Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in San Antonio, TX vacancy
- ...Interim Chief Operating Officer (COO) About the Company Mission-driven financial organization... ...0 Categories Financial Services Finance About the Role The Company is... ...experience in strategic planning and execution. A strong background in financial management...OperationsInterim role
- ...Chief Operating Officer (COO) About the Company Dynamic financial services company providing... ...loans business loans business financing alternative business loan business... ...the development of department leaders. Executive communication, change management, and a...Operations
- ...Chief Financial & Operating Officer About the Company Global catalyst advancing open research & education systems... ..., or education have been specified. Hiring Manager Title Chief Executive Officer (CEO) Functions Finance Operations ConfidentialOperations
- ...Chief Operating & Financial Officer (COO/CFO) About the Company Influential healthcare... .../CFO will also be a key partner to the Executive Director and the Board, providing financial... ...Manager Title Executive Director Functions Finance Operations ConfidentialOperations
- ...Chief Financial Officer (CFO), Operations & Finance About the Company Influential organization in the health & wellness industry... ...and Medicare risk adjustment. Hiring Manager Title Regional President Functions Finance Operations ConfidentialOperations
- ...Chief Financial & Operating Officer About the Company Economic development firm developing... ...Financial & Operating Officer to lead finance, people operations, systems, and IT... ...operational priorities. The role partners with executive leadership and the board on financial...OperationsLocal area
- ...Chief Finance & Internal Operations Officer About the Company Nonprofit organization shaping inclusive education for all Industry Research... ...overseeing organizational planning and performance. This executive role involves leading teams across finance, HR, IT, and...Operations
- ...Executive Vice President, Organization Leadership & Operations About the Company Leading professional association advancing plastic surgery education, research... ...oversees organizational strategy, governance, finances, and workforce, while building a high-performing...Operations
- ...Executive Vice President of Operations About the Company Globally recognized provider of student housing services Industry Hospitality Type Privately Held Founded 2021 Employees 1001-5000 Specialties student accommodation student housing...Operations
- ...Based in San Antonio, TX. We are looking for an Executive Vice President of Emergency Response & Preparedness 28th October, 2026 SUMMARY... ...President of Emergency Response & Preparedness: this senior operator will run the operational efforts of the response enterprise...OperationsContract work
- ...the completion of launch steps 8-10 and operation of the live program by: Providing input... ...fundraising effort, budget and manage finances Language: Ensure all public communications... ...once every 3 years Be diligent in executing the T-Minus Plan prior to launch...OperationsLocal areaRemote work
LifeWise Academy
San Antonio, TX1 day ago - ...Senior Vice President Of Finance The Senior Vice President of Finance partners with executive and operating leaders to strengthen financial visibility, support profitable growth, and improve business performance. The role leads business-facing finance and finance operations...Operations
Pape-Dawson
San Antonio, TX1 day ago - ...Vice President of Global Accounting About the Company Rapidly expanding global technology... ...seeking to scale international finance operations Industry Information Technology... ...accounting standards and jurisdictions. The executive will advise senior leadership on...Operations
- ...Vice President of Finance & Accounting About the Company Rapid-growing provider of tech-enabled... ..., accurate, and efficient financial operations. Responsibilities include overseeing... ...communicate financial information to executive leadership, investors, and property owners...Operations
- ...Senior Vice President, Finance About the Company High-growth healthcare organization scaling operations, analytics, and financial infrastructure for continued expansion. Industry... ...leadership position demands a finance executive with a proven track record in FP&A or a...OperationsRemote work
- ...Vice President of Finance About the Company Profitable, scaling consumer subscription and marketplace business Industry Internet... ...budgeting, month-end close, all financial analysis, and finance operations. The successful candidate will be responsible for managing...Operations
- ...Vice President of General Liability Claims About the Company Fast-growing organization... ...Services Insurance Brokerage Finance Information Technology & Services... ...customer-centric approach, a focus on operational efficiencies, and a commitment to fostering...Operations
- ...Senior Vice President, Treasury About the Company International publicly... ...treasury function. This executive will be at the forefront of the company's financial operations, with a focus on liquidity management... ..., credit facilities, project finance, capital markets activity,...Operations
- ...Vice President of Finance About the Company Emerging consumer brand Industry Consumer Services... ...serve as a strategic partner to the executive team. This pivotal role is focused on... ...for all core finance and accounting operations, including accurate and timely...Operations
- ...Vice President, Regional Sales About the Company Innovative healthcare... ...million Specialties vaccine financing inventory managment... ...Responsibilities include engaging executives and stakeholders across finance, operations, and clinical teams; managing complex...Operations
- ...Vice President of Accounting & Finance About the Company Rapid-growing provider of online medical education... ...to take the lead in the accounting operations, financial reporting, and internal... ...the ability to collaborate with executive leadership to drive the company's growth...Operations
- ...Vice President, Client Delivery About the Company Innovative provider of gamified activity... ...51-200 Specialties accounting finance financial modeling forecasting... ...employer. Hiring Manager Title Partner Functions ~ Operations ConfidentialOperations
- ...Vice President, Sales Operations About the Company Innovative provider of leave management software... ...aspects of the sales organization. This executive role is pivotal in driving the go-to... ...a Bachelor's degree in business, finance, or a related field, with an MBA...Operations
- ...Vice President of Gig Economy Claims About the Company Fast-growing organization providing... ...Services Insurance Brokerage Finance Information Technology & Services... ...sectors, and a proven ability to drive operational efficiencies and foster innovation. The...OperationsRemote work
- ...Interim Vice President, Americas & Europe About the Company Impact... ...Education Energy Finance Financial Services FinTech... ...complex, multi-stakeholder operations. Required strengths include... ...Hiring Manager Title Chief Executive Officer Functions Operations...OperationsInterim role
- ...Vice President of Finance About the Company Mission-driven organization providing online tutoring services Industry Internet Type... ...be expected to have a deep understanding of the company's operations, a strong point of view on key decisions, and the ability...OperationsSummer work
- ...Vice President, Growth Enablement & Operations About the Company Expanding investment management firm Industry... ...1000 Categories Investing Finance Financial Advisers... ..., setting priorities, and driving execution through structured sprints. The role...OperationsWork at office
- ...Vice President, Finance About the Company Innovative travel platform for booking & managing work... ...in leading the financial strategy and operations. The successful candidate will be a strategic partner to the CEO and executive team, responsible for all aspects of financial...Operations
- ...Vice President of Finance Excellence & Transformation About the Company Globally-recognized provider... .... The role will develop and execute a multi-year roadmap to modernize finance... ...include assessing current-state operations, coordinating cross-functional projects...OperationsFor contractors
- ...Vice President of Finance & Administration About the Company Nationally recognized legal organization for LGBTQ+ individuals Industry... ...oversee the organization's IT and security to support its operations and mission. Hiring Manager Title President Functions...Operations
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- chief operating officer - coo San Antonio, TX
- chief operating officer San Antonio, TX
- coo San Antonio, TX
- executive vice president San Antonio, TX
- coo non profit San Antonio, TX
- chief operating officer healthcare San Antonio, TX
- chief administrative officer San Antonio, TX
- analyst sales operations San Antonio, TX
- revenue operations San Antonio, TX
- amazon sales operations San Antonio, TX