Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Onsite Wealth Management Compliance Officer — Dallas

NextStep Recruiting

NextStep Recruiting has partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This role is 100% onsite and will support broker-dealer and registered investment adviser compliance activities across a multi-location wealth management environment. This position is ideal for a compliance professional with securities industry experience who understands both regulatory requirements and the practical realities of supporting advisors and #J-18808-Ljbffr NextStep Recruiting

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Onsite Wealth Management Compliance Officer — Dallas in Wisconsin vacancy
  • Wealth Management Compliance Officer NextStep Recruiting has partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This role is 100% onsite and will support broker-dealer and registered investment adviser compliance... 
    Suggested
    Work at office
    Local area

    NextStep Recruiting

    Wisconsin
    5 days ago
  •  ..., combining corporate cards, expense management, and travel booking in a single platform...  ..., currencies, and geographies. Our Compliance & Risk team sits at the center of the...  .... Willing and able to work onsite at our NJ office 3 days per week Willing and able to work... 
    Suggested
    Full time
    Work experience placement
    Work at office
    Monday to Friday
    Flexible hours
    Shift work
    3 days per week

    Meron Capital

    Oregon, WI
    1 day ago
  • $119.77k - $140.9k

     ...effective and collaborative Risk, Compliance & Audit (RCA) Manager to oversee risk assessments for the Wealth, Corporate, Commercial &...  ....- Proficiency with Microsoft Office applications, including word processing...  ...- This role requires working onsite from a U.S. Bank location... 
    Suggested
    Full time
    Work experience placement
    Work at office
    Local area
    3 days per week

    US Bank

    Milwaukee, WI
    2 days ago
  •  ...investment banking, securities and investment management services to a substantial and...  ...multiple stakeholders to improve the firm\'s compliance rates across obligations. OUR IMPACT Regulatory...  ...plans Proficient in the use of MS Office and Data analytics tools (e.g., Alteryx)... 
    Suggested
    Work experience placement
    Flexible hours

    The Goldman Sachs Group

    Wisconsin
    1 day ago
  •  ...Safety Compliance & Driver Onboarding Coordinator (Contract / Part-Time...  ...compliance professional to manage driver onboarding, safety files...  ...Us Graphite Logistics is a Dallas-based intermodal drayage carrier...  ...Proficiency with Microsoft Office and Google Workspace... 
    Suggested
    Contract work
    Part time
    For contractors
    Work at office
    10 hours per week
    Flexible hours

    Graphite Logistics

    Wausau, WI
    5 days ago
  • A leading fire protection company is seeking a dedicated Multi Licensed Inspector in Dallas, TX. The role involves conducting inspections, troubleshooting, and preparing reports on fire protection systems. Candidates should have over 5 years of relevant experience, a valid... 

    Firetrol Protection Systems

    Wisconsin
    1 day ago
  •  ...utilizing the GSA scheduling tool to manage credentialing appointments,...  ...credentials to the Security Officer for destruction...  ...credentialing training and maintain compliance with PIV-II SmartID credential...  ...travel nationwide to support onsite credentialing operations as mission... 
    Temporary work
    For contractors
    Local area
    Shift work
    Night shift
    Weekend work

    Armada Ltd

    Milwaukee, WI
    4 days ago
  • $42.15k

    Research Compliance Specialist - Part-Time Job Title: Research Compliance...  ...Work Arrangement: Onsite only Location: Houston, TX Salary...  ...supervision of the Research Operations Manager, the Research Compliance...  .... Proficiency in Microsoft Office applications, including Word,... 
    Full time
    Part time
    Traineeship
    Internship
    Work at office
    Flexible hours

    Baylor College of Medicine

    Wisconsin
    5 days ago
  • About the Role:We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional...  ...audits, and subpoena responsesFacilitate SEC and FINRA onsite and remote-based regulatory exams.Design and enhance... 
    Full time
    Work at office
    Remote work
    3 days per week

    Baird

    Milwaukee, WI
    4 days ago
  • $89.36k - $134.04k

    About the JobServe as a lead on the Enterprise Compliance Systems Management team with responsibility for one or more enterprise compliance monitoring applications used by the Home Office and field. Own complex system enhancements from scoping and requirements through... 
    Full time
    Home office
    Shift work

    Northwestern Mutual

    Milwaukee, WI
    1 day ago
  •  ...Compliance Specialist- Roving Wisconsin Management Company prides itself in managing affordable residential housing, market-rate housing, offering compliance...  ...and sound judgement Proficiency in Microsoft Office programs Certifications such as COS, TCS, HCCP or... 
    Full time
    Interim role
    Work at office
    Local area

    Wisconsin Management Company

    Madison, WI
    3 days ago
  •  ...reach theirs.This role supports regulatory compliance across assigned insurance products and...  ..., filings, and ongoing lifecycle management. The Regulatory Compliance Analyst partners...  ...general directionProficient in Microsoft Office (Word and Excel)Self-motivated with a strong... 
    Full time
    Work at office
    Local area
    Work from home

    Markel

    Milwaukee, WI
    3 days ago
  •  ...The Affordable Compliance Specialist ensures that Summit Property Management’s affordable housing communities remain in full compliance with federal, state, and...  ...requirements in plain language. Proficient in Microsoft Office and property management software (OneSite, Yardi,... 
    Work at office
    Local area

    Summit Property Management LLC

    Wausau, WI
    3 days ago
  •  ...career opportunity for a full-time (40 hrs./wk.) Compliance Specialist based out of our corporate office (Enterprise) in Appleton! The Compliance Specialist...  ...and implementation of the Regulatory Compliance Management Program and assists the business lines and operations... 
    Full time
    Temporary work
    Work at office

    Fox Careers Page

    Appleton, WI
    1 day ago
  • OPCO Skilled Management seeks a Regional Business Office Consultant to oversee a group of skilled nursing facilities in Wisconsin. The role emphasizes...  ...of business office operations, billing accuracy, and compliance with Medicare, Medicaid, private pay, and related processes... 
    Work at office

    OPCO Skilled Management

    Wisconsin
    2 days ago
  • $80k - $100k

     ...the banking industry in their search for a Compliance Officer. POSITION OVERVIEW Partner with the Chief Compliance Officer to manage the Bank’s Compliance Program, monitor regulatory...  ...(Remote - Intermountain and Southcentral) Dallas, TX $98,742.00-$123,428.00 2 weeks ago... 
    Full time
    Remote work

    Korn Ferry

    Wisconsin
    2 days ago
  •  ...diploma, and RME-I certification. The position offers excellent pay, medical benefits, and a company-paid 401K plan. The inspector will ensure compliance with standards, document findings, and support entry-level technicians. #J-18808-Ljbffr Pye-Barker Fire & Safety, LLC

    Pye-Barker Fire & Safety, LLC

    Wisconsin
    2 days ago
  •  ...internal stakeholders and external customers regarding product compliance, regulatory status, and market requirements.Monitor and...  ...and Food Biosciences products.Hands-on experience preparing and managing regulatory submissions, notifications, and supporting documentation... 
    Full time

    DuPont

    Madison, WI
    2 days ago
  •  ...Technology Compliance & Vendor Management AnalystThe Technology Compliance & Vendor Management Analyst is responsible for safeguarding the integrity...  ...to a high school diploma.Experience using Microsoft Office products (i.e. Word, Excel, Outlook, PowerPoint, SharePoint... 
    Contract work
    Work at office
    Shift work

    Novus Home Mortgage

    Brookfield, WI
    2 days ago
  • Arcwood Environmental is seeking a Safety Coordinator to support health, safety and compliance programs at our facility. You will assist leadership in promoting adherence to regulatory requirements and internal policies while ensuring safe practices on site. The role involves... 

    Heritage Environmental

    Wisconsin
    5 days ago
  •  ...seeking a Safety Administrator to provide administrative support to the Safety Department and ensure accurate management of safety records, regulatory compliance documentation, training records, and incident reporting in a fast-paced utility construction environment.... 

    InterCon Construction

    Waukesha, WI
    3 days ago
  • Veolia is seeking a Technical Standards Advisor in Port Washington, WI to ensure technical standards are met and to support all roles across the branch. You will develop standards, provide training, and act as an expert on Federal, state, and local regulations. Responsibilities...
    Local area

    Veolia

    Port Washington, WI
    4 days ago
  • $19 - $25 per hour

     ...States Base Pay $19.00 - $25.00 / Hour Job Category HOURLY, FULL TIME, PART TIME Industry SECURITY, LOSS PREVENTION, ASSET PROTECTION Employee Type Non-Exempt Manage Others No Name Yolanda Corley Email ****@*****.*** Description Requirements... 
    Hourly pay
    Full time
    Part time

    Metro One Security

    Milwaukee, WI
    5 days ago
  •  ...Texas is hiring a Credentialing Specialist to manage provider data and credentialing systems. You...  ...delivering reports to ensure regulatory compliance and system integrity. The role requires HIM experience, strong MS Office skills, and ability to work independently in... 
    Full time
    Day shift

    adventhealth

    Wisconsin
    1 day ago
  • $80k - $100k

     ...new member to their Lending Compliance team. This position would report...  ...Director of Compliance in managing and enhancing the Compliance...  ...notified about new Compliance Officer jobs in Texas, United States...  ...Intermountain and Southcentral) Dallas, TX $98,742.00-$123,428.00 2... 
    Full time
    Remote work

    JCW

    Wisconsin
    2 days ago
  • Baylor College of Medicine in Houston seeks a part-time Research Compliance Specialist to support the Foundations of a Resilient Microbiome (FORM) DCC. The role provides administrative, compliance, and operational support, maintains project documentation, coordinates data... 
    Full time
    Part time

    Baylor College of Medicine

    Wisconsin
    5 days ago
  •  ...results-oriented Lead Environmental Regulatory Specialist/Project Manager who is seeking new learning experiences and career growth...  ...RI; Petaluma, CA; Green Bay, WI; Madison, WI; or Petaluma, CA offices. Primary Responsibilities:Provide all aspects of project oversight... 
    Full time
    For contractors
    Local area
    Flexible hours

    Foth

    Madison, WI
    11 hours ago
  •  ...seeking a detail-oriented and collaborative compliance professional to join our Corporate...  ...flexibility with 3 days per week in our Milwaukee office and 2 days remote. The Impact You’ll...  ...process enhancements, oftentimes managing several project lanes at one time.Ensure... 
    Full time
    Work at office
    Remote work
    3 days per week

    Baird

    Milwaukee, WI
    1 day ago
  • $98.18k - $115.5k

     ...position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds...  ...organizational, collaborative, analytical and project management skillsAbility to manage multiple tasks/projects and deadlines... 
    Full time
    Work at office
    Local area
    Remote work
    Flexible hours
    3 days per week

    US Bank

    Milwaukee, WI
    1 day ago
  •  ...in the areas of Agile application development, Enterprise Data Management, Enterprise Architecture, and Program Management support...  ...of new applicant, contractor, and federal employee files. Compliance and Training: Stay up to date with relevant policies, regulations... 
    For contractors
    Local area
    Immediate start
    Flexible hours

    Citizant Inc

    Milwaukee, WI
    20 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Onsite Wealth Management Compliance Officer — Dallas. Be the first to apply!