Data-Driven Program Compliance Analyst
LPL Financial LLC
Join LPL Financial LLC in Fort Mill, SC, as a Compliance Analyst, supporting the Program Compliance department by executing industry-leading compliance programs, conducting data root-cause analysis, and compiling dashboards for senior leadership. The ideal candidate holds a Bachelor’s degree in finance or business administration, possesses 2+ years in financial services compliance, and excels in analytical and communication skills. A competitive compensation and benefits package awaits. #J-18808-Ljbffr LPL Financial LLC
$63.86k - $106.4k
...Overview In this role you will support the Program Compliance department in a variety of ways,... ...conducting root‑cause analysis through data and investigation; and supporting program... ...high‑capacity mindset. Creative, data‑driven problem‑solving skills. Analytical and...DataWork experience placementWork from home$104.96k - $175k
...Governance role will be part of the LPL Program Compliance team and serve as the secretary of the... ...breaches to Senior Leadership. Leverage data to define project goals, identify... ...metrics, and assist Compliance with data‑driven strategic decisions. Conduct in‑depth analysis...DataWork experience placement$22.28 - $37.14 per hour
...goals. The Advisor Licensing Program provides aspiring Financial Advisors... ...clients, ensuring regulatory compliance and a superior client... ...: collect and analyze client data, develop and implement solutions... .... We want focused and driven individuals who can pass FINRA...DataWork at office- LPL Financial LLC is seeking a Senior Analyst to support the Regulatory Trade Reporting team... ...with various teams to ensure compliance. The ideal candidate has over 5 years of... ...Operational experience and should possess strong data analytics skills, particularly with tools...Data
- ...Assistant Vice President, Committee Governance to join the Program Compliance team in Fort Mill, South Carolina. The role focuses on serving... ...effectively across organizational levels, and utilize data-driven insights to enhance processes. Benefits include 401(k) matching...Data
$135.96k - $226.6k
...a product team and partners closely with Data, Technology, UX, and Business stakeholders... ...deliver scalable, governed, and insight‑driven reporting platforms. Responsibilities Define... ...and support advisor, institutional, and program‑management workflows. Lead cross‑...Data$97.54k - $162.53k
...departmental leaders for alignment. Program Stewardship: Maintain and... ...solutions, leveraging data insights and feedback to drive... ...act with integrity, and are driven to help our clients succeed.... ...background in service, operations, or compliance. Core Competencies: Proven...DataWork from home$126.59k - $210.94k
...operational muscle and the ability to synthesize data, insights, and strategy into compelling... ...engagement, and employee‑centric programs that elevate the employee experience and... ...matrixed teams Comfort operating in a deadline‑driven, high‑visibility, enterprise environment...Data$135.96k - $226.6k
...industry, custody and non‑custody business, data feeds and APIs along with knowledge of... ...and keep a pulse on the direction of the Program Be an advocate for the Scrum Team and explain... ...expectations across all levels. Data‑Driven Decision Making - Uses metrics and insights...DataWork from home$145.44k - $242.36k
...optimizing processes and resources, leveraging AI-driven solutions and global capabilities to... ...Management, Developer Experience, Data, Platform, AI integration, and Global Capability... ...and transformation challenges. Strong program and portfolio management discipline,...DataWork from home$109.28k - $182.1k
...scalable, compliant, and outcome‑driven products—leveraging... ...partner to Operations, Technology, Data, and Risk leaders, this individual... ..., Data, and Risk & Compliance to design fit‑for‑purpose workflow... ...product management, consulting, or program/project leadership,...DataWork from home$76.74k - $127.82k
...drives strategic and tactical department programs, develops and motivates the team to provide... ...greatness, act with integrity, and are driven to help our clients succeed. We value those... .../XLOOKUP, etc.). Ability to translate data from phones to action plans. Understanding...DataWork from home$186.43k - $310.75k
...Advisory Operations, Performance & Data Reconciliation, and Client... ..., ensuring accuracy, compliance, and scalability. Manage service... ...inclusion, and employee engagement programs. Ensure regulatory compliance... ...reporting using data-driven insights. Represent Operations...Data- ...Strong proficiency in Python, object-oriented programming, software design principles, and design... ...understanding of microservices and event-driven architectures Solid experience with... ...practices: You consider security and user data protection throughout the software...DataWork from home
- ...office. The candidate will oversee payroll operations, ensuring accurate employee payments and maintaining compliance. This position suits someone organized and data-driven, with a background in payroll systems. The role offers a supportive environment focused on growth,...DataWork at office
- ...coordinated pre-hire activities, compliance documentation, orientation delivery... ...hires. Continuous Improvement and Program Development Analyze onboarding data (time-to-productivity, early turnover... ...operate in a fast-paced, deadline-driven construction environment. Key...DataWork at officeLocal areaRemote work
- LPL Financial LLC is seeking a Sr. People Analytics Consultant to lead data-driven initiatives in HR, utilizing strong problem-solving and analytical skills. You will partner with HR and business stakeholders to translate workforce needs into actionable data insights and...DataWork at office
- ...Consulting Analyst Date: May 14, 2026 Location:... ...quantitative and qualitative data to provide insights,... ...records search, in compliance with any applicable laws... ...in team-based, deadline-driven environments Minimum... ...and a robust wellness program. To support a healthy...DataFull timePart timeWork experience placementInternshipWork at officeRelocationVisa sponsorshipFlexible hours
- LPL Financial LLC is seeking an AVP, Data Reporting Manager in Fort Mill, SC. This role leads the strategy, governance, and delivery... ...Intelligence capabilities, mainly focusing on Tableau Cloud and AI-driven analytics. The ideal candidate should have over 12 years of BI...Data
$76.22k - $127.1k
...employees and advisors. The role involves managing high-quality operational content, collaborating across teams, and leveraging data-driven insights for improvement. The ideal candidate should hold a Bachelor's degree in a related field and possess 3-5 years of experience...Data$135.96k - $226.6k
..., risk, and explainability. Partner with Engineering, Architecture, Data, and Risk & Compliance to ensure solutions are compliant, scalable, resilient, and governable. Ensure workflows are data‑driven and AI‑ready where appropriate, avoiding unnecessary complexity or risk...Data$155.94k - $259.87k
...Management (ALM) domain, with a primary focus on data architecture, domain modeling, and... ...and servicing, ongoing monitoring and compliance, retention, and ultimately compliant offboarding... ...(e.g., bounded contexts, event‑driven patterns). Experience balancing business...DataContract work- ...knowledge, clinical judgment, and nursing skills to assess patient data, plan and provide care, and evaluate outcomes appropriate to the... ...Carolina or compact Successful completion of a Registered Nurse program 2 years of nursing experience in a related area - Home health...DataPermanent employmentPart timeFor contractorsFlexible hours
- ...Consulting Analyst Together, we own our company, our future, and our shared success. As... ...and gas utilities, oil and gas clients, data centers and other commercial clients.... ...Works effectively in team-based, deadline-driven environments Minimum Qualifications Bachelor...DataWork at office
- ...FastAPI), Docker, and cloud platforms (AWS, Azure, or GCP). Build scalable REST APIs that power LLM-driven applications integrated with enterprise data sources. Implement LLM evaluation frameworks using tools such as Ragas, LangSmith, or custom benchmarks...DataContract workFor contractors
$97.03k - $161.71k
Overview LPL is seeking a Senior Analyst to join its Investment Research department. This... ...our Outsourced Chief Investment Officer program and will be relied on for investment analysis... ...Monitor, interpret, and enhance analytic data on model risk, positioning, factor...Data- ...accurately and on time while supporting compliance with payroll regulations and company policies... ...processing payroll, maintaining employee data, and supporting compliance‑related... ...precision. If you are highly organized, data‑driven, and experienced with payroll systems, this...DataFull timeWork at officeLocal areaRemote work
$119.07k - $198.38k
Job Overview The AVP, Data Reporting Manager leads the strategy, governance, and delivery of LPL’s enterprise Business Intelligence capabilities... ...role is responsible for advancing Tableau Cloud, enabling AI‑driven analytics, and ensuring scalable, reliable, and governed data...Data$73.74k - $122.89k
Job Overview The Senior Analyst, Strategic Sourcing supports LPL Financial’s third‑party spend... ...pipeline with clear rationale and data‑backed recommendations. Deliver multiple... ...pursue greatness, act with integrity, and are driven to help clients succeed. Requirements 3-6...DataContract work$121.51k - $202.52k
...opportunities for product innovation and differentiation. Use a data‑based approach to enhance existing services and build new offerings... ...structures, and current models. Team‑oriented collaborator driven by consensus outcomes. Preferred Qualifications Bachelor’s degree...Data
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