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Principal Review & Compliance Specialist

Direct Staffing Inc

A financial services firm is seeking a Principal Review Specialist responsible for transaction reviews and principal approvals for various accounts and products. Candidates should possess strong organizational, communication, and regulatory compliance skills, along with required licenses in the securities industry. This role involves significant oversight of trading activities and adherence to financial regulations, ensuring high standards are met in a fast-paced environment. #J-18808-Ljbffr Direct Staffing Inc

Vacancy posted 3 days ago
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