Volcker Rule Compliance Specialist
Madison-Davis, LLC
A financial services firm is seeking a Compliance Specialist to support their Compliance team in Dallas, Texas. The role involves enhancing the Volcker Rule Compliance program, providing regulatory guidance, and maintaining compliance documentation. The ideal candidate should have a Bachelor’s degree and a solid understanding of financial compliance regulations. This position offers the opportunity to play a vital role in the firm’s regulatory adherence and operational excellence. #J-18808-Ljbffr Madison-Davis, LLC
- ...established financial services firm to support their search for a Compliance Specialist to join their Compliance team. The organization is known... ...adherence. Overview Lead and enhance the firm-wide Volcker Rule Compliance program, providing stakeholders with guidance on...SuggestedWork at office
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- ...Overview The Compliance Specialist will examine, verify, and document compliance with federal and state regulatory laws and adherence to internal... ...and experience. An in-depth understanding of the industry’s rules, guidelines, and regulations. Multitasker with strong...Suggested
- ...The Affordable Compliance Specialist ensures that Summit Property Management’s affordable housing communities remain in full compliance with... ...including LIHTC , HUD , PFC, HFC , HUD HOME , and BOND program rules. Assist with internal and external audits by preparing...SuggestedWork at officeLocal area
- ..., TX 75001. The No Surprises Act and State Arbitration Pathway Compliance Officer will lead the organization’s end‑to‑end compliance and... ...matrix: when federal IDR applies vs. when state arbitration/payment rules control, including bifurcated rules for fully insured vs. self‑...Suggested
- ...Rates & Forms Specialist The Rates & Forms Specialist supports the development, implementation, and regulatory compliance of title insurance rates, rules, and policy forms across multiple jurisdictions. This role ensures alignment between regulatory filings, underwriting...Work at officeLocal area
- ...for us. And, we might be the right bank for you. As a Senior Compliance Specialist, you will train and mentor Compliance Specialists in the... ...program. You will need the ability to interpret regulatory rules and their impact on the business. Interaction with the business...Work experience placementWork at officeNight shift
- We're seeking someone to join our team as Field Compliance Advisory Coverage in Wealth Management (WM) Field Compliance to provide advisory... ..., and Governance Working Groups (including but not limited to Rule 3210/2070, Branch Examination Prep, and Data Governance)....
$68.4k - $131.1k
...Role description Arcadis is seeking a Regulatory Compliance Specialist to join our North America Product Stewardship & Sustainability team. This full-time position will support product compliance, regulatory compliance, auditing, management systems, and product sustainability...Full timeWork at officeFlexible hours- Scotiabank in Dallas, Texas is seeking a Compliance Manager focused on regulatory obligations and risk assessments for the Swap Dealer Compliance... ...and communication skills are essential, and familiarity with SEC, CFTC, and NFA rules is preferred. #J-18808-Ljbffr Scotiabank
- ...If you are ready to be part of an extraordinary team of caregivers, then come work where you matter. Position Overview The Compliance Specialist is responsible for assisting with the development and implementation of the compliance audit program to ensure regulatory adherence...Local area
- ...Compliance Auditor Ensure that company operates in full compliance with applicable laws, regulations and internal policies. The role involves... ...Leasing Professional (NALP) preferred. Certified Occupancy Specialist (COS) preferred. Tax Credit Specialist (TCS) preferred....Contract workFor contractorsWork at officeLocal area
- This is not an IT position, this role supports Retail Compliance, Health and Safety. Candidates must reside in Texas , Arizona , or New... ...support the Company’s compliance efforts, including compliance with rules and regulations associated with pricing accuracy, product...Flexible hours
$75k - $85k
...complete this application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Compliance Manager 4 days ago Requisition ID: 1273 Salary Range: $75,000.00 To $85,000.00 Annually Join Our Growing Team at Star Sleep &...Remote work$112.9k - $148.7k
...you a creative problem‑solver who is energized by challenges? You've come to the right place. YOUR IMPACT As an Ethics & Compliance (E&C) Specialist for Privacy compliance, you will implement specific aspects of the Privacy program, including refining and enforcing policies...Hourly payApprenticeshipWork at office- ...Overview Compliance Officer to join a growing financial services platform operating across both a FINRA-registered broker-dealer and an SEC-registered investment adviser. The role provides broad exposure across wealth management, retirement solutions, fixed income trading...Work at officeHome office
- ...Summary The Compliance Specialist is responsible for coordinating and maintaining federal, state, and local alcohol beverage regulatory compliance requirements. This role ensures timely filing of tax reports, license renewals, product registrations, and regulatory submissions...Temporary workLocal area
- ...Compliance Specialist Position Summary Are you passionate about regulatory compliance and making a real impact in healthcare? Sonic Healthcare USA (SHUSA) is looking for a dynamic and detail-oriented Compliance Specialist to join our corporate team in Dallas, Texas! In...Full timeContract workWork experience placementWork at officeLocal areaShift work
- ...Senior Regional Compliance Associate Hybrid - Irving, TX Company Description Farther is a rapidly growing RIA that combines expert... ...in good standing ~ Comprehensive knowledge of FINRA and SEC rules and regulations ~ High attention to detail, sound judgment,...Remote work
- ...initiatives and business processes, ensuring alignment with applicable rules, regulations, and internal policy requirements. Manages... ...applicability, and implementation. Partners with Business, Legal, Compliance, and Risk to translate requirements into actionable controls...Work experience placement
- ...Compliance Officer The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures... ...and resolve issues which may present a failure to comply with rules or regulations. Assist with the education of Firm associates...Work at officeHome office
$85k - $125k
...Trust Compliance Officer Cetera Trust Company (CTC) is an affiliate of Cetera Financial... ...adheres to all federal and state laws, rules and regulations. Regularly review and... ...as Certified Fiduciary & Investment Risk Specialist (CFRIS) or Certified Trust and Fiduciary...Full timeWork at officeRemote workFlexible hours$75k
...working and resourceful candidate interested in pursuing a career in compliance and the banking industry? This opportunity might be right for... ...to and maintenance of the inventory of applicable laws, rules, and regulations within the Compliance information management system...Work experience placementWork at officeLocal areaRemote work- ...Companies – 2024 – Presented by CNBC ABOUT THIS ROLE Our Senior Compliance Analyst will join a rapidly growing organization focused on... ...regulatory and other compliance‑related updates to ensure continued rule compliance for many business lines. Participate in continuous...Work at officeWork from home
- ...will have a hybrid schedule after trainingJOB OVERVIEWThe Senior Compliance Officer reports directly to the Risk and Compliance Operations... ..., with demonstrated experience interpreting and applying these rules to broker-dealer operations.Product Expertise: Comprehensive...Work at office
- ...in terms of team, rather than a single boss laying down all the rules. What that means for you is every inspector is given a say in... ...inspection career capabilities that allow our inspectors to grow as specialists or grow in leadership. This provides a greater opportunity for...Full timeFlexible hours1 day per week
- ...for over 22 million end customers. ABOUT THIS ROLE Our Senior Compliance Analyst will join a rapidly growing organization focused on empowering... ...and other compliance‑related updates to ensure continued rule compliance for many business lines. Participate in continuous improvement...Work at officeWork from home
- ...Sr Regulatory DOT Compliance Specialist - Open to Field Location Location: Dallas, TX, US, 75024 Are you looking for a career in a dynamic and innovative company that values versatility, growth, and teamwork? Look no further than Delek US Holdings! WHAT IS DELEK? WHAT...
$68.4k - $131.1k
...A global consultancy firm is seeking a Regulatory Compliance Specialist to support product compliance and sustainability efforts. Located across the United States, the role involves ensuring adherence to various regulations, conducting risk assessments, and communicating...Remote work- ...A leading logistics service provider in Dallas is seeking a Trade Managed Services Specialist to ensure compliance with customs regulations and provide support to clients. The role encompasses daily operational tasks related to trade compliance, ensuring data accuracy...
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