Banks & Broker-Dealer FIG Analyst/Associate
6AM City, LLC
SMBC is seeking a qualified professional for the Financial Institutions Group in New York. The role focuses on Banks and Broker Dealer client coverage, origination, and cross-selling across SMBC’s product suite. You will partner with product area specialists to grow the Banks/BD platform and support capital structure optimization. The team emphasizes collaboration across units and requires familiarity with regulatory frameworks. #J-18808-Ljbffr 6AM City, LLC
- A global financial institution is seeking an Analyst/Associate for their Financial Institutions Group in New York. The role involves client coverage, transaction support, and cross-selling various products. Candidates should have at least 2 years of experience in the financial...Suggested
$130k - $177k
...Recruitment Our Financial Services client is seeking a Business Analyst to join our Broker Dealer Back Office team, with a focus on Transaction Lifecycle... ...or business analysis within broker‑dealer or investment banking. Strong understanding of TLM, margin calculations, and...SuggestedContract workH1bLocal areaRelocation3 days per week$213.31k - $355.45k
...legal advice team as Senior Vice President, Associate General Counsel. This SVP will report to... .... This team focuses primarily on LPL’s broker-dealer and custodial platform business, while... ...or information regarding an applicant’s bank or credit card. Should you have any...SuggestedWork from home$120.8k - $137.9k
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly analytical and investigative Trade... ...key role in executing and enhancing Capital One’s Commercial Banking market conduct surveillance program across both its...SuggestedFull timePart timeLocal area$110k - $140k
...Analyst, Sales & Trading (US Equities/Options Broker-Dealer) New York, NY Galaxy is a global leader in digital assets and data center infrastructure, delivering... ...digital assets platform spans trading, investment banking, asset management, staking, self-custody, and...SuggestedWork at officeLocal areaFlexible hours- US Tiger Securities Inc. in New York, NY is looking for a Legal Associate to handle legal documents and agreements related to broker-dealer activities. The ideal candidate will have a JD or foreign equivalent, 2 years of legal experience, and fluency in Mandarin. This role...Remote work
- ...Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID: 257592 Salary Range: - Please note that the Salary Range shown... ...results, in an inclusive and high-performing culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian...Local areaFlexible hours
- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm... ...Services Brokerage Finance Investment Banking San Diego Employee Advisor Financial Advisor...
- ...professionals for this role. JOB DESCRIPTION Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments... ...comprehensive selling strategy in conjunction with Product and the Banking coverage officers; Sell Payments products with value to the...Overseas
$70k - $175k
...reports on economic events and their market implications. Prepare daily briefings based on relevant economic news. Partner with Senior Analysts to produce thematic research. Create and update presentation materials for client meetings and events. Respond to questions/...Work experience placementShift workDay shift$165k - $175k
...commitments across a variety of loan-to-SPV secured bank lines and nearly $2 billion in capital call line commitments... ...this position will be $165,000 to $175,000 for an Associate and $135,000 to $165,000 for an Analyst. Actual salaries may vary based on factors such as...Bank staffWork at office- ...about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry knowledge to make and support credit decisions for a...
$110k - $200k
...Analyst / Associate, Infrastructure and Energy Debt Advisory Join us as an Analyst or Associate in New York, where you will work in a fast‑paced... ...project finance or development from a commercial/investment bank, M&A, fund, law firm or corporate Bachelor’s degree in...Temporary workWork from homeFlexible hours$110k - $125k
...financial services firm providing a wide range of investment banking, securities, investment management and wealth management... ...strategies. The SPG Trading team is looking for an experienced Analyst to Associate level candidate to join the team. Primary...Temporary workWorldwide$150k - $185k
...commodity producers, consumers and traders, banks, hedge funds and asset managers. With... .... Purpose of Role Marex is seeking a Broker-Dealer Compliance Advisor (focusing on... ...of the risk and compliance requirements associated with this. Salary Range: $150,000 to $...Immediate start- ...approach to risk management, regulatory compliance, and responsible banking. This role supports a finance and strategic planning... ...schedule of approximately 24 hours per week Exposure to complex broker-dealer regulatory requirements and senior financial stakeholders...Part time
$118.4k - $197.3k
...Promote an environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal control standards, including timely... ...provide analytical and transaction execution support to grow FIG’s lending book while maximizing DCM/ECM, Treasury Management, and...Local area- A leading International Broker-Dealer, located in New York, NY, is seeking a Market Risk Analyst to join their growing team. This is a great opportunity to join a dynamic group and work closely with senior management, as this individual will be reporting directly into...
$110k - $135k
Job Title : CLO Structuring Analyst/Associate Job Code: 12590 Country: US City: New York Skill Category: Global Markets Corporate Title... ...Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of...Relocation package- ...Biopharma Equity Research team is seeking an Equity Research Analyst or Associate with a well‑rounded pedigree in life science and finance.... ...biopharma equity research, buy‑side experience or investment banking experience. Strong writing and financial modeling skills. Demonstrated...Work at officeShift workDay shift
$115k - $150k
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated... ...about CIBC, please visit CIBC.com What You’ll Be Doing As an Analyst / Associate in the Global Markets Central Funding Group (CFG), you will play...- Overview Analyst/ Associate: US Equity and Quantitative Strategy Research job at Bank of America Corporation. New York, NY. As a fundamental strategon the US Equity and Quantitative Strategy team within BofA Global Research, the candidate will work closely with team members...Shift workDay shift
- Job Summary CFSB (Community Federal Savings Bank) is a federally chartered financial institution that provides banking and payment solutions for consumers, businesses, and fintech partners. The bank specializes in supporting embedded finance, Banking-as-a-Service (BaaS...
$70k - $175k
...between one and five years of experience within a research team, Investment Banking, Consulting, Venture Capital, or a Corporate Management function. This role works alongside their Senior Analyst and Junior Analyst peers in all aspects from idea generation to company...Shift workDay shift$110k - $200k
Analyst/Associate, Infrastructure & Energy M&A/Advisory New York Job ID 22610 Required start date: 05-Jun-2026 Employment: Permanent - Full... .... If you require an accommodation, please let us know during the application process. #J-18808-Ljbffr Macquarie Bank LimitedPermanent employmentFull timeTemporary workWork from homeFlexible hours$120k - $210k
...characteristic or circumstance. We provide reasonable accommodation to individuals who may need support during the recruitment process and employment. If you require an accommodation, please let us know during the application process. #J-18808-Ljbffr Macquarie Bank LimitedTemporary workWork from homeFlexible hours- ...trust, and ease coexist. Today, 34 of the world’s largest 100 banks and 210 total financial institutions rely on BioCatch... ...against cybercrime and fraud! We are looking for an exceptional Associate Threat Analyst to help our prospects and customers optimize their value...Full timeImmediate startRemote workFlexible hours
$63k - $120k
...Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.... ...employees. Role Description SMBC is looking for a full-time Analyst or Associate to join the Middle Office function for Loan Capital Markets...Full timeWork experience placementWork at officeLocal areaWork from homeWorldwide$130k - $180k
Investment Banking Sr. Analyst / Associate- Debt Private Placements We are looking for a candidate to fill a Sr. Analyst / Associate position in our Debt Private Placements Group based in New York. This role presents an exciting opportunity to join a new and growing team...$110k - $175k
Job Description The North American Banks Research team covers 40+ stocks across the US... ...an opportunity to work with top‑ranked analysts across all aspects of the research process... ...data Assists with the preparation of associated financial models and written reports Perform...Bank staffShift workDay shift
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