Chief Compliance Officer — US Regulated Markets
$225k - $265kBullish
Bullish is looking for a Chief Compliance Officer to oversee compliance programs for its US operations, including digital-assets exchange and security business lines. This senior leadership role requires extensive knowledge of SEC, FINRA, and CFTC regulations related to financial services. Candidates should have over 12 years of progressive compliance experience, strong communication skills, and a commitment to building a high-performing US compliance team. The position offers a competitive salary of $225,000 – $265,000 plus bonuses and benefits. #J-18808-Ljbffr Bullish
$225k - $265k
CoinDesk is seeking a Chief Compliance Officer for Bullish US Operations in New York. In this senior leadership role, you'll manage compliance across... ...in compliance with strong knowledge of SEC and FINRA regulations. Responsibilities include overseeing programs, regulatory...Suggested$225k - $265k
...asset platform that provides market infrastructure and... ...include: Bullish Exchange – a regulated and institutionally... ...Reports To Vice President, Compliance Position Overview This is... ...breadth: serving as the Chief Compliance Officer for our US spot trading entity – Bullish...SuggestedWork at office$225k - $265k
...group, owner of Bullish, a regulated, digital assets exchange.... ...To Vice President, Compliance Position Overview This is... ...breadth: serving as the Chief Compliance Officer for our US spot trading entity - Bullish... ...compliance posture. Lead market surveillance oversight...SuggestedWork at office$263k - $360.93k
...Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer,... ...Exceptional working knowledge of laws, regulations, and industry guidance that... ...for transparency reporting, fair market value assessments, and e‑learning...SuggestedTemporary workWork at officeRemote workFlexible hours- ...you will be helping us create an entirely new... ...are looking for a Lead Compliance Manager to provide... ...you will serve as the Chief Compliance Officer (CCO) for the U.S. broker... ...for Wise’s FINRA-regulated broker-dealer. and broader... ..., disclosures, marketing, recordkeeping, business...Suggested
$175k - $225k
...Connecting clients to markets - and talent to opportunity... ...from more than 8 0 offices spread across six continents... ...Regional oversight (US/LATAM) for the client... ...ensuring that the Firm is in compliance with applicable KYC/CDD and AML rules and regulations within an efficient...Work at officeLocal area- ...partner in digital asset markets, we provide innovative... ...we do. The Head of Compliance will be responsible... ...compliance program of QCP’s US’s entity which will... ...AML Compliance Officer . Oversee: Customer... ...with Federal and State regulators: Requirements ~...Casual workImmediate startFlexible hours
- ...Job Description About us: We believe the next... ...we're seeking a Head of Compliance & BSAO to lead our... ...compliance efforts in this key market. This role will be... ...relationships with U.S. regulators, law enforcement, and industry... ...to travel to our offices around the world An...Flexible hoursShift work
$260k - $290k
Moment is searching for a Chief Compliance Officer to lead compliance programs within their RIA and Broker-Dealer. This pivotal role involves managing compliance processes, interacting with regulators such as the SEC and FINRA, and ensuring effective risk management. The...- ...Executive Strategy & Presentations (US CCO Office)Applyremote type:... ...Work with Us?**At TD Bank US Compliance, we're on a mission to build... ...day‐to‐day support to the US Chief Compliance Officer (CCO). This... ...‐level presentations for regulators, the Board of Directors, and...Temporary workWork at office
$200k - $300k
...people in tech across 26 offices around the globe. Valued at US$8 billion and backed by world... ...Team The Financial Crime Compliance (FCC) team at Airwallex... ...scales into new markets and deepens its engagement... ...interacting directly with AMER regulators (such as FinCEN, NYDFS, state...Local areaWorldwideShift work- A global healthcare company seeks a Market Access Director for the US Region. This role entails executing market access strategies, managing payer engagements, and leading reimbursement pathways within the US healthcare system. The ideal candidate will possess a Bachelor...Worldwide
$300k
TD Securities is seeking a Director, US Rates Strategist in New York, New York. In this role, you will generate actionable trade ideas... .... The ideal candidate will have a strong background in US rates markets with 7-10 years of relevant experience, along with Series 7 and...- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant... ...financial institution. A strong knowledge of U.S. banking regulations, particularly OFAC, BSA/AML, and related frameworks, is essential...
$185k - $225k
...40 Line of Business: Compliance Pay Detail: $185,000 -... ...Description Our TD Securities (US) Compliance department... ...team in our New York office (US headquarters). The... ...principal trading and market‑making activities, as... ...with federal and state regulators. Perform testing and monitoring...Work experience placementWork at officeLocal areaFlexible hours$178.5k - $257.83k
## Director, US Regulatory Affairs - Advertising and PromotionApplylocations: Morristown... ...ensure materials are consistent with US regulations, company policy and industry guidelines.... ...and implements regulatory strategies for marketed products within their product area and...$280k - $330k
...80,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role... ...of experience in financial services, regulator bodies, consultancy. Previous Chief Compliance... ...- Global Commercial Services Marketing New York, NY $90,000.00-$165,000.00 1...Full time- TD is seeking a Director, US Rates Strategist to join their Global Strategy team in New York. This role involves generating actionable... ...engaging directly with institutional clients across US rates markets. The ideal candidate will have an undergraduate degree in Business...
$150k - $185k
...seeking an experienced Conflicts Officer to join our Compliance Control Room at TD... ...initiatives in a complex, regulated environment. Key Responsibilities... ...Banking, Capital Markets, Commercial Banking, Mergers... ...process, please email TD Bank US Workplace Accommodations Program...Work experience placementWork at officeLocal areaFlexible hours$330k - $400k
Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business/Professional... ..., and correct non-compliance with applicable laws, regulations, and policies. The CGCO will lead the implementation of...For contractorsWork at officeLocal area- ...senior legal advisor to oversee regulatory affairs, corporate governance, and product counsel. This role demands expertise in US digital asset regulation and involves providing actionable legal guidance to various teams. The ideal candidate will have over 10 years of legal...
- ...assurance efforts, managing client migrations for Repo and US Treasury Bond transactions, and working... ...Sales, Trading, and Legal teams. A background in Capital Markets, proven project management in regulated environments, and advanced Excel skills are essential....Contract work3 days per week
$159k - $198k
Why join us Brex is the intelligent finance platform... ...in more than 200 markets. By combining global corporate... ...’ll do As a Manager, Compliance Marketing, you will... ...based in our New York office. We are a hybrid... ...policies and applicable regulations (e.g., UDAAP, FTC advertising...Fixed term contractWork at officeRemote workWork from home- ...well as direct lending. With offices in Miami, New York and... ...The firm is seeking a Deputy Chief Compliance Officer (Deputy CCO) to play... ...and investor communications, marketing materials, and disclosures... ...of 1940, as amended, and regulations in other jurisdictions (e.g...Worldwide
$221.64k - $388.36k
...growth. In this ever-changing market environment, our... ...complies with all local/state regulations regarding displaying salary ranges... ...towards the bottom of our KPMG US Careers site at Benefits & How... ...information regarding KPMG's compliance with federal, state and local...Work experience placementH1bLocal area$146.5k - $293k
...Mobility COE leads the design, compliance, and administration of MMC’s... ...requirements. The Director, US Benefits Compliance & Retirement... ...working from our NYC office at least three days a week. We... ...adherence to federal and state regulations including ERISA, IRS, DOL, ACA...Minimum wageContract workWork at officeLocal areaRemote workWorldwideFlexible hours3 days per week1 day per week$120k - $170k
...Deputy Chief Compliance Officer The Deputy Chief Compliance Officer reports directly to the Chief... ...priorities in a fast-paced, highly regulated environment. Responsibilities... ...required filings Review and approve marketing materials and internal communications...- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC-regulated exchange offering a novel type of security futures. Industry Capital Markets Type Privately Held About the Role The Company is in need of an Interim...Permanent employmentTemporary workInterim roleRemote work
$92.22k - $149.31k
...leader within the U.S. Compliance Audit function, providing... ...related processes. The US Consumer Compliance... ...US Consumer Compliance regulations (including but not limited... ..., industry and/or market trends in relation to own... ...Proficient in Microsoft Office Suite (Excel, Word, PowerPoint...Work at officeLocal area$180k - $225k
Director - Bank Regulatory Compliance Officer, TD Securities (US)Skip to main contentWe and selected third parties... ...on application of OCC and FRB Regulations (including, without limitation, FRB... ...complex compliance related markets issues.* Self-starter with ability...Work experience placementLocal areaWork from homeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Chief Compliance Officer — US Regulated Markets. Be the first to apply!
- chief compliance officer New York, NY
- compliance technician New York, NY
- securities compliance examiner New York, NY
- regulatory compliance specialist New York, NY
- compliance examiner New York, NY
- regulatory affairs consultant New York, NY
- compliance team leader New York, NY
- legal compliance New York, NY
- regulatory compliance engineer New York, NY
- export compliance New York, NY


