CACR Global Markets Audit Support
TheStaffed
Senior Consultant For Cacr Global Markets Audit Support
Our client is seeking a senior consultant for CACR Global Markets Audit Support to assist with audit and control initiatives across Global Markets within a large financial institution. This role requires strong product knowledge, supervisory control experience, and the ability to assess risk frameworks and drive control enhancements across FICC and Equities businesses.
Responsibilities & Qualifications
Support CACR-related audit activities across Global Markets (FICC and Equities)
Evaluate trading practices, risk management frameworks, and supervisory control environments
Assess valuation methodologies and product risks across Rates, FX, Credit, Commodities, and Equity Derivatives
Review conduct and regulatory frameworks including Market Conduct, Market Abuse, and trade surveillance controls
Partner with Compliance, Risk, and Audit teams on control assessments and remediation tracking
Identify control gaps, analyze processes, and recommend practical enhancements
Develop clear documentation and executive-ready summaries of findings
Requirements
Strong understanding of Global Markets businesses, including FICC and Equities trading
Knowledge of trading practices, valuation, and risk management frameworks
Experience engaging with Compliance, Risk, and Audit control functions
Familiarity with regulatory expectations around market conduct and surveillance
Ability to analyze issues, identify control gaps, and articulate remediation strategies
Strong communication and stakeholder management skills
Vacancy posted 1 day ago
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