Senior Audit Manager—Financial Crimes & Regulatory Validation
TD
TD is seeking an Audit Manager II in New York to lead regulatory issue validation within the U.S. Financial Crimes program. This senior role demands deep subject matter expertise, autonomous work, and the ability to manage complex audits from planning to execution. You will coach junior staff, coordinate with business units and external auditors, and ensure timely delivery of audit artifacts while aligning with regulatory deadlines. #J-18808-Ljbffr TD
- ## Audit Manager II (US) - Financial Crimes - Issue ValidationPostulerremote type: Hybridelocations: New York, New... ...Description:**The **Audit Manager II** is a senior-level leader within the U.S. Financial Crimes Regulatory Issue Validation Audit function, providing specialized...RegulatoryTemporary workWork at office
$103.75k - $174.75k
...ExpressDescriptionOur Internal Audit Group is a... ...the company manages risk.We are... ...risk, financial accounting, data... ...and standards; regulatory relations; reporting... ....The Senior Manager, Transformation... ...IAG Financial Crime, Compliance, and... ...resource capacity, validation timing, and...SeniorRegulatoryWorldwide- ...specific details for this role.**Line of Business:**Audit**Job Description:**The Senior Audit Manager is accountable for providing specialized in-depth audit... ...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in North...SeniorWork at officeWork from homeFlexible hours
$92.22k - $149.31k
...role. Line of Business Audit Job Description The Audit Manager II provides specialized expertise... ...Audit experience from financial institutions or top... ...from internal audits and regulatory reviews in accordance with... ...process with the stakeholders, senior management and external...RegulatoryWork at officeLocal area$92.22k - $149.31k
...this role. Line Of Business Audit Job Description The Audit Manager II provides specialized... ...Audit experience from financial institutions or top accounting... ...from internal audits and regulatory reviews in accordance... ...process with the stakeholders, senior management and external...RegulatoryWork at officeLocal areaWork from homeFlexible hours$132.26k - $155.6k
...we serve to make better and smarter financial decisions and enabling the communities... ...all from Day One.Job DescriptionThe Senior Audit Project Manager within Corporate Audit Services (CAS... ..., IIA Standards, and applicable regulatory requirements. The role focuses on end...SeniorRegulatoryFull timeWork experience placementLocal area3 days per week$120k - $150k
...doingThe Private Wealth Audit team provides... ...Private Wealth Management portfolio, including... ...personal banking. As a Senior Audit Manager, you... ...and alignment to regulatory and industry... ...such as Chartered Financial Analyst (CFA), Certified... ..., must have a valid work or study permit...SeniorRegulatoryFull timeRemote workShift work2 days per week$163.6k - $245.4k
...245,400.00Category: Internal Audit, ProfessionalCompany: CitiThe Senior Audit Manager is within the AI Governance and... ...leading IA function in the financial services industry.Citi IA is... ...reports, Internal Audit and Regulatory issue validation and business monitoring and governance...SeniorRegulatoryFull timeWorldwide$160k - $190k
...of Position: The Senior Audit Manager supports the Deputy Chief Audit... ...professional standards, regulatory expectations, and industry... ...experience within a regulated financial services environment.... ...employee at our company without a valid written search agreement in...SeniorRegulatoryWork experience placementWork at officeRemote workVisa sponsorshipWork visa$140k - $207k
...Security Services (MSS) Audit Team is part of the... ...of MSS businesses and manage all stages of the audit... ...delivery, post-report issue validation, and ongoing... ...operations, surveillance, regulatory compliance, etc.). Demonstrate... ...meetings with senior stakeholders,...SeniorRegulatoryFull timeWorldwide$163.6k - $245.4k
The Senior Audit Manager in the AI Governance and Risks, Legal and Ethics team reports to the... ...Citi IA as a leading function in financial services. Responsibilities Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance...SeniorRegulatoryFull time- ...research to government agencies, financial institutions, cybersecurity... ...and prevent cryptocurrency crime and ensure compliance.... ...makers. We are looking for a Senior Manager of Strategic Finance to join... ...intersection of proprietary data, regulatory relationships and crypto...SeniorRegulatory
$165k - $275k
Morgan Stanley is seeking a Senior Finance Risk lead in New York to oversee all internal audit-related interactions across Finance. This role involves collaborating... ...preparedness and providing insights into global regulatory plans. Candidates should possess strong audit...SeniorRegulatory- ...8NeueHealth, a value-driven healthcare provider, seeks a Manager of Medical Auditing to lead coding audit programs across our Centrum facilities... ...executive briefs while educating coders and clinical staff to sustain performance improvements and regulatory#J-18808-LjbffrSeniorRegulatory
$175k - $227.5k
...world’s leading internet financial platform companies, building... ...is seeking a seasoned Senior Manager of Internal Audit to lead the strategic development... ...the Currency (“OCC”)’s regulatory requirements. Reporting... ...and control owners to validate the effectiveness of...SeniorRegulatoryWork at officeFlexible hours- BMO Financial Group seeks an experienced model validation expert to lead validation efforts for equity derivatives, develop benchmarking models, and collaborate... ..., and guiding junior quants while ensuring regulatory compliance and robust controls across the model risk...SeniorRegulatory
- Lexeo Therapeutics is seeking a Senior Manager/Associate Director for MSAT/Process Characterization & Validation Readiness to lead characterization, tech transfer, and PPQ... ...development, and translate data into regulatory-ready conclusions while collaborating with...SeniorRegulatory
$180k - $250k
...advise leading corporations, investment funds, and financial institutions on high-stakes M&A, securities, regulatory matters, real estate, and litigation. Our... ...talent strategy is a core part of our broader talent management efforts and we remain steadfast in fostering a...SeniorRegulatory- Penn Life Sciences is seeking a Manager, Facilities & Engineering to lead integrated facilities... ..., commissioning, qualification, and validation for sterile pharmaceutical manufacturing... ...programs, driving readiness for regulatory inspections and commercial manufacturing...SeniorRegulatory
- Confidential is seeking a Senior Internal Audit Manager to partner with Internal Audit leadership in assessing... ...across capital markets and related financial services operations. The role leads... ...remediation plans align with regulatory expectations. #J-18808-Ljbffr ConfidentialSeniorRegulatory
- ...are seeking an experienced Senior Validation Engineer to support validation... ...with FDA, cGMP, and global regulatory requirements. This role requires... ..., and the ability to manage multiple validation initiatives... ...compliance. Participate in internal audits, regulatory inspections, and...SeniorRegulatory
$93.6k - $154.5k
...regulated environments where validated systems, reliable data, and regulatory compliance are critical... ..., while supporting audit readiness and ongoing compliance... ..., and change management for validated systems.Support... ...support your physical, financial, and emotional well-being...SeniorRegulatoryFull timeWork experience placementSummer holidayFlexible hours$210k
...Group is seeking an experienced AI/ML Model Validation and Governance professional to join a leading financial services organization in New York City. This... ...models and oversee governance frameworks, risk management, and regulatory alignment, using Python and SQL to #J-18808...SeniorRegulatoryFull timeRelocation package3 days per week$193k - $270k
...core construction management services and... ...emotionally, and financially. Benefits include... ...Role SummaryThe Senior Finance Director... ...margin, strengthen audit readiness, and ensure... ...reporting. Challenge and validate key financial... ...specific tax and regulatory considerations....SeniorRegulatoryContract workTemporary workFor contractorsWork at office- .... Within this portfolio, the Financial Institutions Group (FIG) segment... ...banks, credit unions, asset managers, fintechs, and other... ...across evolving client needs, regulatory expectations, and emerging industry... ...programs (Credit, Market, Financial Crimes, Operational, Regulatory...SeniorRegulatoryFull timeShift work
$120k - $150k
...retirement products, and other financial services to customers... ...protect their assets, manage risks and provide for... ...Exchange.Internal Audit GroupAIG’s Internal... ...governance processes.As a Senior Manager, you will be... ...emerging industry or regulatory topics/issues that may...SeniorRegulatoryFull timeWork at office$93.6k - $154.5k
...Computer System Validation - Senior Consultant - Life SciencesLocation... ..., reliable data, and regulatory compliance are... ..., while supporting audit readiness and ongoing... ...traceability, and change management for validated systems... ...your physical, financial, and emotional well-being...SeniorRegulatoryFull timeWork experience placementSummer holidayFlexible hours- ...York to resolve complex tax lot discrepancies and lead audit reviews. You will own UAT cycles, validate new platform functionality, and collaborate with... ...improvements. The role requires cost basis expertise, regulatory knowledge, and mentorship experience to guide junior...SeniorRegulatory
$145k - $170k
...You'll Be DoingAs an Audit Manager focused on Capital Markets... ...Audit methodology and regulatory requirements. Your... ...strong relationships with senior management and... ...CIA). Being a Chartered Financial Analyst (CFA) or working... ...applicable, must have a valid work or study permit....RegulatoryFull timeRemote workShift work2 days per week$130k - $154k
AIG’s Internal Audit Group (IAG) provides independent and... ...environment including risk management, operational, financial, internal control, and governance... ...energetic, self-motivated Senior Audit Manager who will be... ...methodology, and regulatory expectations. The candidate...SeniorRegulatoryFull timeWork experience placementWork at office
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