Search Results: 21 vacancies
...What we need:
Two (2) years+ of client facing financial services experience.
State Life and Health Insurance Licenses.
FINRA Series 65 registration, or equivalent licensing.
GRIT – we built this company brick by brick on a blue-collar mindset where accountability...
Suggested
Full time
...Qualifications
Training and support
To get started as a Financial Professional, Equitable Advisors will sponsor your pursuit of the FINRA licensing requirements as well as help you navigate state licensing needs.
Our entry level training curriculum is designed to...
Suggested
Temporary work
Local area
Remote job
...Non-participating products are also issued by its wholly-owned insurance company subsidiaries.
**Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting.**
Recognized as one of Fortunes Worlds Most Admired Companies, New...
Suggested
Holiday work
Local area
Monday to Friday
...preferred
•3-5 years' experience in securities supervision/compliance activity within a brokerage or bank-based brokerage firm.
•FINRA Series 7, 63 & 65 (or 66), 24, and 53 licenses
•Health, life, variable insurance licenses for applicable states
Preferred...
Suggested
Temporary work
Remote job
Work from home
Home office
Flexible hours
...you as you navigate our Industry leading training program, working at home and in an Investor Center.
Obtain Licenses: Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and Series...
Suggested
Flexible hours
1 day per week
...months to:
Comprehensive training program including classroom style sessions and job shadow experiences
Become certified with FINRA after passing your SIE, Series 7, 63, 86, and 87 exams
Travel to visit our institutional money manager clients
Position Requirements...
Suggested
Full time
Immediate start
..., provisioning of compliance technology tool, etc.
Bachelor’s degree
Series 65 and prior RIA Advertising Review Experience
FINRA SIE, Series 7, and 24
Strong Attention to Detail / Data Organization
Proficient with technology
Strong communication skills,...
Suggested
Permanent employment
Full time
Remote job
...correspondence is strictly confidential.
Desired Background:
* 3-7 year's experience with drafting M&A (mergers & acquisitions) FINRA arbitrations and securities
* Tax experience related to venture capital and asset management required
* Experience in asset purchase...
Suggested
Full time
...networking concepts
~ Ability to work independently with minimal supervision
Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Stratos Wealth Partners, Ltd., a
registered investment advisor and a separate entity from...
Suggested
Permanent employment
Full time
Immediate start
Remote job
Weekend work
...~ High school degree, GED, or foreign equivalent
~ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must obtain...
Suggested
Permanent employment
Immediate start
Felony friendly
Afternoon shift
...results
~ High school degree, GED, or foreign equivalent
~ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must...
Suggested
Immediate start
Felony friendly
Afternoon shift
...understood, communicated and followed by KIS registered representatives.
Essential Job Functions:
Act as formally designated FINRA general principal in all regulatory capacities for activities of KIS registered representatives in assigned territory.
Develop and...
Suggested
Full time
Remote job
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6, and Series 63 or equivalent prior to hire.
Position Demands
~ Access to an automobile and ability to maintain a...
Suggested
Local area
Home office
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
Position Demands
~ Access to an automobile and ability to maintain a...
Suggested
Local area
Night shift
Afternoon shift
Weekday work
...revenue generation
~ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses are required - or must be successfully completed within...
Suggested
Permanent employment
Immediate start
Felony friendly
Afternoon shift
...Representative’s business with day-to-day administrative assistance while enhancing the service experience of clients*.
*This role requires FINRA licensing within 12 months of hire to allow the incumbent to expand the client support provided to the Representative.
What you...
...Academy, which provides you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to pursue a career in finance, enjoy working in a team setting, and share our passion for...
Full time
Summer work
Day shift
...A four-year college degree is preferred but not required
You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus)
Results-driven, highly motivated, self-starter who possesses integrity, a strong...
Remote job
...You are Learning. We provide all the training you need to develop the skills needed to service our customers and study for your FINRA licensing exams! You don’t need a finance background or college degree to succeed in this role. Prepped with our licensing roadmap,...
Full time
Local area
Work from home
Home office
Flexible hours
...Display good analytical skills.
Provide excellent customer service.
Accredited with the Financial Industry Regulatory Authority (FINRA)
Life/Health Insurance License
Successful track record of meeting sales goals/quotas preferred
BENEFITS:
Salary plus...
Work from home
Relocation bonus
Flexible hours
