Insurance Licensing and Appointment Assoc Analyst

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting‑edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview This position will be responsible for the processing of insurance appointment paperwork and the securities registration and licensing of advisors. Duties include providing outstanding customer service to advisors through written correspondence, email, and via phone. Daily tasks include data entry in Oracle, FINRA Web CRD, and state insurance sites. Responsibilities Process advisor requests, state registrations, exam requests, and insurance appointments. Perform processing duties such as data entry, generating correspondence, processing new advisor paperwork and maintenance of advisor. Become proficient with understanding FINRA and state registration rules and regulations. Follow up with advisors and business partners for insurance appointments. Research items and handle escalations. Develop relationships with insurance carriers/sponsors. We’re looking for strong collaborators who deliver exceptional client experiences and thrive in fast‑paced, team‑oriented environments. Our ideal candidates pursue greatness , act with integrity , and are driven to help our clients succeed . We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work. Requirements High School Diploma or GED Equivalency. 1+ year experience in financial services, insurance, or a related financial organization. Preferences FINRA or Insurance Licenses/Certification. Core Competencies Experience in MS Word, Excel, and Outlook. Written and verbal communication skills. Ability to handle multiple tasks in a high volume, fast paced atmosphere. Detail orientation and prioritization skills. Ability to work independently. Pay Range $25.85-$43.08/hour. Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Company Overview LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor‑mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

EOE. EAC 5.19.26