Securities Compliance Principal — Hybrid Miami
Ocean Bankshares
Ocean Financial Services (OFS), a subsidiary of Ocean Bank, seeks a General Securities Principal to ensure regulatory compliance and strong supervisory controls for securities activities. You will lead risk reviews, training, and collaboration with Ocean Bank teams from a hybrid Miami base. The role requires 5+ years in securities, 2+ years supervisory, and deep knowledge of FINRA/SEC rules. Bachelor’s in finance or related field preferred; Series 24 or 9/10/63 licenses required or highly #J-18808-Ljbffr Ocean Bankshares
Vacancy posted 1 day ago
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