Senior Compliance Specialist - Investment Advisory
Robinhood
Robinhood is seeking a Compliance Specialist to build and govern the regulatory framework for a new advisory business. You will coordinate with operations, customer service, and RAM teams, conducting tests, audits, and risk assessments to ensure robust supervision and compliant processes. You will respond to regulatory inquiries, craft surveillance tools, and guide policy development, while aligning with fiduciary duties and a proactive, entrepreneurial culture. #J-18808-Ljbffr Robinhood
Vacancy posted 9 hours ago
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