Compliance Associate
GFR Fund
Alinea Invest is seeking a Compliance Associate in New York, NY (Hybrid) to review marketing and communications for SEC and FINRA alignment. You will partner with Growth, Marketing, and Product teams to build scalable processes that move quickly while ensuring accuracy and regulatory compliance. In this role you’ll Learn quickly, advise on practical solutions, and help teams distinguish between marketing content and regulated investment advice. #J-18808-Ljbffr
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placement$100k - $155k
...Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those...SuggestedFull time- ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is...SuggestedWork at officeWork from homeFlexible hours
$60k - $71.69k
...role, and positioning large jurisdictions as national leaders in election administration. Position Summary The Operations and Compliance Associate (OACA) supports the day-to-day execution of PLEJ’s operational, financial, and compliance systems across the organization....SuggestedContract workTemporary workFor contractorsRemote workFlexible hours$100k - $140k
...Build expertise across RIA and broker-dealer compliance programs. Gain broad exposure to alternative investments and regulators.... ...disclosures. Assist with maintaining broker-dealer registrations and associated regulatory records. Coordinate registration-related...SuggestedPermanent employmentLocal area- ...Support the compliance program that keeps digital-asset activity inside the regulated perimeter: KYC/AML, sanctions, the Travel Rule, and examiner-ready evidence. Works with the Head of Compliance. What you'll do Support CIP, KYC/KYB, and CDD workflows. Help operate sanctions...
- ...We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources...Work at office
$85k - $100k
...Job Overview – Compliance Associate (Investment Management): Compensation: $85,000 – $100,000/year + bonus Location: New York, NY Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client...Work at officeMonday to Friday$130k - $150k
...Compliance Associate Founded in 1968, Gilder Gagnon Howe & Co., LLC ("GGHC") is a registered investment adviser and broker-dealer giving individuals who possess long-term patience and fortitude an opportunity to create wealth. Our clients are individuals who reach...$40 - $60 per hour
...Overview A leading global investment firm with nearly $300 billion in assets under management is seeking an Associate to join its Real Estate Legal & Compliance team. This role offers the opportunity to work with experienced corporate attorneys and gain insight into in...Work experience placementWork at office$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours$111k - $140k
...Compliance Associate, Market Surveillance New York City, NY Who are we? FalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and...Contract workLocal areaShift work$5,525 - $6,000 per month
...Location: Manhattan Manager: Senior Compliance Manager Salary Range: $5,525 to $6,000 monthly (commensurate with experience) Benefits:... ...coverage Friends for Kathy Hochul is seeking a full-time Compliance Associate for the campaign of New York State’s first female Governor,...Full time- ...designed to help organizations attract, retain, and reward highly compensated executives and professionals.Role Overview:As a Compliance Associate, you will support risk management and compliance initiatives for corporate-owned, bank-owned, and retail life insurance...Local area
- ...Alinea Invest Location: New York, NY (Hybrid) Reports to: Chief Compliance Officer Employment Type: Full-time We're growing quickly, and... ...critical part of that growth. We're looking for a Compliance Associate to help ensure our marketing, social content, creator partnerships...Full time
$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...$75k - $85k
...Governance, Risk, and Compliance Associate - IT Job Category : Advisory Requisition Number : GOVER003147 Posted : August 11, 2026 Full-Time Locations Showing 1 location Little Falls, NJ Little Falls, NJ 150 Clove Rd 5th Floor Little Falls, NJ 07424, USA Little Falls,...Full timeInternshipWork at officeFlexible hours1 day per week- ...Our client is looking for a Compliance professional to assist its Compliance Team. This candidate will assist a highly collaborative team in the New York office who supports the administration of the firm's compliance policies as it relates to personal trading and employee...Work at office
$110k - $120k
...Position Summary Guggenheim Securities (“GS”) is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance with applicable laws, regulations...Work at office$40 per hour
...Monday – Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$100k - $135k
...Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...Full timeContract workWork at office- ...and regulatory frameworks.Job DescriptionOverviewProvide strategic legal counsel for private and registered credit funds, ensuring compliance with regulatory standards and supporting organizational growth.Collaborate with executive teams to develop and implement legal...
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
- ...Supporting enterprise compliance initiatives, the contract Enterprise Senior Associate - Personal Trading will manage compliance tasks remotely, ensuring adherence to relevant laws and regulations while documenting activities and tracking progress to completion. Key...Contract workRemote work
$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered...$42k - $90k
...A global banking institution in New York seeks a Compliance Officer to manage BSA/AML activities and ensure compliance with regulations. Candidates should possess a Bachelor's degree in a relevant field and have at least one year of experience in BSA/AML/OFAC compliance...$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures the accuracy, consistency, and timely preparation of materials for internal committees, as well as reporting...Work at officeLocal area- Quant Blueprint LLC is seeking individuals to develop sophisticated investment models for financial analysis while applying quantitative techniques. Candidates will use machine learning on various datasets and work closely with engineers to test their theories. The role...
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...$85k - $115k
About the RoleiCapital is looking for a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for marketing materials created by our investment advisers and broker-dealer. There will be a strong focus on marketing materials...Full timeWork at officeRemote work
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