Senior Regulatory Licensing Analyst Hybrid Compliance
T. Rowe Price
T. Rowe Price in Owings Mills, MD seeks a Sr Analyst to support the Legal Registration Group with day-to-day licensing, registration, and compliance tasks. The role involves handling broker-dealer and IAR registrations, fingerprinting, and maintaining regulatory records.
You will monitor and respond to inquiries, collaborate with Compliance, Legal, HR, and business teams, and contribute to process improvements while meeting deadlines in a fast-paced environment.
#J-18808-Ljbffr- .../advisor-driven advice. You’ll work with multiple partners to ensure fiduciary compliance and regulatory alignment. Requires a JD and 6+ years of relevant experience. This is a hybrid role with up to one day from home, offering a competitive base salary, discretionary...SeniorWork from home
- ...leaders, product teams, and boards on complex regulatory matters and governance obligations. The... ...with regulators, and the ability to guide senior stakeholders across Product, Investments, Distribution, and Operations in a hybrid work environment. #J-18808-Ljbffr T Rowe...Senior
$80k - $95k
...The Licensing & RegistrationAnalyst supports the insurance licensing and securities registration... ...play a critical role in insuring compliance with state and federal you are good at:Organization... ...location of each specific candidate. Required Experience: Senior IC...SeniorFull timeWork at office- ...negotiate data/privacy contracts, and monitor evolving regulatory frameworks affecting AI and data protection. This role collaborates with product, engineering, and compliance teams worldwide. The position supports a hybrid work arrangement with local presence in Owings...SeniorLocal areaWorldwide
- ...Sephora in Owings Mills, MD (Mill Station) is seeking a Licensed Beauty Advisor to guide clients through makeup, waxing, and beauty services. You will drive service revenue, maintain licenses, and uphold hygiene while delivering personalized care in a fast-paced retail...SuggestedFull timePart timeFlexible hours
$21.75 - $24.88 per hour
...Licensed Beauty Advisor As a Licensed Beauty Advisor, you'll impact clients every day. You're a beauty expert, guiding clients on their journey at the Beauty Studio and beyond. It's about more than just productsit's also making someone's day through teaching, inspiration...Hourly payFull timePart timeFlexible hoursShift workNight shiftWeekend work- ...oriented and highly motivated Compliance professional to join our... ...part in supporting the firm's regulatory compliance program, helping ensure... ...requirements. Series 65 license preferred. Experience supporting... ...****@*****.*** #LI-hybrid #LI-JR1 Preferred Location:...Work at officeLocal areaWorldwide
$145k - $247k
...you. About this PositionThe Senior Legal Counsel will support... ...commercial agreements; advising on regulatory and compliance matters affecting private... ...RequirementsFINRA licenses are not required and will not... ...FlexibilityThis role is eligible for hybrid work, with up to one day...SeniorFull timeLocal areaRemote workWork from home1 day per week$87k - $148k
...enhancing their respective compliance programs and leads... ...advice for the senior managers responsible for... ...and providing ongoing regulatory support for North America... ...OR required FINRA 24 license may be obtained within... ...role is eligible for hybrid work, with up to one day...SeniorFull timeLocal areaRemote workWork from home1 day per week$122k - $209k
...SummaryWe are seeking a Senior Manager, Technology &... ..., business, compliance, operational risk, legal... ...enterprise risk appetite and regulatory expectations. ResponsibilitiesProvide... ...RequirementsFINRA licenses are not required and... ...role is eligible for hybrid work, with up to one...SeniorFull timeLocal areaRemote workWork from home1 day per week- ...McCormick & Company, headquartered in Hunt Valley, Maryland, is seeking a Senior Director, Human Relations to lead HR strategy for the assigned function and serve as the primary HR Business Partner to the VP/Senior Leader of their function. You will design and deliver...Senior
- ...registered funds ETF platform. You will advise senior leaders, partner with Product, Distribution, Investments, and Compliance on complex regulatory matters, and lead regulatory filings and... ...outside counsel. This position offers hybrid work and the opportunity to shape ETF...Senior
- ...You must attach your transcript(s)/degree(s) and professional license(s)/certification(s) to your application. Unofficial copies are... ...Education Services, Inc. ( Mail or deliver documents to ATTN: Senior Affairs Associate I - Caregiver Education Specialist Office of...SeniorFull timeContract workTemporary workPart timeWork experience placementCasual workWork at officeFlexible hoursAfternoon shift
$225k - $245k
...communications for nonprofits or public agencies, with strong leadership and writing skills. The role is based in Owings Mills, MD, offering a hybrid work format with a competitive salary range of $225,000 - $245,000 and comprehensive benefits including health insurance and...Senior- Catholic Charities of Baltimore Senior Communities is seeking a Housing Associate to support the day-to-day operations of a senior community... ...and services for residents in Towson, MD. The role emphasizes compliance with HUD and agency requirements and compassionate service to...Senior
- ...T. Rowe Price is seeking a Senior Cloud Engineer (Storage) to define architecture and standards for enterprise cloud storage, balancing... ...automating provisioning, and guiding cost-efficient, compliant storage solutions in a hybrid, US-based environment. #J-18808-Ljbffr...SeniorRemote work
- ...company’s success. Role Description The Senior Executive/Attorney – Title Operations is... ...and employment matters, and ensures compliance with relevant laws, regulations, and company... ...an accredited law school and active license to practice law in Maryland (or ability...SeniorFull timeContract work
- ...vacancy exists in the Department of Aging, Senior Centers, and Wellness Division for the... ...that time. Failure to submit proof of licenses, certifications, and Education may result... ...reports, and program standards. Ensure compliance with council bylaws, departmental and...SeniorFull timeContract workWork experience placementWork at officeLocal areaFlexible hours
$90k - $104k
...\n Gotham Enterprises Ltd is seeking dedicated and fully licensed mental health therapists for a rewarding role within our remote... ...and maintain accurate and detailed documentation in compliance with regulatory standards. \n Preferred Experience\n \n Previous experience...SeniorRemote jobFull timeImmediate start- GFT in Owings Mills, MD, is seeking a Senior Environmental Project Manager to join our Environmental Sciences Team. This hybrid role requires regular attendance at the Owings... ...proven track record in client management, regulatory coordination, and business development. #J...SeniorWork at office
- Go Fractional is seeking a Senior Contract Recruiter for a six-month opportunity in Owings Mills, MD. The role leads... ...and experience with financial services or related fields. Hybrid work, strong onboarding, and compliance emphasis are noted. #J-18808-Ljbffr Go FractionalSeniorContract work
- ...Senior Java Security EngineerOwings Mills, MD (Hybrid - 2 days in office, 3 days remote)6 Months DOEWe are seeking a seasoned Senior Java Security Engineer... ...measures to protect sensitive information and ensure compliance with industry standards.Work with cloud...SeniorWork at officeRemote work
- ...counsel and budgets to align with business goals and regulatory expectations. The role collaborates with business, Compliance, Risk, and control functions to address complex... ...matters while mentoring legal professionals. Hybrid work is available. #J-18808-Ljbffr T. Rowe...Senior
$100k - $150k
...our best work EisnerAmper is seeking a Senior to join our National Tax Office. We are... ...their careers in a fulfilling way. A hybrid between a general tax practice and a hyper... ...reduce filing turnarounds or streamline compliance work, we're able spend more time conducting...SeniorFull timeWork at officeLocal area- Stanley Black & Decker, Inc. is seeking a Senior Manager of Retail Commercial Insights to shape the future of the Tools & Outdoor business in North America. You will deliver shopper insights, grow professional contractor and DIY categories, and lead a team to translate...SeniorRemote jobFor contractors
$159k - $272k
...The ideal candidate will have deep AWS experience, strong troubleshooting skills, and the ability to mentor engineers. This role is hybrid, allowing for up to three days of remote work per week. The position includes a competitive salary range from $159,000 to $272,000...SeniorRemote work- ...Sr. Contracts Attorney50% Contracting and Compliance: Draft and negotiate a variety of complex commercial contracts, including but not limited to Consulting Services Agreements, Software License Agreements, SaaS agreements, NDAs, etc. with little or no supervision. Ensures...SeniorContract workWork at office
$125k - $213k
...you. Role SummaryThe Senior Manager leads and supports... ..., and filing of regulatory disclosure documents across... ...effectiveness and compliance.Regulatory Filing Oversight... ...RequirementsFINRA licenses are not required and will... ...role is eligible for hybrid work, with up to one...SeniorFull timeWork experience placementLocal areaRemote workWork from home1 day per week$110k - $188k
...matter to you. About the RoleThe Senior Manager, FP&A serves as a... ...level.Coach, mentor, and develop analysts, fostering a culture of... ...engagementFINRA RequirementsFINRA licenses are not required and will not... ...This role is eligible for hybrid work, with up to one day per...SeniorFull timeLocal areaRemote work1 day per week- ...goals.EisnerAmper is seeking a Senior Consultant - Grants... ...grants lifecycle.Note: this is a hybrid role, where you would be required... ...requests, grant closeout, and compliance requirementsGuide clients... ...Keeping up with ever-changing regulatory requirements, Governmental Accounting...SeniorFull timeWork at officeLocal area2 days per week
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