VP, E-Communications Compliance & Risk Leadership
LPL Financial LLC
LPL Financial LLC is looking for a Marketing and Electronic Communication Compliance Officer to ensure compliance in marketing communications across channels. The ideal candidate will have a robust background in regulatory requirements and experience in leading compliance strategies. This role involves partnering with various departments to enhance compliance effectiveness and leading large initiatives impacting firm-wide communications oversight. A competitive salary range and benefits package are offered. #J-18808-Ljbffr LPL Financial LLC
$135.75k - $226.19k
Marketing and Electronic Communication Compliance Officer We are seeking an experienced... ...the enterprise strategy for E‑Communications Compliance... ...a robust second‑line risk and controls framework governing... ...risk management. 5+ years of leadership experience managing managers...Risk$149.76k - $249.57k
...Financial is seeking a VP to join our Business... ...operations, service, and legal/compliance teams to align... ...obstacles, gaps, and risks early, takes accountability... ....Executive-Ready Communication: Prepare clear, defensible... ...and credibility.Leadership Engagement & Influence...RiskTemporary workWork at officeWork from home$147.39k - $245.66k
...monitoring; and maintaining the risk taxonomy. Seeking individuals... ...a passion for governance, communicate and challenge technology and cybersecurity... ...standards and processes (e.g., enterprise policy... ...successfully operating in a governance leadership role within cybersecurity and...RiskWork from homeShift work$112.4k - $149.8k
...continuum and enhance security, compliance, customer satisfaction, and... ...servicing operations, risk, and compliance; draft and review... ...servicing disclosures and communications to borrowers; draft and review... ...with internal stakeholders (leadership, peers, team members) and...RiskRemote jobContract workWork at office$135.96k - $226.6k
...financial goals. The VP, Product... ...Business, Operations, Compliance, and Service to deliver... ...progress, manage risks and dependencies,... ...standardized solutions (e.g., Network‑in‑a‑... ...activities with Communications, Training, and... ...Business and Field leadership. Drive cross‑functional...RiskWork at officeWork from home$135.96k - $226.6k
Job Overview The VP of Product Management for Business Management Reporting (BMR) owns... ...firm growth, operational efficiency, and risk management. The VP leads a product team... ...based roadmap management. AI‑enabled product leadership. High personal accountability and...Risk$135.96k - $226.6k
...Advisors and their clients. The VP will support and lead the... ...Product, and Field Engagement leadership and cross-functional stakeholders... ...on track, actively manage risks and dependencies and provide... ...ready materials that clearly communicate progress, risks, decisions neededContinuously...RiskWork from home- ...Operations, Performance & Compliance Specialist supports... ...partners with U.S. leadership and international teams... ...track KPIs and SLAs (e.g., service levels, average... ...to identify trends, risks, and opportunities... ...performance metrics preferred Communication: Strong verbal and...RiskTemporary workFor contractorsWork at officeLocal areaRemote workRelocationRelocation package
$135.96k - $226.6k
...workflow products. The VP drives outcomes that... ...experience, cycle time, risk reduction, and... ...Architecture, Data, and Risk & Compliance to ensure solutions... ...Portfolio & Product Leadership Oversee a portfolio of... ...product strategy Executive communication and governance Talent...Risk$128.03k - $213.31k
...influencing decision‑making, and enabling leadership to make informed, data‑driven choices.... ...Drive informed decision‑making by surfacing risks, trade‑offs, and recommendations, and... ...plans, and metrics that clearly communicate progress, risks, and outcomes while supporting...RiskWork from home$135.96k - $226.6k
...experience. The ideal candidate has over 10 years of experience in product management and workflow transformation, alongside proven leadership skills. The position offers a competitive salary ranging from $135,960 to $226,600 based on qualifications and experience. #J-18...$66.5 per hour
...governance, inventory accuracy, compliance readiness, and operational... ...impact business operations, risk management, and regulatory compliance... ...Excellent verbal and written communication skills. Preferred... ...Plan Direct Deposit & weekly e‑payroll Referral Bonus Programs...RiskContract work- ...with cross functional teams - including credit, risk, operations, IT, compliance, and commercial leadership - to enable business objectives while managing regulatory... ...management, and vendor contracting. Effective communicator with the ability to collaborate across...RiskContract workTemporary workFor contractorsWork experience placementWork at officeLocal areaRemote workRelocationRelocation package
- ...technology vendor management and a strong background in financial services. Key responsibilities include vendor governance, performance management, and supporting enterprise initiatives with a focus on risk management and negotiation. #J-18808-Ljbffr LPL Financial LLCRiskContract work
- ...President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory... ...and SRO regulatory compliance, enforcement defense, and legal risks impacting brokerage and investment advisory activities. The ideal...Risk
$161.09k - $268.42k
...conversions, and measurable improvements to advisor experience, risk posture, and quality. Drive scale and efficiency workstreams... ...services operations/enablement; significant senior‑level people leadership. Core Competencies Deep expertise in overlay trading and tax‑aware...Risk- ...competition, healthcare law and other risk areas. Handle multi-million... ...industry partners, ensuring compliance with existing and emerging... ...for growth and leadership. We are an equal opportunity... ...creative mind and excellent communication, writing and analytic skills...RiskRelocationRelocation package
- LPL Financial LLC is seeking a VP Data Strategist to own data strategy related to automation, analytics, and cost transparency. This... ...partnering with tech teams to develop data products and frameworks for risk detection and cost transparency. The ideal candidate has over 5...Risk
$147.39k - $245.66k
...balancing the need to reduce risk. You will partner with business... ...profile, and risks. Partner with compliance, legal, and technology... ...enterprise data‑handling practices. Communicate and oversee security solutions... ...customers regarding security (e.g., executive briefings and...RiskWork from home- ...payments experience, alongside proven relationship-building skills. This role involves coordinating multiple workstreams, managing risks, and developing executive-ready materials. A commitment to exceptional client experiences and teamwork is essential. The position offers...Risk
$135.96k - $226.6k
...consistent, secure, and productivity‑focused environment. The VP combines strategic product management with hands‑on product ownership... ...and scope decisions. Partner with Technology, EPMO, Compliance, Risk, Operations, and Service teams to manage dependencies and delivery...RiskWork at officeWork from home$135.96k - $226.6k
...four‑in‑a‑box model with Technology, Business, Operations, and Risk, the leader ensures the platform drives advisor productivity, safeguards... ..., and quality standards for AI outputs, ensuring accuracy, compliance, and consistency across all interactions and artifacts Own...Risk- ...strategizing, leading a team, and ensuring compliance across title administration functions for... ...interface with various departments to mitigate risks while driving continuous improvements. The ideal candidate should have leadership experience and a proven ability to resolve...Risk
$136.27k - $227.12k
Job Overview VP Data Strategist, Supervision will own the data strategy needed to support... ...analytics, AI enablement, control health risk measurement, and cost transparency.... ...continually learn and grow Written and verbal communication skills with ability to present...Risk- LPL Financial LLC seeks a Vice President to lead its Technology Governance program, ensuring compliance within the Cyber Security organization. This strategic role focuses on uplifting governance frameworks and collaborating across teams. The ideal candidate will have...
$127.51k - $212.49k
...operational stability. Identify, elevate, and mitigate vendor risks, including operational, compliance, regulatory, cybersecurity, and third‑party risk... ...fluency Stakeholder influence and executive communication Vendor‑performance governance and operational rigor Risk...RiskContract workShift work- ...Make an Impact The Antitrust & Compliance Counsel will serve as a... ...executive teams to manage legal risk, support growth initiatives, and... ...with competition authorities (e.g., DOJ, FTC, and non‑U.S. regulators... ...sales, procurement, senior leadership, HR, and business development...RiskFor contractorsFixed term contractImmediate startVisa sponsorshipWork visaRelocation package
$92.91k - $154.81k
...goals. Job Overview: A Senior Risk Governance and Reporting... ...Enterprise Risk Management, Corporate Compliance, and Audit teams as required... ...and enhance dashboards (e.g., CISO and related reporting... ...meaningful risk insights Effective communication and interpersonal skills;...RiskFull timeWork from home- ...challenges.* Provide direct leadership to crew leaders by... ...proactively.* Ensure compliance with all CIS safety,... ...and inefficiencies.* Communicate regularly with operations... ...regarding progress, risks, and resource needs.*... ...25 lbs. occasionally (e.g., tools, materials,...RiskTemporary workFor subcontractorWork at officeShift workNight shift
- ...ICU RN Valid RN license in compliance with state regulations... ...clinical judgment, excellent communication, and a commitment to maintaining... ...immunocompromised patients and reduce risks Engage in quality... ...Apply now! *Fusion is an EOE/E-Verify Employer About...RiskWeekly payFull timeContract workTemporary workImmediate startShift work
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