Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Broker Dealer Accounting

TALENT SHIFT

Overview We are seeking a Staff Accountant with 1–4 years of experience to support monthly close, reconciliations, and audit activities within a regulated financial services environment on a contract basis. This is a 5 day onsite role in the Financial District in NYC and will have a duration of 3 months. Responsibilities Assist with monthly and quarterly close activities, including preparing journal entries and account reconciliations Support investigation and resolution of reconciliation discrepancies between sub-ledgers and the general ledger Help ensure accurate and timely financial reporting across entities Assist in preparing documentation and responding to audit requests (PBC support) Qualifications Bachelor’s degree or higher in accounting, finance, or other related fields preferred Proficiency in Excel and experience with ERP systems (e.g., NetSuite, Oracle, SAP, or similar) Familiarity with regulatory reporting concepts (e.g., FOCUS, net capital, reserve calculations) a plus Qualified applicants must reside in the continental U.S. Must be legally authorized to work in the United States now and in the future. Verification of employment eligibility will be required at the time of hire. Visa sponsorship is not available for this position. Forvis Mazars, LLP is an equal opportunity/affirmative action employer in accordance with applicable law. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, gender identity, or other protected classifications. Equal Opportunity Employer Veterans/Disability Colorado's Equal Pay for Equal Work Act (SB 19-085) Pursuant to Colorado's Equal Pay for Equal Work Act, the salary range displayed is for the Colorado market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. California Pay Transparency Pursuant to the pay transparency laws of California, the salary range displayed is for the California market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. California Fair Chance Talent Shift will consider for employment all qualified applicants, including those with criminal histories, arrest and conviction records, in a manner consistent with the requirements of applicable state and local laws, including but not limited to the California Fair Chance Act, City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, LA County Fair Chance Ordinance, and the San Francisco Fair Chance Ordinance. New York Pay Transparency Pursuant to the pay transparency laws of New York State and other local ordinances within the state including (but not limited to) New York City, the salary range displayed is for the New York markets. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Total compensation and benefits consist of salary, group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. Maryland Wage Range Transparency Law Pursuant to Maryland’s Wage Range Transparency Law, the salary range displayed is for the Maryland market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Positions that are non‑exempt will be eligible for overtime pay compensable at a rate of one and a half times the hourly rate for any hours worked over 40 in a work week. Benefits are eligibility‑based and could include group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. Massachusetts Wage Transparency Act Pursuant to the Massachusetts’ Wage Transparency Act, the salary range displayed is for the Massachusetts market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Positions that are non‑exempt will be eligible for overtime pay compensable at a rate of one and a half times the hourly rate for any hours worked over 40 in a work week. Benefits are eligibility‑based and could include group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. Illinois Equal Pay Act Pursuant to Illinois’ Equal Pay Act, the salary range displayed is for the Illinois market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Non‑exempt/hourly positions will be eligible for time and half pay for employees that work over 40 hours in a work‑week. Benefits are eligibility‑based and could include group health plan benefits, 401(K), bonuses, profit‑sharing contributions, flexible time off, and parental leave. For more information on benefits, please visit Talent Shift reserves the right to make changes to the salary range based on business needs. New Jersey Pay Transparency Law Pursuant to New Jersey’s Pay Transparency Law, the salary range displayed is for the New Jersey market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Positions that are non‑exempt will be eligible for overtime pay compensable at a rate of one and a half times the hourly rate for any hours worked over 40 in a work‑week. Benefits are eligibility‑based and could include group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. Vermont Act 155 Pursuant to Vermont Act 155, the salary range displayed is for the Vermont market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Positions that are non‑exempt will be eligible for overtime pay compensable at a rate of one and a half times the hourly rate for any hours worked over 40 in a work‑week. Benefits are eligibility‑based and could include group health plan benefits, 401(K), profit‑sharing contributions, flexible time off, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. Washington Equal Pay and Opportunities Act Pursuant to Washington’s Equal Pay and Opportunities Act, the salary range displayed is for the Washington market. The salary for this role will be based on the experience, education, and skill set of the individual for the position. Positions that are non‑exempt will be eligible for overtime pay compensable at a rate of one and a half times the hourly rate for any hours worked over 40 in a work‑week. Benefits are eligibility‑based and could include group health plan benefits such as medical, dental, vision, tax‑savings plans, 401(K), profit‑sharing contributions, flexible time off, holidays, and parental leave. Talent Shift reserves the right to make changes to the salary range based on business needs. #J-18808-Ljbffr TALENT SHIFT

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Broker Dealer Accounting in New York, NY vacancy
  •  ...New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self‑motivated, team‑oriented Accounting Specialist. This coveted position has room for significant growth... 
    Suggested
    Permanent employment
    Temporary work

    ACG Texas

    New York, NY
    3 days ago
  •  ...Self-clearing broker-dealer seeks Accounts Payable specialist to bring their Accounts Payable Process in-house. The Accounts Payable Specialist will be responsible for managing the full accounts payable function for a registered broker-dealer. This is a stand‑alone role... 
    Suggested
    Weekly pay

    ACG Texas

    New York, NY
    18 hours ago
  • $110k - $165k

     ...to providing a seamless, top-tier trading experience. About The Role & Team We're looking for a hands-on Senior Accountant with broker-dealer experience to own complex areas of the monthly close and play a key role in audit readiness and execution. This role requires... 
    Suggested
    Temporary work
    Work at office
    Worldwide
    Monday to Friday

    WEBULL

    New York, NY
    2 days ago
  •  ...Job Description Job Description Our client is looking for an accounting consultant with extensive broker dealer experience to help with an end-to-end reconciliation. This role is ideal for a hands-on, detail-oriented accounting specialist with deep broker-dealer knowledge... 
    Suggested

    Robert Half

    New York, NY
    18 days ago
  •  ...New York Self Clearing Broker-Dealer is seeking a Chief Financial Officer (CFO) to lead its financial operations and strategy. The CFO...  ...financial regulations, including FINRA and SEC requirements. Accounting and Reporting: Manage financial reporting, accounting, and audit... 
    Suggested

    ACG Texas

    New York, NY
    3 days ago
  • $135k - $160k

     ...Operations Team at Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in assets for over one...  ...reviews What we’re looking for Bachelor’s or Master’s Degree in Accounting CPA License Series 27 or ability to rapidly obtain Minimum of... 
    Temporary work
    Work at office
    Local area
    Monday to Thursday
    Flexible hours

    GoToMeeting

    New York, NY
    3 days ago
  • TALENT SHIFT is hiring a Staff Accountant for a 3-month contract role in the Financial District of New York City. This full-time, onsite position requires 1-4 years of experience in a regulated financial services environment. Responsibilities include assisting with monthly... 
    Full time
    Contract work
    Shift work

    TALENT SHIFT

    New York, NY
    5 days ago
  • $91.4k - $186.9k

     ...and risks; ensure compliance with regulatory requirements and accounting standards.Manage the audit process, including budgeting,...  ...relevant public accounting external audit experience working with Broker Dealer clients.Must have CPA certification aligned to the assigned... 
    Local area
    Worldwide
    Home office

    Crowe Global

    New York, NY
    18 hours ago
  • $70.6k - $139.8k

     ...re looking for Audit Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior Associate, you will...  ...Qualifications: ~2+ years of recent and relevant public accounting external audit experience. ~ A background with experience in... 
    Local area
    Worldwide
    Home office

    Crowe

    New York, NY
    2 days ago
  • $89.8k - $170.5k

     ...practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is...  .... Manage profitability of projects. Identify and communicate accounting and auditing matters to Senior Managers and Partners. Identify... 
    Work experience placement
    Internship
    Local area

    Dormont Manufacturing Company

    New York, NY
    3 days ago
  • $85k - $110k

    A midtown NYC broker-dealer is seeking an Accountant for an Associate level position reporting to the CFO. The role includes monthly closings, reconciliations, and preparing financial statements. Candidates must hold a Bachelor’s degree in accounting or finance and have... 

    Dawn Taylor Associates, Inc.

    New York, NY
    2 days ago
  • $114.73k - $155.22k

     ...The Broker Dealer and Investment Advisor (also referred to as Thrivent Investment Management, Inc.) Lending Manager is a senior-level role...  ..., documentation, and controls Partner with Finance on accounting, accruals, reserves, and write-offs Drive operational efficiency... 
    Hourly pay
    Full time
    Local area
    Flexible hours

    Thrivent Financial

    New York, NY
    2 days ago
  •  ...an Associate/Senior Associate in Finance to enhance in-house accounting and reporting capabilities. The ideal candidate should be an...  ...designation and have 3-5 years of experience in the banking or broker-dealer sector. Responsibilities include day-to-day accounting,... 

    Framework Ventures

    New York, NY
    2 days ago
  •  ...practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is...  ...across the nation.**Required Qualifications:*** BS/BA Degree in Accounting or equivalent degree* CPA or CA Certification* 5+ years of current... 

    Rsm Us Llp.

    New York, NY
    3 days ago
  • $89.8k - $170.5k

     ...practice, which specializes in serving, introducing, and clearing broker dealer clients of the firm. Our Capital Markets practice is...  ...Manage profitability of projects Identify and communicate accounting and auditing matters to Senior Managers and Partners Identify... 
    Work experience placement
    Internship
    Local area

    RSM

    New York, NY
    3 days ago
  •  ...seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background in public accounting with at least 5... 

    Rsm Us Llp.

    New York, NY
    1 day ago
  •  ...experienced Financial Reporting Manager. The ideal candidate will be a CPA with over six years of progressive accounting experience, particularly in the Broker-Dealer sector. Responsibilities include overseeing financial reporting, ensuring compliance with regulatory... 

    Liberty Personnel Services, Inc.

    New York, NY
    4 days ago
  •  ...experienced Financial Controller. The ideal candidate will be a CPA with at least 6 years of progressive accounting experience, particularly within the Broker-Dealer sector. Key responsibilities include overseeing financial reporting, regulatory compliance, and internal... 

    Liberty Personnel Services, Inc.

    New York, NY
    3 days ago
  • $110k - $165k

     ...Webull Financial is seeking a Senior Accountant to manage the monthly close process and support audit readiness. Responsibilities include...  ...will have 3-7+ years of relevant experience, particularly in broker-dealer or financial services, and familiarity with SEC/FINRA... 
    Work at office

    Webull Financial LLC

    New York, NY
    18 hours ago
  •  ...ACG Consulting Group LLC in New York, NY is seeking an Accounts Payable Specialist to manage the company's accounts payable processes. This role is crucial for ensuring timely vendor payments and maintaining compliance with SEC and FINRA regulations. The specialist will... 

    ACG Consulting Group LLC

    New York, NY
    1 day ago
  •  ...job poster from Mondrian Alpha Our client is a leading global broker-dealer, recognized for its ability to navigate complex markets,...  ...Employment type Employment type Full-time Job function Job function Accounting/Auditing and Finance Industries Investment Management,... 
    Full time
    Worldwide

    Mondrian Alpha

    New York, NY
    4 days ago
  • $110k - $145k

     ...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational...  ...fixed income securities for Nuveen's Separately Managed Accounts (SMA) business. As an industry leader in the SMA marketplace,... 
    Work experience placement
    Work at office

    Teachers Insurance and Annuity Association of America

    New York, NY
    3 days ago
  • Taurus Search, a leading Financial Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York City. This role offers a strong work-life balance and hybrid work. Key responsibilities include preparing the daily net capital and customer reserve... 

    Taurus Search

    New York, NY
    2 days ago
  •  ...One of our NY based Broker Dealers is looking for a P&S supervisor. Kindly see details below. P&S Associate at Broker Dealer Located in New York Requirements List 2+ years experience working in the P&S Dept with a Broker-Dealer P&S specialist with Equity/Option product... 
    Full time

    ACG Texas

    New York, NY
    3 days ago
  • $200k - $235k

     ...global investing! About the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory financial...  ...the company's broker dealers. You will report into the Chief Accounting Officer and work closely with Controllers, Legal, Compliance,... 
    Full time
    Work at office
    Worldwide

    DriveWealth

    New York, NY
    14 days ago
  •  ...VP Candidate For Broker-Dealer Regulatory Reporting Team We are seeking a highly experienced and detail-oriented VP candidate to support...  ...15c3-3. Manage the timely funding of the Special Reserve Bank Account and ensure all deposits/withdrawals are executed in accordance... 
    Work at office

    TD Bank

    New York, NY
    3 days ago
  • $200k

     ...search and consulting firm with deep experience in finance, accounting and tax. The search division recruits highly skilled professionals...  ...as well nationally through our AAFA network. Our client is a broker dealer located in Northern New Jersey and they are looking for an... 

    Henderson Harbor Group

    New York, NY
    4 days ago
  • $143k - $180k

     ...MUFG US and Canada Broker Dealer Treasury - VP page is loaded## MUFG US and Canada Broker Dealer Treasury - VPlocations: New York, NYtime type: Full timeposted on: Posted Todayjob requisition id: 10076332-WDDiscover your opportunity with Mitsubishi UFJ Financial Group... 
    Work at office
    Local area
    Remote work

    MUFG Bank, Ltd

    New York, NY
    3 days ago
  • $85k - $100k

    A leading investment management firm is seeking an Advisor Consultant to foster new and existing relationships with Financial Advisors in Michigan. The candidate will lead territory development, implement business plans, and maintain expertise in market trends. A minimum...

    Neuberger Berman

    New York, NY
    2 days ago
  •  ...A leading financial services company in New York is seeking a Senior Manager of Broker-Dealer Financial Operations and Controls. This pivotal role involves managing financial aspects of the firm's broker-dealer entity overseeing $65B in assets. The ideal candidate should... 
    Work at office

    Menlo Ventures

    New York, NY
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Broker Dealer Accounting. Be the first to apply!