Compliance Analyst: Regulatory Risk & Filings
Trinity Capital
Trinity Capital in Phoenix, Arizona seeks a Compliance Analyst to develop and enforce compliance policies and procedures. This role includes managing compliance calendars, making regulatory filings, and supporting compliance programs. The ideal candidate has at least 2 years of regulatory experience, particularly with federal securities laws. Strong organizational, communication, and project management skills are essential. #J-18808-Ljbffr Trinity Capital
$120k - $135k
...Senior State Filings And Regulatory Analyst This is an opportunity to join Ascot Group one of the world's preeminent specialty risk underwriting organizations. Designed as a modern-era... ...function within the U.S. Legal and Compliance department, and plays a critical...RiskRegulatoryTemporary workWork at officeLocal areaFlexible hours- ...Job Description The Compliance Analyst will, among other items, support the development, implementation... ...compliance calendar, making various regulatory filings, and helping to execute Trinity’s... .... Conduct periodic compliance risk assessments, testing, and reviews to...RiskRegulatory
$55.79k - $92.99k
...ethical standards. The Senior Compliance Analyst is part of the Audit and... ...facilitating health plan and regulatory audits, as well as related... ..., and correcting compliance risks that could impact the Avesis... ...contact your local authorities or file a complaint (Link: with the...RiskRegulatoryWork experience placementLocal areaRemote workFlexible hours- ...Position Summary The Tax & Compliance Analyst to serve as the execution engine for our tax and regulatory functions. This role owns the... ...leaders can focus on judgment, risk, and strategy. Prepare, submit... ...track state and local tax filings, extensions, and related payments...RiskRegulatoryLocal area
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- ...group in Arizona as a Mortgage Compliance Analyst. This position is hybrid (M-... ...supporting the company’s regulatory compliance program related to... .... Conduct compliance risk assessments, identify potential... ...Maintain accurate records and filings for company and branch licenses...RiskRegulatoryFor contractorsWork experience placementH1bWork at officeLocal areaRemote workVisa sponsorshipWeekend work
$55k - $63k
...Employees and Contractors Apply HereOsaic Careers Compliance Risk Opportunity in Financial Services Compliance Analyst Location(s): Atlanta: 2300 Windy... ..., and detecting patterns that may indicate regulatory or policy concerns. The analyst will...RiskRegulatoryFull timeFor contractors- Affirm is hiring a Compliance Analyst II in Phoenix, AZ to support compliance governance and oversight programs. The role involves... ...reviewing and challenging operations to ensure regulatory compliance and mitigate risks. Candidates should have 3-5 years in compliance or...RiskRegulatoryRemote job
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$70.6k - $141.2k
...better health outcomes. The Senior Compliance Specialist provides guidance to... ...preparation, medical device file development and maintenance, risk management, and post-market surveillance... ...compliance with changing European regulatory requirements and act as a subject...RiskRegulatoryTemporary workFlexible hours$28 - $34 per hour
...DOT Compliance & Fleet Safety Specialist Job Locations... ...fleet safety performance and regulatory status Manage the full lifecycle... ...DOT Driver Qualification (DQ) files, ensuring accuracy, confidentiality... ...to hazards or physical risks, which require following basic...RiskRegulatoryTemporary workFor contractorsWork experience placementWork at officeLocal areaRemote workFlexible hours- ...all 7 continents. The SCA and DBA Compliance Analyst will support the company's compliance... ...applicable wage determinations, labor laws and regulatory orders are met. This is a collaborative... ...organizational integrity, mitigate risks, and ensure adherence to Code of...RiskRegulatoryHourly payContract workWork experience placementFor subcontractorWork at officeLocal areaRemote work
- ...Compliance & Operational Risk Testing Analyst – IT Audit & Cybersecurity We are seeking a Compliance & Operational Risk Testing Analyst to support independent... ...with cybersecurity, IT risk, operational risk, and regulatory requirements. The ideal candidate brings a...RiskRegulatoryWork at officeRemote work
- Research regulations by reviewing regulatory bulletins and other sources... ..., AZ On-site Full-time Compliance Services Overview MegaplanIT... ...add an experienced Compliance Analyst to our growing team. Responsibilities... ...in conducting enterprise risk and security assessments and...RiskRegulatoryFull timeWork at officeFlexible hours
- ...As a Compliance Operations Analyst at Honeywell, you will play a critical role in helping to shape and enhance... ...systems required by changing compliance and regulatory needs. Support automation of data driven compliance risk assessments and heatmap initiatives while...RiskRegulatoryPermanent employmentTemporary workWork experience placementFlexible hours
$34.55 - $55.19 per hour
RISK ANALYST RLD WHAT IS THE OPPORTUNITY? This role will primarily be responsible for the execution of the first... ..., preparation of documents and responses for compliance testing, internal and external audits and regulatory examinations, and will assist in the maintenance...RiskRegulatoryHourly payRemote work$92k - $115k
...Operations Compliance Program Senior Analyst Scottsdale, Arizona, United States What The Role Is... ...site teams, engineering, legal, and regulatory stakeholders. Strong judgment, follow... ...responsible parties, and escalate items at risk of missing deadlines. Program...RiskRegulatoryH1bWork at officeLocal areaRelocationVisa sponsorshipFlexible hours- ...Summary The Vendor Management Compliance Analyst supports the Contract Management Office... ...discount opportunities, and reduce the risk of incorrect or unsupported payments.... ...is essential in navigating the complex regulatory landscape. Works closely with Tax department...RiskRegulatoryPermanent employmentContract workFor contractorsWork at officeLocal areaWork from homeHome office
$65k - $75k
...highly organized and motivated Compliance & Operations Specialist to... ...client service excellence and regulatory best practices. Qualifications... ...environments. Knowledge of risk management, process... ...process. Help prepare regulatory filings, disclosures, and responses (...RiskRegulatoryFull timeWork at office- ...transportation. About the Role We are seeking a highly detail-oriented Compliance Filings Specialist to support the execution of federal and state... ...managing all filings offered by PrePass, ensuring accuracy, regulatory compliance, and timely submission. The Compliance Filings...RegulatoryWork at office
$90k - $150k
...Manhattan, NY Scottsdale, AZ West Hartford, CT US Claims Compliance And Quality Assurance Team The US Claims Compliance and... ...play a critical role in safeguarding our organization from regulatory risk. This is a high-impact role suited for an experienced...RiskRegulatoryTemporary workWork at officeRemote workFlexible hours2 days per week- ...continuous improvement of the information security compliance strategy and security control frameworks in accordance with business and regulatory requirements. Assist technical team to... ...to identify accesses and assess the risk to these changes. Report unresolved network...RiskRegulatoryWork at officeLocal areaFlexible hours
$79.5k - $159.5k
Legal, Contracts & Compliance Specialist — State Health Contracting Location... ...legal and procurement risk, and contributes to the development... ...legal, contractual, and regulatory requirements are understood... ...ready documentation for contract files and compliance reviews. What...RiskRegulatoryContract workWork at officeFlexible hours- ...Vendor Management Compliance Analyst The Vendor Management Compliance Analyst supports the Contract... ...discount opportunities, and reduce the risk of incorrect or unsupported payments.... ...industry trends which is essential in navigating the complex regulatory landscape. APSRiskRegulatoryContract workFor contractorsWork at office
$50.2k - $79.6k
...seeking an onsite Import/Export Compliance Specialist to support our... ...Confirm adherence to import regulatory requirements, including Partner... ...trade compliance and reduce risk Develop and follow effective... ...Experience in AES Filings, and U.S. Customs clearance processes...RiskRegulatoryHourly payContract workTemporary workWork at officeLocal areaWorldwideFlexible hours- ...Job Title: Senior Financial Crimes Compliance Business Systems Analyst Location: CityScape What you'll do... ...partner with stakeholders across Compliance, Risk, Operations, and Technology to ensure systems meet regulatory expectations and business needs. You will...RiskRegulatory
- ...resources matters, including disputes, regulatory issues, and related litigation. •... ...motions, briefs, and other legal filings that support case strategy and client... ...guidance on water rights concerns, risk exposure, and compliance considerations. • Contribute to the...RiskRegulatory
$1,150 - $1,450 per month
...Mercor is seeking experienced regulatory compliance and risk management professionals in Peoria, Arizona. Candidates will engage with AI labs, evaluating regulatory compliance and enhancing AI-related performance. This project-based role offers competitive task completion...RiskRegulatoryRemote work- ...Compliance Specialist I Join New Freedom – Where Second Chances Become Bright Futures... ...supporting New Freedom's compliance and regulatory efforts by helping ensure our programs operate... ...to quality improvement initiatives and risk identification efforts Collaborating...RiskRegulatory
- ...Putting Patients First-Through Regulatory Excellence At Parexel, we are driven by a single... ...You'll Do: Regulatory Strategy & Compliance Serve as Regulatory Affairs Lead for... ...client management on regulatory status, risks, and upcoming milestones Act as the primary...RiskRegulatoryLocal areaRemote work
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