Sr Assoc, Client Onboarding & Configuration
Goldman Sachs
Sr Assoc., Client Onboarding & Configuration Goldman Sachs & Co. LLC Dallas, TX Establish new accounts through understanding different client account structures and documentation requirements. Exercise due diligence reviews, ensuring compliance with the Firms Client Identification Program, SEC Books and Records, Know your Customer Rules, FINCen Customer Due Diligence, and other FINRA and regulatory obligations. Requires: Bachelors degree (U.S. or foreign equivalent) in Finance, Accounting, Economics, Business Administration or a related quantitative field such as Industrial Engineering and two (2) years of experience in job offered or a related role. Prior employment must include two (2) years of experience with: Microsoft Excel, including working with macros, pivot tables, VLOOKUP, and IF/AND formulas; improving processes and enhancing procedures by identifying control and exposure points within their workflow and where errors may occur in the process; re-evaluating opportunity and return on investment in changing environments; working with Risk Management, Operations Risk Framework, Key Risk Indicators, and Risk and Control Self-Assessments; and project management tools including JIRA and Confluence. Job Code: 10273048.
QUALIFIED APPLICANTS:
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law. #J-18808-Ljbffr Goldman Sachs & Co. LLC- Goldman Sachs & Co. LLC in Dallas, TX seeks a Senior Associate for Client Onboarding & Configuration to establish new accounts, ensure regulatory compliance, and coordinate document workflows with wealth management teams. Responsibilities include processing product requests...Senior
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