Onsite Wealth Management Compliance Officer — Dallas
NextStep Recruiting
NextStep Recruiting has partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This role is 100% onsite and will support broker-dealer and registered investment adviser compliance activities across a multi-location wealth management environment. This position is ideal for a compliance professional with securities industry experience who understands both regulatory requirements and the practical realities of supporting advisors and #J-18808-Ljbffr NextStep Recruiting
- Wealth Management Compliance Officer NextStep Recruiting has partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This role is 100% onsite and will support broker-dealer and registered investment adviser compliance...SuggestedWork at officeLocal area
- ..., combining corporate cards, expense management, and travel booking in a single platform... ..., currencies, and geographies. Our Compliance & Risk team sits at the center of the... .... Willing and able to work onsite at our NJ office 3 days per week Willing and able to work...SuggestedFull timeWork experience placementWork at officeMonday to FridayFlexible hoursShift work3 days per week
$119.77k - $140.9k
...effective and collaborative Risk, Compliance & Audit (RCA) Manager to oversee risk assessments for the Wealth, Corporate, Commercial &... ....- Proficiency with Microsoft Office applications, including word processing... ...- This role requires working onsite from a U.S. Bank location...SuggestedFull timeWork experience placementWork at officeLocal area3 days per week- ...investment banking, securities and investment management services to a substantial and... ...multiple stakeholders to improve the firm\'s compliance rates across obligations. OUR IMPACT Regulatory... ...plans Proficient in the use of MS Office and Data analytics tools (e.g., Alteryx)...SuggestedWork experience placementFlexible hours
- ...Safety Compliance & Driver Onboarding Coordinator (Contract / Part-Time... ...compliance professional to manage driver onboarding, safety files... ...Us Graphite Logistics is a Dallas-based intermodal drayage carrier... ...Proficiency with Microsoft Office and Google Workspace...SuggestedContract workPart timeFor contractorsWork at office10 hours per weekFlexible hours
- A leading fire protection company is seeking a dedicated Multi Licensed Inspector in Dallas, TX. The role involves conducting inspections, troubleshooting, and preparing reports on fire protection systems. Candidates should have over 5 years of relevant experience, a valid...
- ...utilizing the GSA scheduling tool to manage credentialing appointments,... ...credentials to the Security Officer for destruction... ...credentialing training and maintain compliance with PIV-II SmartID credential... ...travel nationwide to support onsite credentialing operations as mission...Temporary workFor contractorsLocal areaShift workNight shiftWeekend work
$42.15k
Research Compliance Specialist - Part-Time Job Title: Research Compliance... ...Work Arrangement: Onsite only Location: Houston, TX Salary... ...supervision of the Research Operations Manager, the Research Compliance... .... Proficiency in Microsoft Office applications, including Word,...Full timePart timeTraineeshipInternshipWork at officeFlexible hours- About the Role:We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional... ...audits, and subpoena responsesFacilitate SEC and FINRA onsite and remote-based regulatory exams.Design and enhance...Full timeWork at officeRemote work3 days per week
$89.36k - $134.04k
About the JobServe as a lead on the Enterprise Compliance Systems Management team with responsibility for one or more enterprise compliance monitoring applications used by the Home Office and field. Own complex system enhancements from scoping and requirements through...Full timeHome officeShift work- ...Compliance Specialist- Roving Wisconsin Management Company prides itself in managing affordable residential housing, market-rate housing, offering compliance... ...and sound judgement Proficiency in Microsoft Office programs Certifications such as COS, TCS, HCCP or...Full timeInterim roleWork at officeLocal area
- ...reach theirs.This role supports regulatory compliance across assigned insurance products and... ..., filings, and ongoing lifecycle management. The Regulatory Compliance Analyst partners... ...general directionProficient in Microsoft Office (Word and Excel)Self-motivated with a strong...Full timeWork at officeLocal areaWork from home
- ...The Affordable Compliance Specialist ensures that Summit Property Management’s affordable housing communities remain in full compliance with federal, state, and... ...requirements in plain language. Proficient in Microsoft Office and property management software (OneSite, Yardi,...Work at officeLocal area
- ...career opportunity for a full-time (40 hrs./wk.) Compliance Specialist based out of our corporate office (Enterprise) in Appleton! The Compliance Specialist... ...and implementation of the Regulatory Compliance Management Program and assists the business lines and operations...Full timeTemporary workWork at office
- OPCO Skilled Management seeks a Regional Business Office Consultant to oversee a group of skilled nursing facilities in Wisconsin. The role emphasizes... ...of business office operations, billing accuracy, and compliance with Medicare, Medicaid, private pay, and related processes...Work at office
$80k - $100k
...the banking industry in their search for a Compliance Officer. POSITION OVERVIEW Partner with the Chief Compliance Officer to manage the Bank’s Compliance Program, monitor regulatory... ...(Remote - Intermountain and Southcentral) Dallas, TX $98,742.00-$123,428.00 2 weeks ago...Full timeRemote work- ...diploma, and RME-I certification. The position offers excellent pay, medical benefits, and a company-paid 401K plan. The inspector will ensure compliance with standards, document findings, and support entry-level technicians. #J-18808-Ljbffr Pye-Barker Fire & Safety, LLC
- ...internal stakeholders and external customers regarding product compliance, regulatory status, and market requirements.Monitor and... ...and Food Biosciences products.Hands-on experience preparing and managing regulatory submissions, notifications, and supporting documentation...Full time
- ...Technology Compliance & Vendor Management AnalystThe Technology Compliance & Vendor Management Analyst is responsible for safeguarding the integrity... ...to a high school diploma.Experience using Microsoft Office products (i.e. Word, Excel, Outlook, PowerPoint, SharePoint...Contract workWork at officeShift work
- Arcwood Environmental is seeking a Safety Coordinator to support health, safety and compliance programs at our facility. You will assist leadership in promoting adherence to regulatory requirements and internal policies while ensuring safe practices on site. The role involves...
- ...seeking a Safety Administrator to provide administrative support to the Safety Department and ensure accurate management of safety records, regulatory compliance documentation, training records, and incident reporting in a fast-paced utility construction environment....
- Veolia is seeking a Technical Standards Advisor in Port Washington, WI to ensure technical standards are met and to support all roles across the branch. You will develop standards, provide training, and act as an expert on Federal, state, and local regulations. Responsibilities...Local area
$19 - $25 per hour
...States Base Pay $19.00 - $25.00 / Hour Job Category HOURLY, FULL TIME, PART TIME Industry SECURITY, LOSS PREVENTION, ASSET PROTECTION Employee Type Non-Exempt Manage Others No Name Yolanda Corley Email ****@*****.*** Description Requirements...Hourly payFull timePart time- ...Texas is hiring a Credentialing Specialist to manage provider data and credentialing systems. You... ...delivering reports to ensure regulatory compliance and system integrity. The role requires HIM experience, strong MS Office skills, and ability to work independently in...Full timeDay shift
$80k - $100k
...new member to their Lending Compliance team. This position would report... ...Director of Compliance in managing and enhancing the Compliance... ...notified about new Compliance Officer jobs in Texas, United States... ...Intermountain and Southcentral) Dallas, TX $98,742.00-$123,428.00 2...Full timeRemote work- Baylor College of Medicine in Houston seeks a part-time Research Compliance Specialist to support the Foundations of a Resilient Microbiome (FORM) DCC. The role provides administrative, compliance, and operational support, maintains project documentation, coordinates data...Full timePart time
- ...results-oriented Lead Environmental Regulatory Specialist/Project Manager who is seeking new learning experiences and career growth... ...RI; Petaluma, CA; Green Bay, WI; Madison, WI; or Petaluma, CA offices. Primary Responsibilities:Provide all aspects of project oversight...Full timeFor contractorsLocal areaFlexible hours
- ...seeking a detail-oriented and collaborative compliance professional to join our Corporate... ...flexibility with 3 days per week in our Milwaukee office and 2 days remote. The Impact You’ll... ...process enhancements, oftentimes managing several project lanes at one time.Ensure...Full timeWork at officeRemote work3 days per week
$98.18k - $115.5k
...position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds... ...organizational, collaborative, analytical and project management skillsAbility to manage multiple tasks/projects and deadlines...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week- ...in the areas of Agile application development, Enterprise Data Management, Enterprise Architecture, and Program Management support... ...of new applicant, contractor, and federal employee files. Compliance and Training: Stay up to date with relevant policies, regulations...For contractorsLocal areaImmediate startFlexible hours
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