Senior Compliance Officer - Banking Regulation & Risk Lead
KeyBank
KeyBank seeks a Senior Compliance Officer, Horizontal Compliance to support the Compliance Executive in mitigating regulatory and reputational risk across the bank and its subsidiaries. The role covers Regulation W, Regulation O, and Anti-tying, serving as the second line of defense and guiding Risk Management and Finance/Law groups. You will develop and enforce risk programs, policies, and procedures and respond to audits while maintaining strong industry relationships. #J-18808-Ljbffr KeyBank
- Truist seeks a Senior Internal Auditor to assist in risk‑based internal audit assurance activities, interpreting... .... On occasion, you may lead smaller audits or special reviews... ...exposure to Truist's policies, procedures, and banking regulations. #J-18808-Ljbffr TruistSeniorRisk
- Huntington National Bank is seeking a Commercial PM - Team Leader to guide underwriting strategies for the middle market portfolio and ensure risk controls align with bank policies. The role emphasizes strong leadership, client-focused credit decisions, and collaboration...SeniorRiskRemote job
- Primis Bank Opportunities in Matthews, North Carolina, is seeking a Senior Underwriter responsible for evaluating loan applications... ...experience and expertise in compliance with banking regulations. Candidates should be proficient in MS Office and have a solid understanding...SeniorRisk
$96k - $181k
...Ohio About the Job The Senior Compliance Officer, Horizontal... ...overseeing compliance risk mitigation and discouraging... ...compliance oversight of Regulation W, Regulation O, and... .... Serve as the bank's Regulation W Officer... ...positively accept and lead through change. Proven...SeniorRiskWork at officeFlexible hours- First Horizon Bank in Charlotte, NC is looking for a Business Risk Oversight Officer. You will provide independent oversight and challenge to operational risk management... ...controls, and a strong grasp of US banking regulations. This role offers comprehensive benefits and...SeniorRisk
$109.9k - $125.4k
...Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)... ..., perform, and lead large/complex... ...following areas: banking or financial services industry, risk management, or... ...person at one of our offices listed on this... ...local laws and regulations regarding...SeniorRiskFull timePart timeLocal area3 days per week$245.1k - $279.8k
...Senior Director, Commercial Risk Review Capital One’s Credit Review organization... ...Director who will lead a team of reviewers... ..., Middle Market Banking, Commercial Real Estate... ...‑level management, regulators and stakeholders.... ...non‑discrimination in compliance with applicable...SeniorRiskFull timePart timeLocal area$71k - $125k
...Ohio The Commercial Compliance Officer - Servicing will be a... ...team within Compliance Risk Management. The Commercial... ...the related laws and regulations. As a subject matter... ...resolution. Participate in or lead various projects... ...aspects of commercial banking. Required...RiskWork experience placementWork at officeFlexible hours- ...Responsible AI in banking is not a constraint... ...debates. In a regulated financial institution... ...institution, AI introduces risk across model... ..., regulatory compliance, legal obligations... ...Applied Responsible AI Lead works between the... .... This is a senior professional individual...Risk
- ...A High-Performing Global Banking Technology Team: This opportunity supports a leading international financial institution... ...power trading systems, risk management, finance, compliance, and internal operations.... ...is fast-paced, highly regulated, and performance-driven. Teams...SeniorRisk
- ...focused AEM Authoring Team Lead to oversee the delivery... ...Ensure content meets compliance and regulatory... ...workflows Governance, Risk & Compliance Ensure adherence... ...-facing messaging, and regulated content Partner with Legal... ...in financial services, banking, or other highly...Risk
- Huntington Bank is seeking a Segment Risk Manager Sr for Business Continuity & Resiliency in Charlotte, NC. The role involves... ...overseeing operational risk management, ensuring compliance with regulatory standards, and leading the development of business continuity plans....SeniorRisk
- Truist is seeking a senior compliance leader in Charlotte to direct a team of professionals. You will... ...a culture of compliance across the bank. This role requires extensive experience... ...financial services and strong leadership in risk management. The position involves...SeniorRisk
- City National Bank seeks a Manager, Enterprise Risk Management Risk Assessment to help uplift the bank’s Enterprise Risk Appetite and Metrics program. You will coordinate requirements, oversee risk processes, and help implement enterprise-wide policies to balance control...SeniorRisk
- ...Senior Vice President, Head of Compliance About the Company Accomplished... ...Services Technology Banking Lending Services... ...of Compliance to lead and advance its... ...advisor to the Chief Risk Officer, and oversee all... ...wealth management regulations, and a proven track...SeniorRisk
$90k - $160k
IT RISK & CONTROL SENIOR ANALYST WHAT IS THE OPPORTUNITY? The IT Risk Senior Analyst... ...controls for auditors, regulators and external parties. This... ...achieve a posture within the bank’s overall risk appetite. This... ..., one of North America’s leading diversified financial services...SeniorRiskRemote work$68.25 per hour
...Job Title: Senior Data Analyst with strong SQL and banking/capital markets Location... ...BCforward BCforward is a leading global IT... ...delivery centers and offices across North America... ...capital markets risk domains and a proven... ...Basel and related regulations. Perform data...SeniorRiskContract work- The Senior Credit Officer II position supports the Real Estate Corporate Banking (RECB) portfolio. The role focuses... ..., and compliance. It partners with... ...targets and Truist’s risk tolerance. The... ...the organization. Lead the advancement... ...of laws, regulations and risk management...SeniorRiskFull timePart timeLocal areaShift workDay shift
- ...Inc. Position: Senior Scrum Master... ...expertise across Telecom, Banking, Wealth Management... ...Facilitation — Lead all Scrum... ...blockers; escalate risks and dependencies across... ...alignment. Quality & Compliance — Promote... ...financial‑services or regulated‑industry application...SeniorRiskFull time
$87.7k - $100.1k
...Senior Auditor, Audit Professional Practices... ...’s governance, risk management, and... ...thing and lead by example. You... ...analysis, compliance, or a combination... ...experience in Banking or in the financial... ...at one of our offices listed on this... ...local laws and regulations regarding criminal...SeniorRiskFull timePart timeLocal area3 days per week- ...Senior Branch Premier Banker (SAFE) Wells Fargo is... ...primary point of contact for banking products and services... ...professionals who lead with advice to acquire... ...planning, and prudent risk oversight to deliver integrated... ...to policies and regulations to support strong control...SeniorRiskTemporary workWork experience placement
$77k - $214k
...Practice Industry/Sector: Banking and Capital Markets... ...& Capital Markets Tax Senior Associate, you will... ...documents, confirming compliance with regulatory requirements... ...research on tax regulations and providing guidance... ...management of operational tax risks and advising on tax...SeniorRiskFull timeH1bLocal areaOverseas$140.78k - $239.46k
...Senior Relationship Manager - Corporate Banking Location: Charlotte, NC 28202 The... ...organization with minimal risk. Manages the on-... ...quality and ensures compliance with applicable laws, regulations and guidelines.... ...proficiency in Microsoft Office applications...SeniorRiskWork at officeLocal area- Fifth Third Bank is seeking a Senior Credit Analyst in Charlotte, North Carolina. The role focuses on supporting Portfolio Managers with underwriting and risk monitoring, requiring strong analytical skills and knowledge of financial analysis. Candidates should have a Bachelor...SeniorRisk
$84k - $115k
...Position Summary: The Senior Underwriter is... ...applications, evaluating risks, and making loan... ...documentation is in compliance with the relevant regulations and collaborates with... ...documentation to the loan officer for review.... ...federal regulations and bank policies and procedures...SeniorRiskRemote workFlexible hoursShift work$71.1k - $145.9k
General Function The Senior Credit Analyst is... ...and identifying risks or issues as needed... ...within the Bank's risk appetite, achieves... ...‑due or out of compliance covenants and recommend... ...S. government and regulation. Knowledge of the... ...in all Microsoft Office software. Working...SeniorRiskWork at officeLocal area- Truist Audit Manager leads complex internal audit engagements, applying risk‑based judgments and data analytics to deliver independent assurance. The role coaches... ...in accounting or related field with 6-8 years in banking/auditing, strong risk management knowledge, and...SeniorRisk
- ...Description Business Risk Oversight Officer within our second line of defense... ...business controls within the banking or financial services... ...understanding of US banking regulations and supervisory guidance from... ...complex challenges. Experience leading teams through change by...SeniorRisk
- ...IGL Financial Reporting Lead Consultant Wells Fargo's Regulatory... ...line controllers, and banking regulators, including the Federal Reserve... ...requirements. Ensure the compliance with requirements under the... ...balanced with a strong risk mitigating and compliance-driven...RiskImmediate startRemote work
- ...services with industry-leading workplace culture. Our nine offices—located in the fastest... ...We are seeking a Senior Associate - Risk Advisory to join our Financial... ...a wide range of banking operations. In this role... ...Familiarity with banking regulations and regulatory...SeniorRiskWork at officeFlexible hoursNight shift
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