Compliance Associate
$40 - $60 per hourLanding Point
Company Overview A leading global investment firm with nearly $300 billion in assets under management is seeking an Associate to join its Real Estate Legal & Compliance team. This role offers the opportunity to work with experienced corporate attorneys and gain insight into in-house legal and compliance operations within the financial services industry. Job Responsibilities Play a key role in the day-to-day administration of the Real Estate group’s compliance program Monitor business activities for adherence to regulatory requirements, internal policies, and industry best practices Manage elements of the portfolio company compliance program, including policy development and investor disclosure support Project manage external service providers for annual compliance reports Support the development and refinement of compliance and governance policies Maintain a centralized repository of real estate compliance policies and procedures Enhance compliance workflows, reporting, and controls Collaborate cross-functionally to support regulatory filings and submissions Partner with technology stakeholders to develop automated dashboards and reporting tools Participate in the development and delivery of compliance training and awareness initiatives Qualifications Bachelor’s degree from a highly regarded university 3+ years of corporate experience Prior work experience in legal, financial, and/or real estate fields preferred Excellent organizational and project management skills Strong written and verbal communication skills Advanced Microsoft Office skills Compensation Pay Rate: $40 – $60/hr #J-18808-Ljbffr
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placement- ...Software Guidance & Assistance, Inc., (SGA), is searching for a Regulatory Compliance Associate for a CONTRACT assignment with one of our premier Regulatory clients in New York, NY . Professional position responsible for supporting important regulatory compliance...SuggestedContract workWork at office
- ...Support the compliance program that keeps digital-asset activity inside the regulated perimeter: KYC/AML, sanctions, the Travel Rule, and examiner-ready evidence. Works with the Head of Compliance. What you'll do Support CIP, KYC/KYB, and CDD workflows. Help operate sanctions...Suggested
- ...to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is...SuggestedWork at officeWork from homeFlexible hours
$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...SuggestedFull timeCurrently hiringRemote workFlexible hours- ...Alinea Invest Location: New York, NY (Hybrid) Reports to: Chief Compliance Officer Employment Type: Full-time We're growing quickly, and... ...critical part of that growth. We're looking for a Compliance Associate to help ensure our marketing, social content, creator partnerships...Full time
$75k
...FOIL) requests, appointments, document retention, legislation, compliance with federal, state and local laws and regulations, and... ...The New York City Council is seeking to fill a Compliance Associate position within the Office of the General Counsel's Public Integrity...Work at officeLocal area$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...$110k - $120k
...Position Summary Guggenheim Securities (“GS”) is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance with applicable laws, regulations...Work at office$75k - $85k
...Governance, Risk, and Compliance Associate - IT Job Category : Advisory Requisition Number : GOVER003147 Posted : August 11, 2026 Full-Time Locations Showing 1 location Little Falls, NJ Little Falls, NJ 150 Clove Rd 5th Floor Little Falls, NJ 07424, USA Little Falls,...Full timeInternshipWork at officeFlexible hours1 day per week$100k - $155k
...Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those...Full time$85k - $100k
...Job Overview – Compliance Associate (Investment Management): Compensation: $85,000 – $100,000/year + bonus Location: New York, NY Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client...Work at officeMonday to Friday- ...We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources...Work at office
$100k - $140k
...Job Title Compliance Specialist Job Description Key Responsibilities Review marketing materials, investor communications... ...disclosures. Assist with maintaining broker-dealer registrations and associated regulatory records. Coordinate registration-related...Permanent employmentContract workLocal area$130k - $150k
...operations, systems, development, finance, human resources, and compliance. About the Firm: Founded in 1968, Gilder Gagnon Howe & Co.,... ...Summary: GGHC is seeking a detail-oriented, proactive Compliance Associate to join its compliance team. The Compliance Associate will...$111k - $140k
...Compliance Associate, Market Surveillance New York City, NY Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and...Contract workLocal areaShift work- ...designed to help organizations attract, retain, and reward highly compensated executives and professionals.Role Overview:As a Compliance Associate, you will support risk management and compliance initiatives for corporate-owned, bank-owned, and retail life insurance...Local area
$5,525 - $6,000 per month
...Location: Manhattan Manager: Senior Compliance Manager Salary Range: $5,525 to $6,000 monthly (commensurate with experience) Benefits:... ...coverage Friends for Kathy Hochul is seeking a full-time Compliance Associate for the campaign of New York State’s first female Governor,...Full time- ...Alinea Invest is seeking a Compliance Associate in New York, NY (Hybrid) to review marketing and communications for SEC and FINRA alignment. You will partner with Growth, Marketing, and Product teams to build scalable processes that move quickly while ensuring accuracy...
- ...An Investment Management Firm is seeking an experienced professional to join their team as a Compliance Associate. Responsibilities: Support the administration and ongoing development of the firm's compliance program Maintain compliance policies, procedures, documentation...Work at office
$40 per hour
...Monday – Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$100k - $135k
...Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...Full timeContract workWork at office- ...Supporting enterprise compliance initiatives, the contract Enterprise Senior Associate - Personal Trading will manage compliance tasks remotely, ensuring adherence to relevant laws and regulations while documenting activities and tracking progress to completion. Key...Contract workRemote work
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
$80k - $90k
...professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team...Temporary workWork experience placementWork at officeWork from home$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures the accuracy, consistency, and timely preparation of materials for internal committees, as well as reporting...Work at officeLocal area- One of our highly reputable Alternative Asset Management clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be working very closely with several Teams including but limited to Legal, Compliance, and Regulatory. This...
$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered...$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...- Quant Blueprint LLC is seeking individuals to develop sophisticated investment models for financial analysis while applying quantitative techniques. Candidates will use machine learning on various datasets and work closely with engineers to test their theories. The role...
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