FinOps Staff Accountant for Broker-Dealer Clients
Aci Llc
Aci Llc is looking for a Staff Accountant, FinOp in New York City to act as the Financial Operations Principal for various clients. Ideal candidates should have a Bachelor’s degree in accounting and 3-5 years of experience, managing multiple client accounts effectively. The role includes responsibilities such as preparing financial reporting packages and ensuring compliance with FINRA regulations. Proficiency in QuickBooks is a must along with strong communication skills. Join Aci Llc and contribute to an inclusive workplace. #J-18808-Ljbffr Aci Llc
$110k - $165k
...About The Role & Team We’re looking for a hands‑on Senior Accountant with broker‑dealer experience to own complex areas of the monthly close and play... ...) or active progress toward certification Series 27 (FINOP) or prior experience supporting a Financial and Operations...SuggestedTemporary workWork at officeWorldwideMonday to Friday$91.4k - $186.9k
...primary point of contact for clients, managing relationships,... ...regulatory requirements and accounting standards.Manage the audit process... ...experience working with Broker Dealer clients.Must have CPA certification... ..., prospects, all levels of staff, and colleagues.Ability to...SuggestedLocal areaWorldwideHome office$70.6k - $139.8k
...its New York office. The role involves leading client engagements, supervising staff, and maintaining client relationships in the Broker Dealer industry. Candidates should have over 2 years of experience in public accounting and a Bachelor's degree meeting CPA...SuggestedWork at office$120.9k - $254.9k
...attestation services as well as accounting and consulting on applying... ...business challenges their clients face and a dedication to audit... ...with experience in the Broker Dealer industry vertical. As an Audit... ...clients, prospects, all levels of staff, and colleagues in a...SuggestedLocal areaWorldwideHome office$70.6k - $139.8k
...Associates with experience in the Broker Dealer industry vertical. As an... ...your work includes: Running client engagements from start to finish... ..., training, and mentoring staff and interns on audit process... ...of recent and relevant public accounting external audit experience. A...SuggestedLocal areaWorldwideHome office$110k - $165k
Webull Financial is seeking a Senior Accountant to manage the monthly close process and support audit readiness. Responsibilities include... ...will have 3-7+ years of relevant experience, particularly in broker-dealer or financial services, and familiarity with SEC/FINRA...Work at office- We are seeking a highly motivated and analytical staff accountant within the Finance department of U.S. broker-dealer. This role is vital for enhancing our broker-dealer accounting processes including monthly and quarterly closing, account reconciliation and certification...Permanent employment
- ...Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID: 257592 Salary Range:... ...Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global... .... What You'll Bring • Finance or Accounting Degree Required • 5-10 years of...Local areaFlexible hours
- An International Broker Dealer is looking for an experienced Corporate Actions specialist to join their team. This candidate will be responsible... ...and the notification of corporate action events to a specific client Assist with all stock loan trade reconciliations, soliciting...
$110k - $140k
...Analyst, Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data center... ...mindset, enabling you to both service institutional clients and develop innovative cross-asset solutions. You have a genuine...Work at officeLocal areaFlexible hours- ...role. JOB DESCRIPTION Join the NA Broker Dealers and Market Structure Payments Sales... ...developing business from existing and new clients/prospects. You are expected to expand the... ...business sales goals through effective account planning, development of strong client...Overseas
- ...érale de Surveillance SA is looking for a highly motivated staff accountant to join their finance department in New York. This pivotal... ...financial reviews, and ensuring compliance with regulations for broker-dealers. The ideal candidate will hold a Bachelor's degree in...
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer... ...seamless fund launches, recurring client activities, and overall book health.... ...processing. Experience in the managed account space, specifically Envestnet and/or...Full timeH1bWork at officeHome officeVisa sponsorshipWork visaFlexible hours- ...a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical... ...credit decisions for a diverse portfolio of clients. You will manage exposure to a variety... ...of financial institutions Knowledge of accounting and ability to financial statements...
- ...global financial institution is seeking an Analyst/Associate for their Financial Institutions Group in New York. The role involves client coverage, transaction support, and cross-selling various products. Candidates should have at least 2 years of experience in the financial...
- Global Markets client, is seeking a VP, Broker Dealer Regulatory Reporting to join their growing team. The VP, Broker Dealer Regulatory reporting will need to have a background in calculating the broker dealer regulatory reports. The firm has just went from a weekly 15...
$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President Broker Dealer Regulatory Reporting QA... ...consulting/audit background (broker dealer clients essential) or QA/internal audit in... ...time Job function Job function Finance, Accounting/Auditing, and Quality Assurance Industries...Full timeWork at officeRemote work- ...secondary markets within their Region with a client-centric, sales- driven approach to the... ...experience preferred.* Independent Broker Dealer (IBD) channel experience is highly... ...entrepreneurial mindset with a high level of accountability.* Motivated to achieve success and grow...Temporary workLocal areaWorldwide
$245k - $330k
Duane Morris LLP is seeking an associate for its Private Client Services Practice Group in New York. The ideal candidate will have 2-4 years of law firm experience in trust and estates, with strong drafting and estate administration skills, and an LL.M. Admission to the...Private practice- Job Overview A law firm seeks an experienced Private Client International Tax and Estate Planning Associate / Senior Associate to join their team in NewYork City, NY. The ideal candidate will have a minimum of 5 years of experience in international tax and estate planning...Remote work
$120k - $140k
...Private Wealth team, supporting Independent Broker Dealer (IBD) partners in assigned regions.... ...of resources. Provide exceptional client service, addressing technical, product,... ...Entrepreneurial mindset with a high level of accountability. Motivated to achieve success and grow...Temporary work$150k - $185k
...essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group... ...-powered services. Purpose of Role Marex is seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options) who is a...Immediate start$213.31k - $355.45k
...Because when that happens, we all win: clients, LPL, and most importantly, our employees... ...units. This team focuses primarily on LPL’s broker-dealer and custodial platform business, while... ...realities. Please log in or create an account to apply to this position. Principals only...Work from home- Job Description Firm Overview A New York-based, full‑service broker‑dealer and investment bank providing investment banking, brokerage, trading... ..., and capital markets services to institutional and corporate clients. The firm operates in a highly regulated, execution‑focused...Work at office
$130k - $177k
Technical Recruiter @ Aegistech | Full Cycle Recruitment Our Financial Services client is seeking a Business Analyst to join our Broker Dealer Back Office team, with a focus on Transaction Lifecycle Management (TLM) for collateral management. This role supports risk mitigation...Contract workH1bLocal areaRelocation3 days per week- ...experienced Financial Controller. The ideal candidate will be a CPA with at least 6 years of progressive accounting experience, particularly within the Broker-Dealer sector. Key responsibilities include overseeing financial reporting, regulatory compliance, and internal...
- SMBC is seeking a qualified professional for the Financial Institutions Group in New York. The role focuses on Banks and Broker Dealer client coverage, origination, and cross-selling across SMBC’s product suite. You will partner with product area specialists to grow the...
$160k - $260k
...Description WHAT IS THE OPPORTUNITY? The U.S.broker-dealer controller will be responsible for... ...for all day-to-day general accounting matters for the U.S. Broker Dealers (RBC... ...to deliver trusted advice to help our clients thrive and communities prosper. We care...Full timeWork at officeFlexible hours$200k - $240k
...wealth management ecosystem, particularly across Independent Broker Dealers (IBD). This role will understand the nuances of private market... ...align with the evolving needs of wealth managers and their clients. Responsibilities Strengthen and expand relationships with...Full timeWork at officeRemote work$120.8k - $137.9k
...Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing Capital One’s Commercial Banking market conduct...Full timePart timeLocal area
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