FinOps Staff Accountant for Broker-Dealer Clients
Aci Llc
Aci Llc is looking for a Staff Accountant, FinOp in New York City to act as the Financial Operations Principal for various clients. Ideal candidates should have a Bachelor’s degree in accounting and 3-5 years of experience, managing multiple client accounts effectively. The role includes responsibilities such as preparing financial reporting packages and ensuring compliance with FINRA regulations. Proficiency in QuickBooks is a must along with strong communication skills. Join Aci Llc and contribute to an inclusive workplace. #J-18808-Ljbffr Aci Llc
$200k - $235k
...investing and trading experiences to clients worldwide, all from their mobile devices... ...the Role: As Managing Director, Broker Dealer FINOP, you will be responsible for the regulatory... .... You will report into the Chief Accounting Officer and work closely with Controllers...SuggestedFull timeWork at officeWorldwide- ...For "Immediate Hire" fast growing Self-Clearing Broker-Dealer now has two locations the first located in Downtown... ...second location is in Central New Jersey. Our client is searching for a self-motivated, team-oriented FINOP/Controller. This coveted position has room for...SuggestedImmediate start
- ...FINOP / Broker-Dealer Regulatory Reporting Consultant Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant with strong experience supporting self-clearing broker-dealers, including ownership of FOCUS reporting, 15c3-3 regulatory requirements...SuggestedPermanent employment
$200k - $225k
Tensec is looking for a Director - Broker-Dealer FINOP to oversee regulatory financial reporting for their Broker-Dealers. The role focuses on compliance and support for the Company's growth strategy. Ideal candidates should have over 8 years' experience in finance, specifically...Suggested$110k - $165k
...The Role & Team We're looking for a hands-on Senior Accountant with broker-dealer experience to own complex areas of the monthly close and play... ...) or active progress toward certification Series 27 (FINOP) or prior experience supporting a Financial and Operations...SuggestedTemporary workWork at officeWorldwideMonday to Friday$70.6k - $139.8k
...Associates with experience in the Broker Dealer industry vertical. As an... ...work includes: Running client engagements from start to... ...Supervising, training, and mentoring staff and interns on audit process... ...recent and relevant public accounting external audit experience....Local areaWorldwideHome office$91.4k - $186.9k
...primary point of contact for clients, managing relationships,... ...regulatory requirements and accounting standards.Manage the audit process... ...experience working with Broker Dealer clients.Must have CPA certification... ..., prospects, all levels of staff, and colleagues.Ability to...Local areaWorldwideHome office$70.6k - $139.8k
...its New York office. The role involves leading client engagements, supervising staff, and maintaining client relationships in the Broker Dealer industry. Candidates should have over 2 years of experience in public accounting and a Bachelor's degree meeting CPA...Work at office- ...Job Description Job Description Our client is looking for an accounting consultant with extensive broker dealer experience to help with an end-to-end reconciliation. This role is ideal for a hands-on, detail-oriented accounting specialist with deep broker-dealer knowledge...
$110k - $165k
Webull Financial is seeking a Senior Accountant to manage the monthly close process and support audit readiness. Responsibilities include... ...will have 3-7+ years of relevant experience, particularly in broker-dealer or financial services, and familiarity with SEC/FINRA...Work at office- TALENT SHIFT is seeking a Staff Accountant in New York City to support month-end close, reconciliations, and audits. The role requires 1-4 years of experience and proficiency in Excel alongside ERP systems like NetSuite or SAP. This is a full-time position for three months...Full timeContract workFlexible hoursShift work
$110k - $145k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible... ...securities for Nuveen's Separately Managed Accounts (SMA) business. As an industry leader in... ...in assets across 60,000 individual client accounts. This leadership role oversees...Work experience placementWork at office- ...Top-Tier Broker-Dealer in NYC is seeking a Director of Accounting! Role: ~ Support the monthly, quarterly, and annual financial reporting functions for... ...clearing firm, or financial services industry a plus Experience as a broker-dealer FINOP professional...
$150k - $180k
...detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is... ...funding of the Special Reserve Bank Account and ensure all deposits/withdrawals are... ...during business change initiatives (e.g., client migrations, product launches, booking-model...Work at officeLocal areaWork from homeFlexible hours$151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description Compliance Risk Manager will support Capital One’s broker dealers compliance program. Compliance... ..., partnering, and interacting with internal business clients Strong analytical and communication skills Proficiency in Microsoft...Full timePart timeWork at officeLocal areaFlexible hours$143k - $180k
...MUFG US and Canada Broker Dealer Treasury - VP page is loaded## MUFG US and Canada Broker Dealer Treasury - VPlocations: New York, NYtime... ...re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values...Work at officeLocal areaRemote work- ...Staff Accountant We are seeking a staff accountant with 14 years of experience to support monthly close, reconciliations, and audit activities... ...by a team of dedicated professionals working to help clients navigate hybrid workforce strategies and connect contract workers...Contract workLocal areaFlexible hoursShift work
- ...relationship building via individual and group financial advisor meetings, client events, and conferences. Responsibilities Lead and develop the Mid West territory targeting wirehouses and broker dealers by actively developing relationships with advisors to promote business...Local areaWorldwide
$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make... ...and trading experiences to clients worldwide, all from their mobile... ...supervision of compliance staff while shaping firm-wide... ...in real-time and stay truly accountable to the products we ship. When...Full timeWork at officeWorldwide- ...Our client is a global bank. They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office. Responsibilities Direct month-end close... ...and regulatory standards Lead a multi-location accounting team supporting U.S. broker-dealer and affiliated...Work at office
- ...Head of Product Management for our Bank Broker Dealer business, you will create the product... ...strategies that drive business growth and meet client needs. You will partner with BU leaders... ...to manage priorities and resources • Accountable for product strategy, roadmaps, and...Work at officeLocal areaRemote work
$150k - $185k
...essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group... ...-powered services. Purpose of Role Marex is seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options) who is a...Immediate start- ...global financial institution is seeking an Analyst/Associate for their Financial Institutions Group in New York. The role involves client coverage, transaction support, and cross-selling various products. Candidates should have at least 2 years of experience in the financial...
$85k - $110k
A midtown NYC broker-dealer is seeking an Accountant for an Associate level position reporting to the CFO. The role includes monthly closings, reconciliations, and preparing financial statements. Candidates must hold a Bachelor’s degree in accounting or finance and have...- VP Candidate For Broker-Dealer Regulatory Reporting Team We are seeking a highly experienced and... ...funding of the Special Reserve Bank Account and ensure all deposits/withdrawals are... ...during business change initiatives (e.g., client migrations, product launches, booking model...Work at office
- ...a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical... ...credit decisions for a diverse portfolio of clients. You will manage exposure to a variety... ...of financial institutions Knowledge of accounting and ability to financial statements...
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA... ...consulting/audit background (broker dealer clients essential) or QA/internal audit in... ...time Job function Job function Finance, Accounting/Auditing, and Quality Assurance Industries...Full timeWork at officeRemote work$135k - $160k
...Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in... ...broker‑dealer compliance Work with the FINOP to prepare and file weekly, monthly,... ...looking for Bachelor’s or Master’s Degree in Accounting CPA License Series 27 or ability to...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hours$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer... ...seamless fund launches, recurring client activities, and overall book health.... ...solutions in brokerage and advisory retail accounts. * Experience with Alternative Investment...Full timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours$110k - $140k
...Analyst, Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data center... ...commercial mindset, enabling you to both service institutional clients and develop innovative cross-asset solutions. You have a...Work at officeLocal areaFlexible hours
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