Financial Services Regulatory & Compliance - Associate (Mid-Level)

For our client, we are seeking a Financial Services Regulatory & Compliance - Associate (mid‑Level) to join the team of a leader in the Legal & Accounting space. This role will provide business‑aligned guidance focused on governance, compliance, and operational risk management. You will partner with leaders, compliance stakeholders, and cross‑functional teams to translate complex issues into practical recommendations. The position offers the opportunity to strengthen responsible execution, improve decision‑making, and support sustainable growth within a Legal & Accounting environment. Location: Dallas, TX - US based candidates only, no visa sponsorship available Compensation: $250,000 – $340,000 annually Responsibilities Conduct legal research and compliance analysis Advise clients on regulatory requirements and compliance strategies Prepare licensing and chartering submissions Monitor and interpret changes in financial regulations Collaborate with team members on client projects and compliance initiatives Manage third‑party risk assessments and compliance audits Ensure adherence to internal compliance policies and procedures Qualifications 3-5 years of experience in financial services regulatory and compliance Expertise in banking, money services businesses, and FinTech compliance Knowledge of financial regulations including BSA/AML and sanctions Licensed or eligible for admission in relevant jurisdiction Strong academic background with excellent research and writing skills Attention to detail and proactive approach Fluency in Spanish is preferred Benefits Discretionary bonus opportunities Health insurance with optional HSA 401K retirement plan with company contributions Paid vacation and sick leave Employee assistance program and wellness resources Various voluntary insurance options including life and disability insurance Potential commuter and transit programs available Our client is an equal opportunity employer. We encourage you to apply even if you don’t meet every qualification—your background could be exactly what this team needs. #J-18808-Ljbffr Ladders