Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

VP, Regulatory Change Management Officer

$120k - $180k

Morgan-Stanley

We're seeking someone to join our team as the Regulatory Change Management Officer in U.S. Banks Non-Financial Risk to lead the identification, analysis, and communication of regulatory change for the U.S. Banks, partnering across Non-Financial Risk, Financial Risk, Legal, and the first line of defense to turn regulatory developments into actionable well-documented outcomes.In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Bank NFR Strategy & Regulatory Oversight team, which is responsible for advancing the U.S. Banks' non-financial risk agenda-driving regulatory change management, governance and oversight of firmwide strategic initiatives, and the shared-services processes that keep the Banks aligned with each Bank's Risk Governance Framework and heightened regulatory expectations.Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.What you'll do in the role:- Manage the Morgan Stanley Regulatory Change Management program for the U.S. Banks, including tracking regulatory developments applicable to the U.S. Banks, creating regular reports and actioning regulatory developments issued by the federal banking regulators, the CFPB and the SEC, CFTC, and NFA for swap-related activities- Maintain and sustain governance oversight for the end-to-end regulations management process- Maintain and manage the inventory of laws, rules, regulations and regulatory and legislative change proposals- Develop, implement and maintain a process to collect, analyze and document key inputs and key stakeholder feedback regarding the regulation change management process- Maintain a quality review program to provide assurance over the regulatory change process- Communicate regulatory changes to potentially impacted Non-Financial Risk, Financial Risk, Legal and business partners and other stakeholders- Liaise with Bank Compliance Risk Framework, Advisory, and Testing teams on the development and implementation of regulatory requirements from rule changes to law, rules, regulations that impact the U.S. Banks. What you'll bring to the role:- Bachelor's degree required;- CRCM; MBA or JD from an accredited school desired.- 8+ years of compliance and/or regulatory experience, with knowledge of the financial service industry, regulatory requirements, and experience in analyzing business risk and best practices- Familiarity with banking regulations from OCC, FDIC, CFPB and Federal Reserve including but not limited to ECOA/Regulation B, Fair Housing Act, TILA/Regulation Z, Margin Stock Lending/Regulation U, Fair Credit Reporting Act/Regulation V, FDPA, TISA/Regulation DD, Regulation CC, Regulation E, Regulation W, and UDAAP- Familiarity with regulations affecting swap dealers, a plus- Exceptional reasoning and analytical skills- Strong attention to detail and the ability to effectively follow up on outstanding items; the ability to produce and own high-quality, error-free deliverables in a fast-paced, deadline-sensitive environment is essential to this role- Excellent communication skills, both verbal and written; must be able to effectively communicate and establish strong working relationships with colleagues and stakeholders of all levels of seniority- Ability to analyze and assimilate a variety of data and produce well-designed and meaningful presentations/reports- Strong problem-solving skills with an ability to streamline processes and strengthen operating effectiveness- Excellent organizational skills- Team player with a strong work ethic and passion for excellence- Strong technical skills required to create and maintain reporting and project management tools (SharePoint, Excel, etc.)WHAT YOU CAN EXPECT FROM MORGAN STANLEY:At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.To learn more about our offices across the globe, please copy and paste into your browser.Expected base pay rates for the role will be between $120,000 and $180,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit : . #J-18808-Ljbffr Morgan-Stanley

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the VP, Regulatory Change Management Officer in Dallas, TX vacancy
  • $108k - $185k

     ...International Wealth Management Compliance Officer We're seeking someone to join our team as an International...  ...strategic business initiatives and regulatory engagements. In the Legal &...  ...response to business growth or regulatory change. Ability to interpret complex and... 
    Regulatory
    Temporary work

    Morgan Stanley

    Dallas, TX
    1 day ago
  • Morgan Stanley seeks a Regulatory Change Management Officer for U.S. Banks Non-Financial Risk to lead regulatory change identification, analysis, and communication...  ...across risk, legal and the first line of defense. This VP role partners with risk, legal and compliance to turn... 
    Regulatory

    Morgan-Stanley

    Dallas, TX
    2 days ago
  • Morgan Stanley seeks a Regulatory Change Management Officer for U.S. Banks Non-Financial Risk to lead identification, analysis, and communication of regulatory...  ...Risk, Financial Risk, Legal, and business partners. As a VP in Bank NFR Strategy & Regulatory Oversight, you will... 
    Regulatory

    Morgan Stanley

    Dallas, TX
    2 days ago
  • $100k - $171.25k

     ...Fraud Officer State Street Wealth Services - Wealth Custody and...  ...Custody and Clearing fraud risk management program. The Fraud Officer...  ...enterprise fraud policy and regulatory expectations into a practical...  ...servicing, beneficiary and ownership changes, money movement, ACH, wires,... 
    Regulatory
    Temporary work
    Work at office

    State Street

    Dallas, TX
    1 day ago
  • $225k - $250k

     ...VP, FCM, Tokenization & Stablecoin Compliance Officer DriveWealth LLC is seeking a highly motivated and seasoned VP,...  ...provide expert guidance on complex regulatory matters spanning CFTC and NFA...  ...business scales. Workflow Oversight: Manage and re-prioritize team workloads... 
    Regulatory
    Contract work
    Work at office
    Remote work

    Public Affairs Council

    Dallas, TX
    1 day ago
  • $108k - $185k

     ...our team as an International Wealth Management Compliance Officer in Wealth Management Compliance to provide...  ...strategic business initiatives and regulatory engagements. In the Legal &...  ...response to business growth or regulatory change. - Ability to interpret complex and... 
    Regulatory
    Full time
    Temporary work

    Morgan Stanley

    Dallas, TX
    23 hours ago
  •  ...Financial Crimes (GFC) Senior KYC Advisory Officer.In the Legal & Compliance division,...  ...and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President...  ...colleagues, and implementing KYC control changes and enhancements, working directly... 
    Regulatory
    Temporary work
    Work at office
    3 days per week

    Morgan Stanley

    Dallas, TX
    2 days ago
  • $108k - $185k

     ...as a Vice President, Artificial Intelligence Compliance Officer in Wealth Management Compliance to provide second-line oversight, advisory support...  ...to enable responsible innovation while meeting regulatory and firm requirements.In the Legal & Compliance division,... 
    Regulatory
    Temporary work
    Local area

    Morgan Stanley

    Dallas, TX
    4 days ago
  • $125.76k - $188.64k

     ...the Board of Directors, senior management, businesses, legal entities...  ...other functions on legal and regulatory issues and for reporting, escalating...  ...join the Citi Global Ethics Office. The Citi Global Ethics...  ...Florida the Ethics Officer (a VP) will report to a Director in... 
    Regulatory
    Full time
    Work at office

    Citigroup

    Irving, TX
    19 hours ago
  •  ...seeking someone to join our team as an Anti-Corruption Group Officer in Global Financial Crimes to assist in the design,...  ...business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is a Vice President level... 
    Regulatory
    Temporary work
    Flexible hours

    Morgan Stanley

    Dallas, TX
    1 day ago
  • Morgan Stanley seeks a Deposits Advisory Officer in U.S. Banks Non-Financial Risk to...  ...the Deposits Compliance team and regulatory risk management for a broad range of retail and brokered...  ...guidance, monitoring regulatory changes, and supporting policy development for... 
    Regulatory
    Relocation

    Morgan Stanley

    Dallas, TX
    2 days ago
  • $125k

     ...VP Bank Compliance Our bank client is seeking...  ...program that effectively manages all areas of compliance...  ...new and revised regulatory requirements, analyzes...  ...operations, and creates or changes policies and procedures...  ...with the Assistant BSA Officer; identifying the bank's... 
    Regulatory
    Work experience placement
    Relocation package

    The Symicor Group

    Dallas, TX
    1 day ago
  •  ...Vice President & Bank Chief Compliance Officer (CCO) About the Company A regulated...  ...Officer to spearhead the development and management of its enterprise compliance program. The...  ...guidance to executive leadership on regulatory matters, emerging risks, and compliance... 
    Regulatory

    Confidential

    Dallas, TX
    5 days ago
  •  ...VP, Futures Regulatory Compliance Futu US Inc. stands at the forefront of...  ...digitized brokerage and wealth management platform that's designed to...  ...to the Chief Compliance Officer and senior management regarding...  ...initiatives, operational changes, and regulatory change... 
    Regulatory

    Moomoo

    Dallas, TX
    2 days ago
  •  ...a Government and Political Activities Compliance (GPAC) Officer to provide advisory coverage to business units on the various...  ...objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position... 
    Regulatory
    Temporary work

    Morgan Stanley

    Dallas, TX
    23 hours ago
  • $140k - $165k

     ...alternative application process. VP of Compliance Full Time...  ...advises executive leadership on regulatory and compliance risks, and...  ...departmental priorities, advise senior management on significant compliance...  ...and implementation. Monitor changes in federal and state laws,... 
    Regulatory
    Full time
    Relocation package

    Liberty Bankers Insurance Group

    Dallas, TX
    2 days ago
  •  ...complex risk into actionable controls. Strong collaboration and communication are essential. You will oversee controls, monitor regulatory changes, and drive audit readiness, ultimately strengthening operational resilience across global systems and #J-18808-Ljbffr... 
    Regulatory

    Goldman Sachs Group

    Dallas, TX
    2 days ago
  • $88.8k - $165.6k

     ...collaboration with Relationship Manager and business partners....  ...adhering to credit policies, regulatory standards, and operational guidelines...  ...Operations Microsoft Office Expert level of proficiency...  ...to create lasting, positive change for our customers, our communities... 
    Regulatory
    Part time
    Work experience placement
    Work at office
    Local area

    Bmo

    Irving, TX
    1 day ago
  • $225k - $275k

     ...Description Job Description VP of Construction Quality...  ...operations, engineering, project management, field leadership, and...  ...customer specifications, and regulatory expectations. Partner with...  ...and create meaningful cultural change across a distributed organization... 
    Regulatory

    Workspire

    Dallas, TX
    a month ago
  •  ...stakeholders, while maintaining compliance with regulatory guidance. Officer position designated by the Board of...  ...the overall BSA and compliance risk management process for the organization. Ensures...  ...all bank regulations and create/change policies for new or updated... 
    Regulatory
    Bank staff

    State Bank of Texas

    Irving, TX
    25 days ago
  •  ...market hospice provider seeking a VP of Compliance to lead...  ...leader will oversee hospice regulatory compliance, Medicare compliance...  ...Translate audit findings, regulatory changes, and operational issues into...  ...Group builds leadership and management teams for the country's most... 
    Regulatory
    Local area

    Full Spectrum Staffing

    Dallas, TX
    29 days ago
  • $95k - $170k

     ...Legal group for an attorney with bank regulatory and digital asset experience. The position...  ...initiatives through the U.S. banks' change management process; Review the U.S. banks'...  ...and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley... 
    Regulatory
    Temporary work

    Morgan Stanley

    Dallas, TX
    2 days ago
  • $135k - $165k

     ...digitized brokerage and wealth management platform that's designed to...  ...innovation.Job SummaryThe VP, Futures Regulatory Compliance will support the...  ...to the Chief Compliance Officer and senior management regarding...  ...initiatives, operational changes, and regulatory change... 
    Regulatory
    Contract work
    Work at office
    Local area

    moomoo

    Dallas, TX
    5 days ago
  • $90k - $180k

     ...collaboration with Relationship Manager and business partners....  ...adhering to credit policies, regulatory standards, and operational guidelines...  ...OperationsMicrosoft Office Expert level of proficiency:Financial...  ...to create lasting, positive change for our customers, our... 
    Regulatory
    Full time
    Contract work
    Part time
    Work experience placement
    Work at office
    Local area

    BMO Bank

    Irving, TX
    2 days ago
  •  ...the reputation of the firm and managing risk across all business...  ...interpret and ensure compliance with regulatory requirements and determine...  ...regulatory trends and changes in all jurisdictions in which...  ...Proficient to advanced skills with MS Office (Excel, PowerPoint, Word,... 
    Regulatory
    Work experience placement

    Public Affairs Council

    Dallas, TX
    4 days ago
  • $81k - $140k

     ...collaborate closely with Sales, Program Management, and Engineering to guide the compliant...  ...Exceptions within the business. Monitor changes to U.S. Government export authorization...  ...managing export authorizations and regulatory interactions. Experience with trade compliance... 
    Regulatory
    Full time
    Temporary work
    Part time
    Work experience placement

    Shield AI

    Dallas, TX
    1 day ago
  •  ...business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level...  ...clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an... 
    Regulatory
    Temporary work

    Morgan Stanley

    Dallas, TX
    14 hours ago
  • Goldman Sachs in Dallas, TX seeks an experienced Change Manager to lead Global Banking & Markets Change Management initiatives. You will work with front-to-back teams to design and implement complex projects on time, within budget, and with high quality. The role emphasizes... 

    Goldman Sachs Group

    Dallas, TX
    3 days ago
  •  ...is seeking a Vice President of Product Management to lead a strategic portfolio focused on...  ...constraints, operational readiness, and regulatory requirements.Demonstrated experience leading...  ...through ambiguity and organizational change.Clear written and verbal communication skills... 
    Regulatory
    Full time
    Apprenticeship

    Humana

    Dallas, TX
    3 days ago
  •  ...detects and mitigates compliance, regulatory and reputational risk across...  ...-wide compliance risk management program. As an independent control...  ...and are able to adapt to a changing regulatory landscape....  ...Headquartered in New York, we maintain offices around the world. We believe... 
    Regulatory

    The Goldman Sachs Group, Inc.

    Dallas, TX
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to VP, Regulatory Change Management Officer. Be the first to apply!