Remote Principal Review Lead - Financial Advisory Compliance
$70k - $80kTransamerica Corporation
- Remote job
Transamerica Corporation is looking for a supervisory professional to conduct principal review activities for financial advisors. You will ensure adherence to processes, track quality reports, and provide training on various topics. The ideal candidate should have a Bachelor's degree in finance/business and at least 5 years of relevant experience. This remote position offers a salary range of $70,000-$80,000 annually. #J-18808-Ljbffr Transamerica Corporation
- LPL Financial LLC is seeking a Supervisory Principal to deliver elite white glove support to top-tier... ...supervisory tasks and managing compliance with regulations. Key responsibilities include reviewing securities transactions, supervising advisory activity, and...PrincipalFinancial
$130k - $170k
...About The Legal, Compliance, And Public Affairs... ...to deliver honest financial products. Affirm’s... ...activities include advisory, training, testing... ...a Compliance Lead to join the Direct... ...business objectives. Review and approve financial... ...is proud to be a remote-first company! The...Remote workFinancialWork at officeFlexible hours$75k
Mohr Talent is looking for a Principal Review Lead in Mesa, AZ, to take ownership of complex client document reviews and ensure compliance with regulatory requirements. The role offers... ...contribution within a rapidly expanding financial services firm. #J-18808-Ljbffr Mohr...PrincipalFinancial$255k - $300k
...range of strategic, financial, operational, and technology... ...Medical School Advisory Group (MSAG)... ...Opportunity with ECG: Principal, Physician Educator Lead, MSAG As the Physician... ...including document review, gap and/or mock... ...Washington, DC, or remote Schedule...Remote workPrincipalFinancialPermanent employmentFull timePart timeWork at office$137k - $238k
...Overview The Principal AML/CFT Compliance Officer is a highly specialized... ...Matter Expertise and Advisory – Serve as the organization’s leading expert on complex AML/... ...cases of potential financial crime. Conduct in-depth... ...sharing. Lead due diligence review process for higher...Remote workPrincipalFinancial$130k - $180k
...interest. About the Legal, Compliance, and Public Affairs... ...to deliver honest financial products. We are seeking... ...-oriented Compliance Lead to join the Loss... ...Regulatory Compliance Advisory: Stay abreast of changes... ...this position. #LI-Remote Affirm is proud to be...Remote workFinancialFull timeWork at officeFlexible hours$128k - $190k
...Job Level: Manager/Principal Business Unit:... ...is the functional lead for the procurement... ...execution and outreach, compliance management,... ...working from your remote office and your assigned... ...performance reviews, fostering collaboration... ...to verify the financial health of existing...Remote workPrincipalFinancialContract workWork experience placementWork at office$109.9k - $125.4k
...The Anti-Money Laundering (AML) Compliance Advisory Specialist III performs a key risk management... ...Program framework. Responsibilities Review inquiries from lines of business and provide... ..., and inclusive set of health, financial, and other benefits that support your...PrincipalFinancialLocal area$109.9k - $125.4k
...Compliance Advisory Specialist III, Principal Associate The Anti-Money Laundering (AML) Compliance Advisory Specialist... ...processes. Responsibilities Review inquiries from lines of business and... ...competitive, and inclusive set of health, financial and other benefits that support...PrincipalFinancialFull timePart timeLocal area- Affirm is seeking a FinTech Compliance Lead to join their Compliance Advisory team in Nashville,... ...Merchant Risk team, and reviewing marketing materials for... ...a strong background in financial services compliance and... ...solving abilities. As a remote-first company, Affirm emphasizes...Remote jobFinancial
$168k - $297k
...Principal Consultant (Lead Expert Witness) - FERC Ratemaking & Regulatory... ...consulting and financial advisory firm serving the... ...per week working remotely.* What You Will Do... ...including: Lead and review FERC cost-of-... ...clients on rate filings, compliance filings,...Remote workPrincipalFinancialWork at officeFlexible hours2 days per week3 days per week$150k - $225.5k
...Leader to join our Actuarial and Financial Consulting teams at Mercer.... ...and solution we offer. Sr. Principal Lead Health Actuary Consultant... ...health care related costs. Review the data analyses that are conducted... ...the flexibility of working remotely and the collaboration,...Remote workPrincipalFinancialMinimum wageWork at officeLocal areaFlexible hours3 days per week1 day per week$168k - $247k
TYLin is seeking a Principal, Infrastructure Advisory Lead for Water to enhance its Water Advisory practice. This position is crucial in leading teams, managing client relationships, and advancing innovative strategies. Successful candidates will have a robust background...Remote jobPrincipal- ...Manager to join their dynamic team. In this role, you'll manage client relationships and ensure timely delivery of tax products and financial reports. With a focus on work-life balance and career growth, this firm offers flexible work arrangements, competitive benefits,...Remote jobFinancialFlexible hours
$130k - $170k
...interest. About The Legal, Compliance, And Public Affairs... ...to deliver honest financial products. Affirm’s Compliance... ...company. Regulatory Advisory Team Role Affirm is... ...of compliance review activities or risk escalations... ...for this position. Remote Work affirm is proud...Remote workFinancialWork at officeFlexible hours- ...join their dynamic team. This role is crucial for managing client relationships and ensuring timely delivery of tax products and financial reports. You will prepare corporate and individual tax returns while building and strengthening client connections. With a focus on...Remote jobFinancialFlexible hours
$118k - $148k
...We are seeking a Lead Revenue Accountant... ...our team in a fully remote capacity. In this... ...directly influence our financial reporting and... ...Technical Consultation: Review customer contracts... ...of Big 4 audit/advisory and US public... ...hiring process In compliance with applicable law...Remote workFinancialContract workWork at officeFlexible hours- A financial services firm is seeking a Principal Review Specialist responsible for transaction reviews and principal approvals for various accounts and products... ...organizational, communication, and regulatory compliance skills, along with required licenses in the securities...PrincipalFinancial
$75k
Principal Review Lead Wealth Management | Mesa, AZ | Hybrid | $75,000 + Incentive Bonus Why This Company? This is not your average financial services firm. One of the fastest growing independent wealth... ...forms including creation, compliance review, and distribution Building...PrincipalFinancialLocal area- ...Tilly International is seeking a Tax Principal in Real Estate located in New... ...tax advisor providing federal tax compliance and consulting services to real... ...position offers the opportunity to lead a growing team within a renowned advisory firm. #J-18808-Ljbffr Baker...Principal
- ...IT SOX Lead Risk Advisor Come join Intuit as... ...within the SOX Risk and Compliance Organization (SRCO). SRCO... ...strong foundation of financial compliance, risk... ...Within SRCO, the SOX Risk Advisory team acts as strategic... ...service providers, based on review of management...FinancialWork at office3 days per week
- ...is seeking an experienced individual to conduct reviews of communications with the public and ensure compliance with FINRA and SEC regulations. Responsibilities... ...analytical skills, and a thorough understanding of financial regulations. This role is hybrid with defined in-...PrincipalFinancial
$144k
...Job Level: Manager/Principal Business Unit: Gen... ..., Ethics, Risk & Compliance Work Type: Hybrid... ...deliver significant financial and operational... ...be responsible for leading the strategy, execution... ...working from your remote office and your... ...monthly Operating Reviews. Facilitates...Remote workPrincipalFinancialWork at office- ...Americas Delivery Center Financial Crimes Compliance Competency Lead LOCATION AMERICAS DELIVERY... ...Audit & Financial Advisory, and Business Performance... ...coaching, oversight and review of work, coordination across... ...OH location and/or from a remote location such as your residence...Remote workFinancialFull timeTemporary workWork experience placementWork at office
$140k - $190k
Principal Environmental Planner/NEPA Lead GFT is seeking an experienced Principal... ..., permitting, and compliance solutions that support... ..., and oversee the financial health of projects... ..., including reviewing their work for accuracy... ...Hybrid (in-person and remote) work environment....Remote workPrincipalFinancialFull timeFor subcontractor- Rea, a top business advisory and accounting firm in Ohio, is seeking a Senior Business Valuation Associate to join our Business Valuation... ...Services team. This position requires a strong background in financial analysis and valuation modeling while mentoring junior staff....Remote jobFinancial
- ...-based company with a fully remote workforce. Working hours are... ...are seeking a Corporate Legal Compliance Team Lead to oversee regulatory... ...highly value experience in financial services, commercial lending... ...licensing analysis, NMLS‑related reviews, state registrations, and managing...Remote workFinancialContract workTemporary workWork at officeLocal areaWork from homeMonday to Friday
$132.5k - $218.3k
...What You’ll Do The Lead Associate Principal, Security Assurance is... ...Participate in Security review and approval of Linux... ...validation of audit, compliance, and regulatory... ...effectively with local and remote OCC staff, management... ...Important Financial Market Utility (SIFMU...Remote workPrincipalFinancialLocal area2 days per week- ## Lead Associate Principal, Quantitative Risk ManagementApplylocations: Chicago... ...and stress testing of financial products and derivatives* Design... ...existing models* Write and review documentation (such as... ..., up to 2 days per week of remote work* Tuition Reimbursement...Remote workPrincipalFinancialWork at office2 days per week
- RPMGlobal in California is looking for a candidate to lead asset valuations and business advisory services. Responsibilities include preparing financial proposals, M&A support, and mentoring a team. Preferred qualifications are a CPA and CBV designation with 2-3 years...Remote jobFinancialSummer workWork from homeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Remote Principal Review Lead - Financial Advisory Compliance. Be the first to apply!
- revenue manager remote New York, NY
- remote clinical trial manager New York, NY
- remote sales consultant New York, NY
- remote lvn New York, NY
- remote appointment scheduler New York, NY
- remote financial planning New York, NY
- remote research analyst jobs New York, NY
- remote inside sales New York, NY
- remote junior java developer New York, NY
- localization remote New York, NY


