Senior Associate, Capital Markets Compliance & Risk
$73.5k - $139.7kRsm Us Llp.
Rsm Us Llp. is hiring a Senior Associate for Risk Consulting in New York, focused on Capital Markets Compliance. This role requires at least two years of relevant compliance experience and strong knowledge of SEC, FINRA, and CFTC regulations. Responsibilities include compliance program evaluations and developing compliance policies. The position offers a competitive compensation range of $73,500 - $139,700, plus discretionary bonuses based on performance. A Bachelor's degree is required, and the role promotes a balance of work and life with flexible scheduling. #J-18808-Ljbffr Rsm Us Llp.
- ...Senior Associate or Vice President, Capital Markets About the Company Accomplished investment firm Industry Investment Management Type Privately... ...and providing support for treasury and interest rate risk management. The role also involves market...SeniorRisk
$73.5k - $139.7k
## Senior Associate, Risk Consulting (Capital Markets Compliance)Applylocations: Dallas: New Yorktime type: Full timeposted on: Posted Todayjob requisition id: JR119479We are the leading provider of professional services to the middle market globally, our purpose is to...SeniorRiskWork experience placementInternshipLocal area$150k - $200k
.... Our mission is to enhance lives and legacies. Senior Associate/Vice President, Capital Markets - Quantitative & Structured Solutions New York, New York... ...discussions on concentrated positions, liquidity, and risk management Translate technical strategies into...SeniorRisk- ...growth AI company seeking a Senior Counsel to help scale the legal... ...support M&A, financing, and capital markets matters Partner cross-... ...regulatory, litigation, and compliance issues Build practical legal... ...business teams on strategic legal risk Qualifications 6+ years of...SeniorRisk
- ...Audit execution** - Assess key business risks and evaluate the design and operating... ...partners of best practices and promote compliance with CIBC policies and procedures, accounting... ...Management principles and knowledge of Capital Markets within a large financial institution....SeniorRisk
$175k - $200k
...focused investment bank. Our team of senior professionals delivers a wide... ...to hire a highly motivated compliance professional to cover our equity and debt capital markets business activities. This is a... ...compliance matters and transactional risk Advise on cross-border...SeniorRisk$111.2k - $126.9k
...Senior Business Analyst - Liquidity, Market, and Capital Risk Oversight Summary: As a Senior Business Analyst at Capital... ...will be subject to the pay range associated with that location, and the... ...committed to non-discrimination in compliance with applicable federal, state,...SeniorRiskFull timeTemporary workPart timeBank staffLocal area$75k - $105k
...days per week New York Life is seeking an Associate / Senior Associate to support the buildout and execution of its capital markets and strategic partnership platform within the... ...fit, execution considerations, and risk assessment. Contribute to executive presentations...SeniorRiskWork at officeLocal area$210k
FSI/Senior Principal - Capital Markets - Business Consulting Domain: Consulting Interest... ...of client attrition risk Virtual Assistant - Cognitive... ...and Customer Support Associates in Salesforce. Single Social... ...Advisors to post content (compliance approved) to multiple social...SeniorRiskFull timeTemporary workWork experience placementWork at officeRemote workWork from homeFlexible hours$120k - $160k
A consulting and technology services group is seeking a Compliance Risk Assessment Officer for their office in New York. This hybrid role involves leading the annual Compliance Risk Assessment, managing compliance risks, and collaborating with various stakeholders. Candidates...SeniorRiskWork at office$120k - $200k
A global consulting and technology firm is seeking a Compliance Risk Assessment Officer in New York. This role involves leading the annual... ...Assessment, identifying compliance risks, and preparing reports for senior management. Candidates should have a minimum of 8 years'...SeniorRisk- A global consulting firm is seeking a Compliance Risk Assessment Officer in New York for a hybrid role. This position involves leading the annual Compliance Risk Assessment process, identifying compliance risks, and collaborating with various stakeholders to manage and...SeniorRisk
- U.S. Bank in New York is seeking a Senior Credit Risk Approver to oversee credit risk across capital markets. The ideal candidate will have extensive experience in credit... ...include approving credit risks, ensuring compliance with regulations, and collaborating across business...SeniorRisk
- ...Vialto Partners is a market leader in global mobility services... ...on providing cross-border compliance and risk assessment for tax, immigration... ...their return on human capital investments. Job Description... ...and detail-oriented Senior Associate to join our Global Compensation...SeniorRiskFull timeWork at officeRemote workShift work
$120k - $205k
...in-house attorney to support senior legal coverage to the public... ...other internal legal and compliance professionals, including the... ...Advising the Municipal Capital Markets, Client Finance and Capital... ...regulations to operations, risk management, compliance, accounting...RiskTemporary work$120k - $160k
An international consulting firm is seeking a Compliance Risk Assessment Officer in New York to lead the annual Compliance Risk Assessment process. This role requires at least 8 years of experience in Compliance, Risk Management, or related fields. Key responsibilities...SeniorRisk- Position Summary: The Senior Member Engagement Associate (SMEA) position is an engagement... ...products within the Human Capital (HC) Center. The SMEA also... ...negotiations, saving at-risk members, invoicing, and accounts... ...member engagement; e.g., marketing, new product development,...SeniorRiskContract workWork at office
$150k - $170k
...billion in debt and equity capital to support North... ...About the Role: As a Senior Associate, you will play a key role... ...and leading asset market and trading activities... ...Formulate and implement risk management and trading strategies, ensuring compliance with strategic objectives...SeniorRiskTemporary work- ...a team of Project Managers, ensuring effective resource allocation and risk management across various projects in the financial sector. This permanent position requires expertise in Capital Markets and Financing, alongside strong leadership and communication skills. #J...SeniorRiskPermanent employment
$115k - $140k
...solutions across both public and private markets. The Global Risk & Analysis Group (GRA) team offers... ...-focused projects. In addition, the associate/senior associate will perform data analysis... ..., we raise, manage and allocate capital for our clients - helping them reach...SeniorRiskTemporary workWorldwide$130k - $180k
...global investor based in New York is looking for a Treasury Senior Associate to manage financing activities and liquidity planning. The... ...analyzing liquidity needs. Candidates should have 4-6 years of capital markets experience, advanced financial modeling skills, and a...Senior- ...Market Risk Senior Business Analyst This role will be part of the Market Risk Technology Team. This team is responsible for delivering... ...Risk concepts such as Stress Testing, Value at Risk (VaR), capital calculation. Ability to understand risk models and statistical...SeniorRisk
$135.6k - $154.8k
...Senior Associate, Data Scientist - US Card (Applied GenAI)... ...As a Data Scientist at Capital One, you'll be part of... ...adoption of AI with in-market solutions. You will... ...processing, AI for regulatory compliance, and overall customer... ...actions remain within risk appetite. Get into...SeniorRiskFull timePart timeLocal area$121.3k - $138.4k
Capital One is looking for a Senior Business Analyst specializing in Liquidity, Market, and Capital Risk Oversight in New York. The ideal candidate will utilize strategic and analytical skills to tackle significant company challenges and collaborate with diverse teams....SeniorRisk- ...Senior Vice President, Capital Markets About the Company Well-known fintech company with a focus on technology & regulatory solutions Industry... ...activities align with regulatory requirements and internal risk frameworks. Applicants must have a minimum of 10 years'...SeniorRisk
$90k - $180k
...Technical Business Analyst, Capital Markets We are seeking an experienced Technical Business... ...optimizing data flows, and supporting compliance with regulatory reporting standards. Responsibilities... ...knowledge of trade lifecycles and risk processes. Knowledge of one or more...RiskTemporary workRemote work$200.7k - $229.1k
...Overview Senior Business Analysis Manager, Capital One Shopping (Remote-Eligible... ...and mentoring associates throughout the organization... .../analytics Marketing: Lead direct to... ...strategies Credit Risk: Drive step-change... ...-discrimination in compliance with applicable federal...SeniorRiskFull timeTemporary workPart timeLocal areaRemote workShift work$280k
...division are conducted in compliance with applicable laws, rules... ...manage legal and reputational risks associated with these activities.... ...functional leadership teams and senior management on functional... ...Join us as a Vice President, Capital Markets Advisory Lawyer. In this...RiskHourly payContract workTemporary work- Senior Associate, Healthcare Policy & Investment - Capital Markets page is loaded## Senior Associate, Healthcare Policy & Investment - Capital Marketslocations: New York, NYtime type: Full timeposted on: Posted 3 Days Agojob requisition id: JR100017**Job Description:**...SeniorLocal area
- ...Senior Paralegal Corporate M&A and Public Markets Our client is an innovative startup that is leading the... ...mergers and acquisitions (M&A), capital markets, and regulatory compliance. Your main responsibilities... ...and advise on regulatory risks. Attention to detail: Precision...SeniorRiskRemote work
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