Average salary: $142,000 /yearly
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...truly valued for who they are and what they contribute.
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JOB PURPOSE
Compliance Examination Manager for Capital Markets/Broker-Dealer/Swap Dealer
Reporting to the Head of US Compliance Examination Program, the...
Suggested
Holiday work
Work visa
...term temporary position involves supporting AML and Sanctions Compliance Audit Teams in executing audit coverage, designing and conducting... ...control issues promptly.
Utilize experience as a bank examiner, auditor, consultant, or compliance professional with expertise...
Suggested
Hourly pay
Temporary work
Local area
The Firm Administration Department of Arnold & Porter has an opening for a Compliance ; The Compliance Coordinator may be located in Chicago, New York, or Washington, DC ; The Compliance Coordinator is responsible for assisting the Director of Client Service & Compliance...
Suggested
Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures... ...managed.
Participates in federal and state compliance examinations as directed by the Senior Manager.
Reporting
Support the...
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Local area
...liability claims department is looking for an experienced Claims Examiner to handle moderate complexity auto claims within our... ...standards, quality audits, closing ratio, expense controls, Medicare compliance
Maintain all adjuster licenses by attending CE courses as...
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Full time
...International Bank's. This client has been around for over 50 years and has locations globally.
Description
Report directly into the Compliance Director and work with other teams that include Client On boarding, Front Office, IT and Head Office Compliance personnel....
Suggested
Hourly pay
Contract work
Temporary work
Local area
Immediate start
...Genesis10 is currently seeking a Compliance Business Analyst with our client in the Financial Services industry in their New York location
This is a 6 - 12 month + contract and Hybrid remote position
This is an Onsite Required 3 days in the office per week with...
Suggested
Hourly pay
Permanent employment
Contract work
Remote job
Flexible hours
...LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery... ...functions.
Assist with our regulatory and annual compliance examinations.
Monitor employee communications in accordance with the...
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...when and where they need it.About the RoleWe are looking for a business-minded, execution-drivenDirector, Complianceto join our Compliance team. We are a nimble Compliance department supporting a growing business, so we are seeking an individual who enjoys wearing multiple...
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...Role Overview – Legal & Compliance Analyst:
Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer...
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...equipment, and traditional desktop and laptop computers and hard drives.
Image digital storage devices and conduct a forensic examination of recovered data.
Write accurate and thorough reports following the standards and requirements of the Digital Forensics Laboratory...
Suggested
Holiday work
Temporary work
Night shift
Weekend work
...)Please review the following job description:Leads a team of compliance professionals to ensure appropriate compliance risk oversight... ...respect to compliance risk management activities and regulatory examinations.10. Collaborate across internal team to implement strategies...
Suggested
Holiday work
Full time
Part time
Bank staff
Shift work
Day shift
...Establish, review, and modify company policies and procedures for compliance with applicable laws and regulations Monitor federal, state,... ...contact with external auditors for regulatory compliance examinations Guide the company in the establishment and enhancement of policies...
Suggested
Work experience placement
Local area
...Guggenheim is seeking an exceptional professional to join its Compliance team. The successful candidate will join a highly... ...and preparing reports for regulatory agency requests and/or examinations.• Serve as a backup resource to other compliance functions across...
Suggested
Full time
Flexible hours
Night shift
...review processes, workflows, and disclosure libraries.• Perform compliance surveillance and monitoring for firm social media programs. •... ...and preparing reports for regulatory agency requests and/or examinations.• Serve as a backup resource to other compliance functions...
Suggested
Compliance Analyst
The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including... ...program, records, and systems, which include regulatory filings, examinations, investigations, regulatory inquiries, audits, and...
DescriptionA Global bank seeks a Vice President to join the Volcker Central Office (VCO) in its Compliance Department. The VCO is responsible for the implementation and management of the overall compliance program for the Volcker Rule. On a day-to-day basis, the position...
Temporary work
...Making.
Build Dream Teams.
Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer... ...(e.g. the NFA) with regards to swap dealer and CPO/CTA examinations, inquiries, and issues.
Help prepare both the CFTC annual...
Holiday work
Local area
Remote job
Flexible hours
...page. From great products to long-lasting companies, we believe that nothing great is made alone—come make with us!As the Federal Compliance Manager, you will collaborate with internal stakeholders and product engineering teams to document and implement control...
Remote job
Work from home
...strategy & execution of the business, as well as across internal departments and stakeholders. The Role: Enfusion is looking for a Compliance Product Manager to join our Product Management Team. You will be the subject matter expert for Regulatory and Compliance related...
