FINRA Trade & Compliance Supervisor
Fairygodboss
Fairygodboss is seeking a supervisor for financial advisors in Cleveland, Ohio. The ideal candidate will have over 2 years of experience in a supervisory or compliance role within financial services, alongside required Series 7, 24 licenses. This position involves managing trade compliance, collaborating with various business units, and ensuring adherence to regulatory requirements. A focus on customer needs and risk management is essential for success in this role. #J-18808-Ljbffr Fairygodboss
Vacancy posted 5 days ago
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