Senior Auditor, US Capital Markets
Canadian Imperial Bank of Commerce
* **Audit execution** - Assess key business risks and evaluate the design and operating effectiveness of related processes and controls; identify and communicate internal control weaknesses and inefficiencies to business line management. Advise management and business partners of best practices and promote compliance with CIBC policies and procedures, accounting standards and regulatory requirements.* **Teamwork facilitation** - Work collaboratively with audit management and other audit team members to plan and execute risk-based audits, report audit results and perform continuous monitoring of management's control environment. Participate in internal projects to improve and simplify audit processes.* **Project management** - Effectively manage multiple audit assignments at different stages of the audit cycle and complete required tasks on a timely basis. Communicate regularly with the team and manager to provide updates on progress.* **You can demonstrate experience** in planning & executing audits. You have a comprehensive knowledge of auditing practices, accounting standards, regulatory requirements and Risk Management principles and knowledge of Capital Markets within a large financial institution. It is an asset if you possess a Bachelor or equivalent degree in Business, Accounting, or Finance and a professional designation (e.g., CFA, CPA, MBA, CIA, FRM, CRMA) or equivalent business experience.* **You understand that success is in the details.** You notice things that others don't. Your critical thinking skills help to inform your decision-making.* **You give meaning to data.** You enjoy investigating complex problems and making sense of information. You're confident in your ability to communicate detailed information in an impactful way.* **You're driven by collective success.** You know that collaboration can transform a good idea into a great one. You understand the power of an inclusive team that enjoys working together to bring a shared vision to life.* **Your influence makes an impact.** You know that relationships and networks are essential to success. You inspire outcomes by making yourself heard.* **Values matter to you**. You bring your real self to work, and you live our values - trust, teamwork, and accountability.* We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program\*, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.* Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.* We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.At CIBC, we are in business to help our clients, employees and shareholders achieve what is important to them. Our ability to create value for all CIBC stakeholders is driven by a business culture based on common values: Trust, Teamwork and Accountability.Working with CIBC makes you a part of a work environment committed to our clients, employees and communities - a place where you can excel.Every day, our 48,000 employees help our clients achieve their financial goals, because what matters to our clients, matters to us. #J-18808-Ljbffr Canadian Imperial Bank of Commerce
- The Canadian Imperial Bank of Commerce in New York is looking for an experienced auditor to assess key business risks and evaluate processes. In this role, you will collaborate with management to ensure compliance with the bank's policies and regulatory standards. Ideal...Senior
- Title: Senior Audit Analyst, US Capital Markets Requisition ID: 259498 Salary Range: 69,400.00-129,000.00 Please note that the Salary Range shown is... ...to find solutions to address control weaknesses. The Auditor contributes to the overall success of the Audit Function...SeniorLocal areaFlexible hours
$70k - $80k
...for this role.**Job Description:**The Senior Auditor is responsible to perform and document... ...**TD Securities offers a wide range of capital markets products and services to corporate, government... ..., and institutional clients who choose us for our innovation, execution, and...SeniorWork at office- Responsibilities We are looking for a Senior Research Associate to join our Autonomous US Capital Markets team in New York. If you have a passion for research and are interested in building a long‑term career in the investing world, there's no better place to start than...SeniorWork experience placementWork at officeWorldwideFlexible hours
$120k - $150k
...Doing As an Audit Manager focused on Capital Markets, you’ll play a key role in CIBC’s US Internal Audit team. You’ll... ...build strong relationships with senior management and stakeholders. Your... ...Accountant (CPA) and Certified Internal Auditor (CIA). Being a Chartered...SuggestedRemote workShift work2 days per week- ...Accountant (CPA) and Certified Internal Auditor (CIA). Being a Chartered Financial Analyst... ...years of relevant experience, including Capital Markets activities and products, as well as... ...what matters to our clients, matters to us. #J-18808-Ljbffr Canadian Imperial Bank...Shift work
- .... The ideal candidate will have at least 7 years of experience in the capital markets industry, strong communication skills, and technical capability in integration methods and data analysis. Join us to impact global financial market surveillance and analytics. #J-18808...Senior
- U.S. Bank in New York is seeking a Senior Credit Risk Approver to oversee credit risk across capital markets. The ideal candidate will have extensive experience in credit... ...robust benefits package including healthcare, a 401(k), and paid vacation. #J-18808-Ljbffr Us BankSenior
- A crypto-focused company is seeking a (Senior) Vice President, Investor Relations to lead their investor relations strategy in the US capital market. The ideal candidate will have at least 12 years of experience, deep knowledge of blockchain and US financial markets, and...Senior
$210k
FSI/Senior Principal - Capital Markets - Business Consulting Domain: Consulting Interest Group: Company Company: ITL USA Requisition ID: 147189BR... ...Estimated annual total compensation range for candidates based in US are as indicated below: Min-$ 210,000 & Max-$256,667...SeniorFull timeTemporary workWork experience placementWork at officeRemote workWork from homeFlexible hours$73.5k - $139.7k
Rsm Us Llp. is hiring a Senior Associate for Risk Consulting in New York, focused on Capital Markets Compliance. This role requires at least two years of relevant compliance experience and strong knowledge of SEC, FINRA, and CFTC regulations. Responsibilities include compliance...SeniorFlexible hours$114k - $143k
...Senior Consultant - Capital Markets, Program Manager Location: NYC, USA (Onsite) | Practice Area: Business Consulting | Type: Permanent Lead a... ...everyone. If you need any adjustments at any stage, just let us know – we'll be happy to help. We value each person's...SeniorPermanent employment$175k - $200k
...advisory-focused investment bank. Our team of senior professionals delivers a wide array of... ...perspectives and beliefs, enables us to provide the best advice and insights... ...professional to cover our equity and debt capital markets business activities. This is a new role...Senior$158k - $205k
...SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile... ..., and Peru. Backed by the capital strength of SMBC Group and the... ...diverse client base to local markets and the organization's extensive... ...Description We are seeking a Senior Software Engineer with deep...SeniorWork at officeLocal areaWork from homeWorldwide- Infosys is seeking a Senior Client Partner for its Capital Markets practice. The Senior Client Partner will lead client interfaces within the assigned account... ...with contributions dependent on salary level. About Us Infosys is a global leader in next‑generation digital services...SeniorTemporary work
$70 - $75 per hour
A leading recruitment firm is seeking a Senior Product Owner dedicated to Capital Markets Technology initiatives. The ideal candidate will have over 12 years of experience in corporate loans execution, a strong understanding of Capital Markets, and expertise in Agile methodologies...SeniorContract workRemote work$102k - $203k
...Senior Vice President, Application Technology Audit At BNY, our culture allows us to run our company better and enables employees' growth... ..."Most Just Companies", Just Capital and CNBC, 2025 Our Benefits... ...Veterans. BNY assesses market data to ensure a competitive...SeniorTemporary workWorldwideFlexible hours$170k - $230k
...Capital Markets/Securities Lending Senior Java Developer VP Purpose of the role To design, develop and improve software, utilising various engineering... ...Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected...SeniorHourly payTemporary work$200k - $295k
Jefferies & Company, Inc. is looking for a Head of Financing in New York to oversee the capital markets function and lead a team managing financing transactions. The role requires 10-15+ years of experience in treasury and capital markets, particularly with borrowing bases...Senior$190k - $215k
...Structured Capital Markets Principal, ABF New York Company Overview KKR is a leading global investment firm that offers alternative... ...financings for our asset-based finance investments ("ABF") in the US. The successful candidate will develop innovative financing...Local area$100k - $150k
A leading financial services firm seeks a Capital Markets Sales Representative in New York, NY to develop and execute strategic sales plans for its investment management solutions. The ideal candidate will have over 5 years of sales experience along with excellent communication...Senior$310k - $365k
A major law firm is looking for a Managing Associate in New York, with 4-5 years of experience in equity and/or debt capital markets. You will be part of a dynamic team that focuses on capital raising solutions for technology sector innovators. Responsibilities include...Senior- A leading global law firm in New York is seeking an experienced Business Development Manager to support growth across Capital Markets, Funds, and Real Estate practices. This role involves developing strategies with firm leadership, managing pitches, and mentoring junior...Senior
$200k - $300k
Citibank (Switzerland) AG is looking for a Director in Structured Capital Markets Sales to expand business growth across targeted market segments. The successful candidate will build relationships with clients and prospects, promote the bank's products, and meet sales quotas...Senior- ...leading financial services company based in New York is seeking an experienced Investment Banking Senior Associate to assist clients in raising capital through financial market transactions. Responsibilities include managing a team of analysts, enhancing M&A execution,...Senior
$73.5k - $139.7k
## Senior Associate, Risk Consulting (Capital Markets Compliance)Applylocations: Dallas: New Yorktime type: Full timeposted on: Posted Todayjob requisition id:... ...victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-...SeniorWork experience placementInternshipLocal area- ...product feeds for e-commerce. This role requires strong analytical skills, effective communication, and a deep understanding of the US search market. Opportunities for professional growth and a lively team atmosphere are provided, along with benefits including health...SeniorFlexible hours
$250k - $275k
A leading global financial institution seeks a Senior VP Banker in New York City to assist clients in raising funds in the capital markets and provide strategic advisory services for mergers and acquisitions. This role demands 6-10 years of experience in financial services...Senior- A leading financial services firm is seeking a Senior Product Associate to manage digital products for Capital Markets. This role involves collaborating with engineering and design to deliver tools that enhance workflows and drive results. Candidates should have over 5...Senior
- A leading financial services company in New York seeks a Senior Product Associate for its Global Investment Banking Digital team. This role involves optimizing digital products for Capital Markets bankers, managing product strategies from discovery to launch, and collaborating...Senior
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