Regulatory Counsel VP
IDEX Consulting
About Us: A leading firm in the insurance brokerage and Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service.Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This role is crucial to the regulatory compliance efforts, especially within the insurance brokerage and MGA domains. You will offer expert legal guidance to ensure our operations comply with all regulatory requirements.Key Responsibilities:Advise on regulatory compliance matters related to insurance brokerage and MGA activities.Monitor and interpret federal, state, and local regulations impacting the insurance industry.Develop and implement compliance policies and procedures.Conduct compliance training for employees and stakeholders.Perform due diligence and risk assessments for MGA transactions.Collaborate with cross-functional teams to address compliance issues.Represent the company in regulatory examinations and audits.Qualifications:Admission to the New York State Bar.Experience in regulatory compliance within the insurance industry.Expertise in insurance brokerage and MGA regulations.Strong analytical, research, and problem-solving skills.Excellent communication and interpersonal abilities.Ability to work independently and manage multiple priorities.Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.Our Diversity, Equity and Inclusion Mission At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work. We recognise and acknowledge that diverse representation at every level of our business requires continuous and measurable effort. We are committed to driving conscious inclusion across our business and creating equitable pathways.Discipline(s): Risk & Compliance, Financial ServicesJob type: Permanent
- ...strategies to mitigate them.Stay updated on industry trends and regulatory changes impacting structured investments.Support legal... ...applicants.The Successful ApplicantA successful VP, Structured Investments Counsel should have:A Juris Doctor (JD) degree from an accredited...RegulatoryWork at officeLocal area
$220k - $250k
...A leading executive recruitment firm seeks a VP, Legal Counsel for Private Funds in New York. The role involves advising on legal, compliance, and regulatory issues pertinent to private funds. Candidates should possess a JD from a top law school, be admitted to the NY...Regulatory- ...Trusted advisor to our Travel and Accident & Health business units, partnering closely with leadership to guide product development, regulatory strategy, commercial distribution, marketing, and claims; Key role in enabling Arch’s travel protection plans, travel medical...RegulatoryFull timeTemporary workWork at office
- ...S. securities laws, and drafting/negotiating complex documents. The attorney will collaborate across business teams, manage regulatory risk, and coordinate with external counsel to ensure compliant, timely transactions and effective risk management. #J-18808-LjbffrRegulatory
$250k - $360k
...senior executive to join our Legal team as VP, Legal - Consumer Financial Services (CFS... ...lead a team of experienced product and regulatory lawyers supporting PayPal’s Consumer Financial... ..., and Venmo, providing executive-level counsel on business strategy, product development...RegulatoryFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hours- ...in New York seeks an ERISA attorney at Vice President level to counsel on fiduciary matters across ERISA plans and IRAs, with... ...responsibilities spanning plan considerations, fiduciary compliance, and regulatory reform. This role collaborates with internal clients and...Regulatory
- ...negotiating a broad range of capital markets documents and advising on regulatory issues such as the ’33/’34 Act, FINRA, and SEC rules. The attorney will work with internal clients and external counsel, supervise junior staff, and contribute to developing industry...Regulatory
- ...Morgan Stanley is seeking an Attorney in Commodities Sales & Trading to provide legal and regulatory coverage for physical and financial commodities trading across energy, metals, power and environmental products. The Vice President level position supports trading businesses...Regulatory
- JPMorganChase & Co. is seeking a Vice President, Assistant General Counsel for the Global Alternative Investment Solutions team within... ...with Compliance, Risk, and Finance teams to manage regulatory and strategic initiatives. You will collaborate with senior partners...Regulatory
$220k - $250k
VP, Legal Counsel - Private Funds Join to apply for the VP, Legal Counsel - Private Funds role at Page Executive. Base Pay Range $220,000... ...focuses on representing private funds on legal, compliance, and regulatory issues, including capital raising, marketing, investor...Regulatory- ...clients, requiring sharp judgment and strong communication. You will advise on plan and IRA considerations, fiduciary issues, and regulatory changes, with opportunities for training and professional growth within a leading financial services firm. #J-18808-Ljbffr...Regulatory
- ...seeking a Broker-Dealer & Cash Equities Attorney to join the Equity Practice Group in the Legal department. The role provides regulatory advice to cash equities research, sales and trading teams and interfaces with regulators such as the SEC and FINRA. Candidates must...Regulatory
- ...Chase & Co. in New York seeks a Vice President, Assistant General Counsel to lead the Subpoena Escalation Team. You will partner with internal and external counsel to manage high‑stakes civil, regulatory, and criminal matters, ensuring timely, compliant responses to subpoenas...Regulatory
$200k - $230k
...public markets, investment advisory businesses, and the legal and regulatory frameworks applicable to asset management and institutional... ...for institutional clients.Coordinate with and manage outside counsel on transactional and regulatory matters.Support regulatory and...RegulatoryFull timePart timeWork experience placementLocal areaFlexible hours- ...future team member for the role of Senior Vice President and Counsel to join our Wealth Legal team. This person can sit in Pittsburgh... ...cross-functional stakeholders to navigate complex legal and regulatory matters, support strategic priorities, and enable informed decision...RegulatoryFull timeWorldwideFlexible hours
- ...120000Base Salary Max: 220000We’re seeking a future team member for the role of Senior Vice President, Digital Assets - Policy, Regulatory & Supervisory to join our Legal & Government Affairs function. This role is located in New York, NY.In this role, you’ll make an...RegulatoryFull timeWorldwideFlexible hours
$150k - $185k
...Responsibilities PJT Partners is seeking to hire a skilled attorney as Counsel for Procurement and Vendor Risk to assist the Company in... ...of contractual protections required under applicable regulatory and information security frameworks; Staying current on regulatory...RegulatoryContract work- ...Min: 120000Base Salary Max: 220000We’reseeking a future team member for the role ofSenior Vice President, Digital Assets – Policy, Regulatory & Supervisoryto join our Legal & Government Affairs function.This role is located in New York, NY.In this role,you’llmake an...RegulatoryFull timeWorldwideFlexible hours
- ...Vice President, Regulatory Counsel About the Company A leading firm in the insurance brokerage and Managing General Agent sector Industry... ...Held About the Role The Company is in search of a VP / Regulatory Counsel to play a pivotal role in ensuring the firm...RegulatoryLocal area
- ...Vice President, Regulatory Counsel (Transactions, Projects, & Business Initiatives) About the Company Influential life & health reinsurance firm Industry Insurance Type Public Company Founded 1973 Employees 1001-5000 Categories Carriers...Regulatory
- ...Vice President, Regulatory Counsel About the Company Top middle-market lender Industry Financial Services Type Privately Held... ...of the firm's private credit strategy and fund structures. The VP will be responsible for interpreting and operationalizing...Regulatory
- ...Vice President, Commercial & Product Counsel About the Company Innovative health insurance company Industry Hospital &... ...requirements into practical contract and product guidance, monitor regulatory developments, lead and develop legal team members, manage...RegulatoryContract work
$150k - $185k
...Role: Assistant Vice President - Counsel Employer: Global Advisory-Focused Investment Bank Location: New York, NY Experience... ...agent businesses, working with management on various legal and regulatory matters. Annual base salary is expected to start at $150,...RegulatoryFull timeWork at office- ...Vice President, Legal Counsel About the Company Leading youth sports organization Industry Sports Type Privately... ...skills, discretion, and the ability to interpret multi-state regulatory requirements are essential. Experience in sports, youth programming...RegulatoryContract work
$250k - $300k
...Legal & Compliance Department oversees the Firm's global Legal, Regulatory and Compliance functions and programs. Under the leadership of... ...team as a Vice President - Investment Adviser Regulatory Counsel. This is a unique opportunity to serve as a senior regulatory...RegulatoryFull timeTemporary workWork experience placementFlexible hours$208.25k - $354.02k
...accelerate responsible innovation and risk-aware decisions Track regulatory and technology developments across the U.S., Canada, EU, and... ...CA or NY Bar (or eligible for CA or NY Registered In House Counsel registration) ~3-4 years’ experience in law focusing on...RegulatoryFull timeContract workTemporary workWork at officeLocal areaFlexible hours- ...managing large accounts and guiding multi-disciplinary campaigns. The ideal candidate will bring 11+ years in strategic communications, strong media relationships, and leadership in fast-paced environments, with responsibilities spanning client counsel, #J-18808-Ljbffr...Work at office
- ...USAContractPermanentIndustryLegalContactDeclan ****@*****.*** Senior Legal Counsel - P&C Underwriting & ProductSpecialty Insurance | Commercial P... ...agreements, agency agreements, and other strategic contracts.Regulatory & Compliance: Provide guidance on insurance regulatory...Regulatory
- ...The OpportunityThis is an outstanding opportunity for a Legal Counsel with 2 to 5 years' post-qualified experience to step into a broad... ...as a trusted legal advisor, delivering sharp commercial and regulatory legal advice in a fast-paced, entrepreneurial environment.Key...RegulatoryWork at officeWork from homeFlexible hours
- ...a Senior Anti-Bribery and Anti-Corruption ("ABAC") Compliance Counsel to join our Global Legal Compliance team. We are seeking an experienced... ...resource during government enforcement defense matters or regulatory inquiries in the ABAC space.- Support ad hoc projects as...Regulatory
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