Senior Compliance Officer
Virtual Vocations Inc
The full-time Senior Compliance Officer will oversee advisory compliance across all regions, provide real-time trading guidance, and build a comprehensive algo trading governance framework while working remotely. Key responsibilities Manage advisory compliance, including real-time trading guidance and pre-cleared rules framework Oversee core compliance functions, including trade surveillance and regulatory filings Supervise and develop two Compliance Officers while representing compliance in cross-functional discussions Required qualifications Hands-on experience building compliance tools and systems in a trading environment Direct compliance experience at a proprietary trading firm or similar institution Experience across multiple asset classes, including commodities and equities Working knowledge of algo trading controls and governance frameworks Familiarity with multi-venue regulatory obligations in the US, EU, or other regions
Vacancy posted 3 days ago
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