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Senior Compliance Officer

Taylor Root

Our client, a global investment platform , is seeking a senior compliance professional to support a growing private credit strategy . This is a high-impact, front-facing role working directly with investment professionals in a fast-paced, transaction-oriented environment. Role Overview This position sits within a scaled credit platform and provides real-time compliance advisory across a high volume of investment transactions . The role requires close partnership with deal teams and strong commercial judgment in navigating complex regulatory, structuring, and conflict considerations , including within a registered vehicle structure. Key Responsibilities Provide real-time advisory on conflicts of interest, affiliate transactions, and co-investment considerations Review deal materials, investment committee memos, and transaction documentation for regulatory and internal policy compliance Oversee compliance for a registered investment vehicle , including governance, reporting, and program execution Interpret and apply Investment Advisers Act and Investment Company Act frameworks in a practical, business-oriented manner Support allocation decisions and oversight of multi-vehicle investing activity Operate effectively in a high-volume, execution-driven environment Contribute to the evolution of compliance policies and procedures as the platform scales Participate in valuation committees and internal governance forums Qualifications 10+ years of compliance experience within private credit, direct lending, or alternative asset management Strong understanding of Investment Advisers Act and Investment Company Act (’40 Act) requirements Experience supporting registered structures and related governance processes Demonstrated ability to analyze complex transactions and provide practical, risk-based guidance Experience advising on conflicts and affiliate transactions Ability to operate in a fast-moving, detail-intensive environment Strong executive presence with the ability to partner effectively with senior investment professionals #J-18808-Ljbffr

Vacancy posted 1 day ago
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