirements. The ideal... ...and provide guidance to other branches, contributing to the organization's regulatory...
$139.04k - $208.56k
## Branch Manager - Chinatown, Sr Vice PresidentApplylocations: New York New York United... ..., including legal, corporate and regulatory policies and procedures to ensure the safety... ...Citigroup, its clients and assets, by driving compliance with applicable laws, rules and...Full time$107.12k - $160.68k
The Branch Manager SAFE Act is a senior management professional responsible for providing full leadership and direction to a team of... ...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to policy...Temporary work$110k - $230k
...leading global bank located in New York is seeking a Vice President for Regulatory Affairs. This role involves communicating with regulators, managing regulatory examinations, and overseeing compliance matters. The ideal candidate will have at least 10 years of experience...$114k - $205.2k
...meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. As an Assistant Branch Manager (ABM) within Schwab's Branch Network, you have the unique opportunity to center your work around development and growth – for...Local areaRelocationFlexible hours- ...Downtown Boulder Partnership is hiring a Project Finance Middle Office VP in New York, NY. This permanent position involves supporting a portfolio of corporate finance transactions, assisting in monitoring closing conditions, and evaluating borrower deliverables. The...Permanent employmentWork at office
$115k - $180k
The Mizuho Financial Group Inc. in New York is seeking a Securities Regulatory Reporting Vice President. In this role, you will ensure compliance with SEC regulations including maintaining liquid capital and preparing regulatory reports. You will contribute to daily reviews...$120k - $205k
Morgan Stanley is seeking a skilled professional in New York to manage credit risk within the Wealth Management Credit Risk Management team. You will oversee a residential mortgage lending portfolio and actively monitor performance indicators. The ideal candidate has a...$335k - $420k
...VP, Quality Assurance job at Formation Bio. New York, NY. About... ...to ensure our organization's compliance with the highest standards,... ...that ensures compliance with regulatory requirements and industry best... ...a substantial component of oversight for the computer systems validation...RelocationFlexible hours- ...Goldman Sachs Group, Inc. is seeking a Vice President for Compliance, focusing on Digital Assets in New York. This role involves overseeing regulatory compliance and risk management for cryptocurrency and blockchain initiatives. The ideal candidate will possess extensive...
$165k - $250k
...Role Overview Blackstone is looking for a Vice President (VP) in the Compliance team to focus on regulatory compliance issues related to marketing, investor communications, and third‑party materials. The VP will serve as the primary day‑to‑day adviser for marketing materials...Local area- ...global investment firm in New York is seeking a Vice President in Compliance to enhance governance frameworks for electronic trading... ...and compliance regulations. Responsibilities include overseeing regulatory risk assessments, collaborating with global teams, and providing...
- ...Cross River is seeking a VP, Privacy Compliance to develop and oversee comprehensive compliance programs related to consumer banking regulations... ...leadership role crucial for supporting the bank’s strategic objectives and ensuring regulatory compliance. #J-18808-Ljbffr...
$184k - $230k
...Vice President Environmental Compliance Job ID: 14824 Business Unit: Bridges and... ...related to both TBTA and CBDTP. The VP ensures agency input into capital project... ...strengthen response capabilities. Regulatory and Audit Oversight: Direct the preparation and...Temporary workFor contractorsWork at officeLocal areaRemote work1 day per week
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