Chief Compliance Officer (CCO)
Confidential
Chief Compliance Officer (CCO)
About the Company
Internationally renowned digital asset platform
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading and scaling its U.S. compliance program. The successful candidate will be the designated BSA and OFAC Officer, with a focus on strengthening the compliance framework to support the organization's growth. Key responsibilities include overseeing the implementation of the U.S. compliance regime, managing the compliance technology suite, maintaining annual corporate risk assessments, and developing and executing AML and sanctions training programs. The role also involves creating and maintaining robust policies, leading the strategy for state money transmitter licensing, and ensuring that all products and services comply with the regulatory landscape. Applicants for the Chief Compliance Officer position at the company should have a Bachelor’s degree, with CAMS certification being highly preferred, and a minimum of 7 years' of experience in compliance within the Fintech, Payments, or Digital Asset sectors. Deep knowledge of BSA, USA PATRIOT Act, OFAC, and FinCEN requirements is essential, as is experience with Money Services Businesses (MSBs). The ideal candidate will have a data-driven and analytical approach, exceptional communication skills, and a proven ability to deliver results in a fast-paced, global startup environment. Responsibilities also include supervising and expanding the compliance department, responding to audit requests, and acting as the primary representative to regulatory bodies.
Functions
- Finance
$255k - $300k
...and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures,... ...innovation while maintaining regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will lead the design, implementation, and ongoing...SuggestedWork at officeFlexible hoursShift work$255k - $300k
Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing compliance programs aligned with CFTC and NFA regulations. The ideal candidate should have over 8 years of experience in financial...Suggested- ...Chief Compliance & Integrity Officer (CCIO) About the Company Well-ranked pediatric healthcare provider Industry Hospital & Health Care Type Non Profit Founded 1900 Employees 1001-5000 Categories Hospitals & Clinics Children Health...Suggested
- ...00 employees and sales, engineering, and manufacturing locations in North America, Europe, Middle East, and Asia, seeks a Chief Compliance Officer in its Chicago headquarters. Reporting directly to the General Counsel, the Chief Compliance Officer will develop, implement...Suggested
- ...Outsourced Chief Compliance Officer (CCO) About the Company Boutique compliance consulting firm providing a white-glove experience for clients. Industry Management Consulting Type Privately Held About the Role The Company is seeking an Outsourced...SuggestedRemote work
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior Vice...
- ...Chicago seeks a Controller to manage the accounting direction and strategy. The role entails overseeing financial operations, ensuring compliance with regulations, and leading a finance team. Candidates should have an MBA or similar degree, substantial experience in finance,...
- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC-regulated exchange offering a novel type of security futures. Industry Capital Markets Type Privately Held About the Role The Company is in need of an Interim...Permanent employmentTemporary workInterim roleRemote work
- ...term price exposure to electricity. With offices in Chicago and New York City, ElectronX is... ...success. We are seeking a Director of Compliance - a hands-on compliance leader who... ...clearing model. Reporting directly to the CRO/CCO and sitting between the Compliance Associate...Contract workTemporary work
- ...and registration of its products. This critical role involves the development and execution of regulatory strategies that ensure compliance with regional and global requirements, particularly those set forth by regulatory authorities. The successful candidate will be responsible...
- Edge Consulting is seeking a Compliance Director with expertise in compliance regulations to oversee the compliance program of a pharmaceutical company. The ideal candidate will have a minimum of 8 years experience in compliance or legal roles, with strong knowledge of...
- ...will also be instrumental in ensuring the company navigates the regulatory landscape effectively, minimizing risk, and maintaining compliance. Applicants for the Head of Policy position at the company should have a strong background in public policy or legal experience,...
$155k
Chief Compliance Officer – To $155K – Franklin Park, IL – Job # 3443 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value proposition centers around providing the very best available...- ...Chief Commercial Officer (CCO) About the Company Disruptive provider of environmental services Industry Environmental Services Type Privately Held, Private Equity-backed About the Role The Company is seeking a Vice President of Sales & Marketing...
- ...Chief Commercial Officer (CCO) About the Company Promising biotechnology company Industry Biotechnology Type Privately Held About the Role The Company is in search of a Chief Commercial Officer to lead its commercial strategy and drive growth through...
- ...Executive Director of FCM Compliance Advisory About the Company Well-established broker dealer Industry Insurance Type Privately Held About the Role The Company is seeking an Executive Director for FCM Compliance Advisory. The successful candidate...
- ...Chief Commercial Officer (CCO) About the Company We are an international full-service media buying and advertising company developing its own ad products. Industry Marketing and Advertising Type Privately Held About the Role The Company is seeking...
- ...Quality to manage quality operations and lead a dedicated quality team. This role involves developing quality strategies, ensuring compliance with regulations, and fostering a culture of continuous improvement. The ideal candidate should have a bachelor's degree in a...
$65k - $85k
Move-Tastic is seeking an Operations & Compliance Manager in Chicago, IL, responsible for overseeing the daily execution of moving services while ensuring safety and efficiency. The role demands leadership in operations, dispatch optimization, and claims management. Candidates...$80k - $85k
...Job Title Director of Risk Management and Compliance Reports To: Chief Operations Officer FLSA Status: Exempt POSITION SUMMARY The Compliance & Risk Manager is responsible for supporting the development, implementation, and ongoing oversight...Full timeContract work- ...as a firm KPMG is currently seeking a Manager to join our Business Tax Services practice. Responsibilities: Provide tax compliance and advisory services to corporations and partnerships for a variety of clients from Fortune 100 companies to emerging businesses...Local area
$80k - $120k
...We are seeking an organized and detail-oriented Retirement Plan Compliance Analyst to join our team. As a compliance analyst you will play... ...Revenue Code are a must have. ~ Expertise with Microsoft Office software programs including Word, Excel, Outlook, PowerPoint....Temporary workWork at officeLocal areaVisa sponsorshipWork visaFlexible hours$150.01k - $323.38k
...category protected by applicable federal, state, or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please. KPMG recruits on a rolling basis...Odd jobH1bLocal area$209.67k
...category protected by applicable federal, state or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please. KPMG recruits on a rolling basis...Work experience placementH1bLocal area- ...category protected by applicable federal, state, or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please. KPMG recruits on a rolling basis...H1bLocal area
$150.01k - $323.38k
...category protected by applicable federal, state, or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please. KPMG recruits on a rolling basis...Full timeH1bLocal area- ...category protected by applicable federal, state or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please. KPMG recruits on a rolling basis...Work experience placementH1bLocal area
- ...receiving inspections of material to be used in project work and compare with approved submittals. Monitor subcontractor work to ensure compliance with company standards, project contract requirements and industry standards when applicable. Coordinate and Schedule quality...Contract workFor subcontractor
- ...Chief Communications Officer (CCO) About the Company Highly-regarded local organization focusing on improving the child care system Industry Individual & Family Services Type Privately Held Founded 1987 Employees 201-500 Specialties ~ child...Local area
$204.73k - $370.53k
...category protected by applicable federal, state or local laws. The attached link contains further information regarding KPMG's compliance with federal, state and local recruitment and hiring laws. No phone calls or agencies please. KPMG recruits on a rolling basis...H1bLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer (CCO). Be the first to apply!
- chief compliance officer Chicago, IL
- compliance reviewer Chicago, IL
- vp compliance Chicago, IL
- regulatory affairs consultant Chicago, IL
- regulatory affairs Chicago, IL
- compliance audit Chicago, IL
- regulatory compliance specialist Chicago, IL
- pharmaceutical regulatory affairs Chicago, IL
- export compliance Chicago, IL
- customs compliance Chicago, IL


