Volcker Rule Compliance Specialist
Madison-Davis, LLC
A financial services firm is seeking a Compliance Specialist to support their Compliance team in Dallas, Texas. The role involves enhancing the Volcker Rule Compliance program, providing regulatory guidance, and maintaining compliance documentation. The ideal candidate should have a Bachelor’s degree and a solid understanding of financial compliance regulations. This position offers the opportunity to play a vital role in the firm’s regulatory adherence and operational excellence. #J-18808-Ljbffr Madison-Davis, LLC
- Madison-Davis, LLC is seeking a Compliance Specialist to join their Compliance team in Dallas, Texas. This position is crucial for supporting... ...compliance processes. The role involves leading the Volcker Rule Compliance program, overseeing compliance controls, and maintaining...Suggested
- ...established financial services firm to support their search for a Compliance Specialist to join their Compliance team. The organization is known... .... Responsibilities Lead and enhance the firm-wide Volcker Rule Compliance program, providing stakeholders with guidance on...SuggestedWork at office
- ...Midstream Regulatory and Compliance Specialist Dallas LBJ - Dallas, TX 75240 Overview Level: Experienced Position Type: Full Time Education... ...; Maintain compliance with all local, state, and federal rules and regulations, and ensure all relevant deadlines are met;...SuggestedFull timeLocal area
$27 - $28 per hour
...Senior Licensing and Compliance Specialist Hybrid USOSM HQ MAIN COMPANY - Irving, TX 75062 Overview Salary Range $27.00 - $28.00 Hourly... ...level knowledge of state medical boards, facility licensing rules, and regulatory changes. Partner with leadership to...SuggestedHourly payContract workLocal area$4,250 - $5,094.16 per month
...and child-placing agencies, and selected agency homes. Documents compliance or noncompliance with standards and notifies providers of any... ...agency homes. Investigations are completed timely according to law, rule, and policy expectations. This position must complete...SuggestedFull timeTemporary workPart timeCasual workWork at officeRemote workFlexible hoursShift workWeekend workDay shiftAfternoon shift$68.4k - $131.1k
...Regulatory Compliance Specialist Arcadis is seeking a Regulatory Compliance Specialist to join our North America Product Stewardship & Sustainability team. Arcadis has offices throughout the United States and Canada and the location for this position is flexible. This...Full timePart timeWork at officeFlexible hours$57k - $113k
...Support and further strengthen sustainable regulatory liquidity reporting program. * Develop, document, and maintain guidance and rule interpretations for liquidity-related US regulatory rules and reporting requirements. Key Duties: * Collaborate across...Full timeH1bWork at officeRemote workWork from homeFlexible hours- ...Compliance Specialist We're not just a workplace - we're a Great Place to Work certified employer! Proudly certified as a Great Place to Work, we are dedicated to creating a supportive and inclusive environment. At Sonic Healthcare USA, we emphasize teamwork and innovation...Full timeContract workWork experience placementWork at officeLocal areaShift work
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$85k - $125k
...Trust Compliance Officer Cetera Trust Company (CTC) is an affiliate of Cetera Financial... ...adheres to all federal and state laws, rules and regulations. Regularly review and... ...as Certified Fiduciary & Investment Risk Specialist (CFRIS) or Certified Trust and Fiduciary...Work at officeRemote work$20.29 per hour
Copart, Inc. in Dallas, Texas is seeking a Title Express Processor to assist auto insurance companies with title procurement. This role requires a High School diploma and at least one year of customer service experience. The ideal candidate will possess strong communication...Hourly pay- ...Compliance Auditor Ensure that company operates in full compliance with applicable laws, regulations and internal policies. The role... ...Leasing Professional (NALP) preferred. Certified Occupancy Specialist (COS) preferred. Tax Credit Specialist (TCS) preferred....Contract workFor contractorsWork at officeLocal area
$75k
...Compliance Analyst Program Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial... ...to and maintenance of the inventory of applicable laws, rules, and regulations within the Compliance information management system...Work experience placementWork at officeRemote work$50k - $70k
...Compliance Specialist II- Dallas, TX This is a hybrid role working 2 days a week in our Dallas, Tx office Aon is in the business of better decisions At Aon, we shape decisions for the better to protect and enrich the lives of people around the world. As an...Full timeTemporary workPart timeWork at officeLocal area2 days per week- ...Compliance Officer The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures... ...and resolve issues which may present a failure to comply with rules or regulations. Assist with the education of Firm associates...Work at officeHome office
$16.49 - $26.39 per hour
...Overview The Payer Compliance Specialist I – RCM plays a key role within USAP as it is responsible for analyzing allowed amounts received on USAP claims, to determine appropriateness per contract. This position will review electronic and manual postings associated with...Hourly payContract workWork at officeRemote work$53.5k - $99.5k
...consistent exercise of discretion and independent judgment on matters of significance. This position assists in maintaining an effective compliance and ethics program. This entails documentation of compliance activities, such as complaints received or investigation outcomes,...Temporary workFor contractorsWork at officeLocal area- ...involved in community outreach and tuition reimbursement. The Compliance Analyst - GSCM reports directly to the Chief Compliance Officer... ...and oversight of the GuideStone Funds compliance program under Rule 38a-1 of the Investment Company Act and the GuideStone Capital...Work experience placementFlexible hours
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Risk & Compliance Ethics & Compliance Specialist - Privacy Job ID: 106772 Atlanta Austin Dallas Denver Houston Phoenix Tampa Apply NowApply Later Do you want to do work that matters, alongside supportive leaders who will help you grow faster...Hourly payApprenticeshipWork at office- ...Senior Manager, Financial Compliance And Touchpay Compliance Officer The Senior Manager... ...the most current Card Brand and Network rules and guidelines. Advise stakeholders of... ...Must have Certified Anti-Money Laundering Specialists (CAMS) Certification Deep...Full timeTemporary workWork at officeLocal areaFlexible hours
- ...Senior Compliance Analyst Apex Fintech Solutions (Apex) powers innovation and the future of digital wealth management by building tech... ...regulatory and other compliance-related updates to ensure continued rule compliance for many business lines. Participate in...Work at office
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...Compliance Specialist Classifier Shield AI is seeking a proactive and detail-oriented Compliance Specialist Classifier to support export classification and jurisdiction activities. This role requires deep familiarity with ITAR and EAR regulations, a strong technical...Full timeTemporary workPart time- ...hybrid schedule after training JOB OVERVIEW The Senior Compliance Officer reports directly to the Risk and Compliance Operations... ..., with demonstrated experience interpreting and applying these rules to broker-dealer operations. Product Expertise: Comprehensive...Work at office
- ...Job Title: Senior Compliance Officer Location: CityScape What you'll do: As a Senior Compliance Officer you'll review... ...of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices. ~ Intermediate...
- ...Senior Regional Compliance Associate Hybrid - Irving, TX Company Description Farther is a rapidly growing RIA that combines expert... ...in good standing ~ Comprehensive knowledge of FINRA and SEC rules and regulations ~ High attention to detail, sound judgment,...Remote work
$70.25k
...developments and provide training and leadership to staff regarding CRA rules, requirements and update policies and procedures as needed.... ...of the banking regulations, and ability to assess and address compliance risks of various bank products and services, customer types,...Hourly payFull timeTemporary workPart timeWork experience placementWork at officeLocal areaVisa sponsorshipWork visa$68.4k - $131.1k
Role description Arcadis is seeking a Regulatory Compliance Specialist to join our North America Product Stewardship & Sustainability team. This full-time position will support product compliance, regulatory compliance, auditing, management systems, and product sustainability...Full timeWork at officeFlexible hours- Job Duties Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in Dallas, Texas. Multiple Openings. Help execute the Compliance... ...financial products, markets, and laws and regulations such as FINRA rules, SEC rules, and the Investment Company Act of 1940.; basic...
$57k - $113k
...commentary. Support and further strengthen sustainable regulatory liquidity reporting program. Develop, document and maintain guidance and rule interpretations for liquidity‑related US regulatory rules and reporting requirements. Key Duties Collaborate across multiple...Work at officeRemote workFlexible hours- Compliance Officer page is loaded## Compliance Officerlocations: Dallas, TXtime type: Full timeposted on: Posted Todayjob requisition id:... ...Management System (HPMS) and ensure adherence to filing and usage rules* In conjunction with Integrity, ensure compliance at all...Local area
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