Senior Analyst, Public Offerings

Conducts routine and complex assessments and analysis of FINRA firms’ Corporate Financing filings and related investigative matters Analyzes filings for violations of rules, regulations, statutes, and policies Drafts well‑written correspondence and analysis Delivers high‑quality work product that reflects and leverages acquired knowledge, training, feedback, and guidance with limited corrections Monitors workflow and task completion Responds to internal and external requests and inquiries regarding filings reviews Escalates complex and/or sensitive matters and developments to second reviewers and/or managers Participates in and contributes to internal and external meetings related to assigned work Keeps current with relevant rules, regulations, statutes, and policies governing filings Demonstrates the culture of intelligence, integrity, and initiative in day‑to‑day interactions with the team Requirements Bachelor’s degree in Finance, Accounting, Business, or related field At least three (3) years of related industry experience Demonstrate initiative to work on projects involving data analytics Excellent written and oral communication skills Excellent organizational skills Must be detail oriented Ability to manage assigned work and multiple priorities Excellent time‑management and problem‑solving skills #J-18808-Ljbffr Jobtailor