Volcker Rule Compliance Specialist
Madison-Davis, LLC
A financial services firm is seeking a Compliance Specialist to support their Compliance team in Dallas, Texas. The role involves enhancing the Volcker Rule Compliance program, providing regulatory guidance, and maintaining compliance documentation. The ideal candidate should have a Bachelor’s degree and a solid understanding of financial compliance regulations. This position offers the opportunity to play a vital role in the firm’s regulatory adherence and operational excellence. #J-18808-Ljbffr Madison-Davis, LLC
Vacancy posted 12 hours ago
Similar jobs that could be interesting for youBased on the Volcker Rule Compliance Specialist in Dallas, TX vacancy
- ...established financial services firm to support their search for a Compliance Specialist to join their Compliance team. The organization is known... ...adherence. Overview Lead and enhance the firm-wide Volcker Rule Compliance program, providing stakeholders with guidance on...SuggestedWork at office
- The Affordable Compliance Specialist ensures that Summit Property Management’s affordable housing communities remain in full compliance with... ...LIHTC , HUD , PFC , HFC , HUD HOME, and BOND program rules. Assist with internal and external audits by preparing...SuggestedFull timeWork at officeLocal area
- ..., TX 75001. The No Surprises Act and State Arbitration Pathway Compliance Officer will lead the organization’s end‑to‑end compliance and... ...matrix: when federal IDR applies vs. when state arbitration/payment rules control, including bifurcated rules for fully insured vs. self‑...Suggested
- ...on a team that wins. Job Description Support Teledyne's IT SOX compliance program by evaluating ERP-related controls, including user... ...all employees to comply with all applicable laws, regulations, rules and regulatory orders. Our reputation for honesty, integrity and...SuggestedMinimum wageWork experience placementWork at officeLocal area
- ...Electronics & Defense Avionics division is looking for an Import Compliance Specialist (Irvine, California or Grand Prairie, Texas). Essential... ...the US Harmonized Tariff System (HTS US) using the General Rules of Interpretation, Section and Chapter Notes, Explanatory Notes...SuggestedWorldwide
- Job Summary: The Import Compliance Specialist will serve as Safran Electronics & Defense, Avionics USA, LLC (SEDA)'s subject matter expert in... ...Tariff Schedule (USHTS) and Schedule B, applying the General Rules of Interpretation, Section and Chapter Notes, Explanatory Notes...Work experience placementFlexible hours
- We're seeking someone to join our team as Field Compliance Advisory Coverage in Wealth Management (WM) Field Compliance to provide advisory... ..., and Governance Working Groups (including but not limited to Rule 3210/2070, Branch Examination Prep, and Data Governance)....
- ...Bldg. Primary Purpose The Senior Compliance Investigations Consultant is responsible... ...Coder (CIC) Certified Coding Specialist (CCS) Renewals must be submitted no later... ...findings. Maintains knowledge of applicable rules, regulations, policies, laws and...Work at office
- ...CPA) preferred5+ years of professional experience in ethics, compliance, risk, legal, and/or governance in a large, multinational organization... ...your family.WHAT YOU'LL DOAs the Ethics & Compliance (E&C) Specialist for Anti-Corruption, you will execute our firm’s global Anti-...Apprenticeship
- HilltopSecurities is looking to hire a Compliance Officer who will support both broker-dealer and registered investment adviser compliance... ...A, and 2B. Support the annual compliance review required under Rule 206(4)-7 of the Investment Advisers Act.Prepare and conduct on-...Work at officeHome office
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures...Work at office
- ...CIPT are required5+ years of professional experience in ethics, compliance, risk, legal, and/or governance in a large, multinational... ...and your family.WHAT YOU'LL DOAs an Ethics & Compliance (E&C) Specialist for Privacy compliance, you will implement specific aspects of...Apprenticeship
- ...in terms of team, rather than a single boss laying down all the rules. What that means for you is every inspector is given a say in... ...inspection career capabilities that allow our inspectors to grow as specialists or grow in leadership. This provides a greater opportunity for...Full timeFlexible hours1 day per week
$27 - $34 per hour
...Logistics And Compliance Specialist Koenig & Bauer is the oldest, global printing press manufacturer in the world! For more than 200 years... ...following through on commitments. Follows company policies, rules, regulations, and standard operating procedures. Promotes...Hourly payWork at officeLocal areaWorldwideMonday to FridayFlexible hours- ...Trade Compliance CoordinatorTeledyne Technologies Incorporated provides enabling technologies for industrial growth markets that require... ...all employees to comply with all applicable laws, regulations, rules and regulatory orders. Our reputation for honesty, integrity and...Permanent employmentLocal area
- ...operations, and generation reliability metrics. This role focuses heavily on the non‑cyber NERC Reliability Standards. The Compliance Assurance Specialist – O&P is responsible for breaking down departmental silos across Operations, Engineering, Transmission, Distribution,...Work at office
- [Enter Job Title] Looking to elevate your career? Join us! [Enter Sign On Bonus Info Here when Applicable] Work Location: [Enter Work Location] Work Hours: [Enter Work Hours] (Add Job Summary here) Department/Center Highlights: [Ask leader for 3 highlights...ReliefRelocation package
- ...The Compliance Specialist will be responsible for ensuring Axxess operates in compliance with relevant laws and regulations, with a focus on iGaming compliance. About Axxess Axxess is a leading provider of healthcare technology and services, with over 1,100 employees....
- ...Job Description Job Description Description: Summary: The Compliance Specialist is responsible for coordinating and maintaining federal, state, and local alcohol beverage regulatory compliance requirements. This role ensures timely filing of tax reports, license...Full timeTemporary workLocal area
- ...Job Description Job Description Title: Compliance Analyst Reports to: Compliance & AML Officer... ...to disclosures, forms, document packages, workflows, business rules, and system configurations. Coordinate User Acceptance...Hourly payWork at office
$156.16k - $234.24k
...Senior Compliance Risk Officer Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions... ...strategies and processes to prevent violations of law, rule, or regulation related to fraud activities executed in 1LOD, and...Full timeLocal areaFlexible hours- ...Compliance OfficerHilltopSecurities is looking to hire a Compliance Officer. The Compliance Department is responsible for ensuring that... ...and resolve issues which may present a failure to comply with rules or regulations.Assist with the education of Firm associates with...Work at officeHome office
- ...Current job opportunities are posted here as they become available. OBJECTIVE/SUMMARY: The Compliance Specialist I work directly with the Compliance Manager to meet the requirements of the assigned regulatory area of the Compliance department which includes researching...Contract work
- ...Compliance, Business Intelligence Group, Associate, Dallas Job Description Global Compliance Our division prevents, detects and mitigates... ...reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies,...Work at office
- ...Compliance SpecialistWe're not just a workplace - we're a Great Place to Work certified employer! Proudly certified as a Great Place to... ...SHUSA) is looking for a dynamic and detail-oriented Compliance Specialist to join our corporate team in Dallas, Texas!In this role, you...Contract workWork experience placementWork at officeLocal areaShift work
$119k - $164k
...change and overcoming obstacles. The Opportunity We're hiring a Compliance Officer to serve as the functional compliance lead for Altruist... ...marketing materials and communications under the SEC Marketing Rule. Vendor management — Own vendor relationships supporting the...Work at officeImmediate start3 days per week$65.51k - $94.98k
...POSITION SPECIFICS University Police and Public Safety is seeking a Clery Compliance Specialist to assist with all aspects of the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act (Clery Act) compliance oversight University-wide. The successful...Full timeWork experience placementWork at officeRemote workFlexible hours- ...Compliance-The Core Compliance, Associate, Dallas Job Description Global Compliance Our division prevents, detects and mitigates compliance... ...risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures...Full timeWork at office
- ...Risk & Compliance SpecialistThe Risk & Compliance Specialist supports the compliance program by ensuring adherence to applicable regulations, providing risk-based guidance to operations, and collaborating with cross-functional partners—including Legal, Operations, Business...Flexible hours
- ...Compliance SpecialistLooking to be at the cutting edge of healthcare and pharmacy? Interested in supporting the operational, regulatory... ...is seeking a detail-oriented and highly organized Compliance Specialist to support licensing, credentialing, formulary operations, regulatory...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Volcker Rule Compliance Specialist. Be the first to apply!
Related searches
- compliance coordinator Dallas, TX
- compliance data analyst Dallas, TX
- regulatory specialist Dallas, TX
- compliance associate Dallas, TX
- quality compliance specialist Dallas, TX
- risk compliance officer Dallas, TX
- risk and compliance analyst Dallas, TX
- regulatory officer Dallas, TX
- compliance specialist Dallas, TX
- compliance officer Dallas, TX



