Compliance Analyst: Fixed Income Regulatory Monitoring
Intercontinental-Exchange
Intercontinental Exchange in Atlanta, GA is looking for a Compliance Analyst to monitor compliance with regulations for ICE Bonds. The role involves reviewing electronic communications and assisting with customer onboarding among other responsibilities. Ideal candidates should have a Bachelor's degree and be self-motivated with strong analytical and communication skills. This position requires obtaining FINRA licensing soon after employment. #J-18808-Ljbffr Intercontinental-Exchange
- A leading financial services provider in Atlanta is seeking a Compliance Analyst responsible for monitoring electronic communications and ensuring compliance with regulations. The role entails assisting with customer onboarding, reviewing supervisory procedures, and managing...Regulatory
- ...financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related... ...the MSRB which operates multiple fixed income ATSs and offers related broker dealer... ...with company policies and regulatory guidelines. Assist in customer...RegulatoryWork at office
$100k - $140k
...compounding interest. Affirm’s Compliance team designs and... ...proactively addresses regulatory requirements while... ..., training, testing & monitoring, reporting, and oversight... ...seeking a Compliance Analyst II to support its... ...process improvements to fix recurring issues. Work...RegulatoryWork experience placementWork at officeRemote workFlexible hours- ...Motorola Solutions in Atlanta, Georgia is seeking a Central Station Video Monitoring Manager to oversee national regulatory compliance for Blue Eye. This role involves developing compliance strategies and ensuring adherence to licensing and certification requirements...Regulatory
- ..., we want to hear from you. Job Summary The Telemetry Monitor Technician observes, evaluates, reports, interprets, and records... ...for all. 6. Quality & Safety - Adheres to best practices, regulatory standards, and policies to ensure safe, reliable, and high-...RegulatoryFlexible hours
$90k - $105k
...Senior Customs And Trade Compliance Analyst This position is responsible for supporting and... ...solutions to increase efficiency and improve monitoring of compliance Applies advanced... ...date on CBP communications to monitor regulatory changes Act as a trusted advisor to...RegulatoryTemporary workWork at officeLocal areaShift work- ...want to hear from you. Job Summary The Patient Safety Monitor- C.N.A., under the supervision of the Professional Registered... ...for all. 6. Quality & Safety - Adheres to best practices, regulatory standards, and policies to ensure safe, reliable, and high-quality...RegulatoryFlexible hours
- ...Position Summary The Senior Trade Compliance Analyst supports NCR Voyix's global trade... ...adherence to U.S. import and export laws and regulatory requirements. This role serves as a... ...centralized compliance resource responsible for monitoring trade activities, supporting...RegulatoryWorldwideFlexible hours
- ...of an international airport. Job Purpose: The Site and Monitoring Health Lead (SMH Lead) will apply knowledge of regulations and... ...by the SMH team for the trial Remains current with global regulatory requirements, has a current working knowledge of local/regional...RegulatoryLocal areaRemote work
$124k - $162.8k
...We are looking for an E&BI Insights Monitoring Program Lead who is an experienced, strategic... ..., and collaborative healthcare compliance professional to join us in our compliance... ...Proven expertise in global healthcare regulatory standards and compliance analytics Relevant...RegulatoryWork at officeLocal area- ..., we want to hear from you. Job Summary The Telemetry Monitor Technician observes, evaluates, reports, interprets, and records... ...for all. 6. Quality & Safety - Adheres to best practices, regulatory standards, and policies to ensure safe, reliable, and high-...RegulatoryPart timeFlexible hoursNight shift
$55k - $60k
...wealth management firm, is seeking a Compliance Analyst to support its expanding oversight and... ...the firm maintains strong adherence to regulatory expectations. The analyst will evaluate... .... Key Responsibilities Activity monitoring - Review business activity to identify...RegulatoryWork at officeRemote work$75k - $95k
Financial Services Compliance Analyst, Customer Complaints Role Type: Full-time, Exempt Location... ...timeframes in accordance with regulatory rules. Present findings clearly and confidently... ...investments, equities, and fixed income products. Demonstrated ability to build...RegulatoryFull timeWork at office$75k - $95k
Compliance Opportunity in Financial Services Compliance Analyst, Customer Complaints Location(s): Scottsdale: 18700 N Hayden... ...a critical role in ensuring regulatory compliance, safeguarding firm... ...alternative investments, equities, and fixed income products. Demonstrated...RegulatoryFull timeWork at office$65.81k
...information will be stored in accordance with regulatory requirements and in conjunction with... ...the Credit Products Construction Loan Monitoring Analyst is responsible for managing risk... ...construction-related documents to ensure compliance with policy and identify any relevant...RegulatoryFull timeFor contractorsFlexible hours- ...healthcare industry. We are seeking a Compliance Analyst to support key operational activities... ...interested in compliance, legal operations, regulatory frameworks, cybersecurity or SaaS... ...documentation for QGenda’s continuous monitoring activities and submit evidence to...RegulatoryPermanent employmentFull timeInternshipWork at officeRemote workWork from homeWork visa
- ...difference, we want to hear from you. Job Summary The OB Fetal Monitoring Safety RN work in conjunction with the bedside team to provide... ...for all. 6. Quality & Safety - Adheres to best practices, regulatory standards, and policies to ensure safe, reliable, and high-...RegulatoryImmediate startFlexible hours
- ...Senior Administrator, Data Safety and Monitoring Committee (DSMC) at Winship supports and... ...Program Leaders, Principal Investigators, Regulatory Specialists, and Study Coordinators.... ...competency materials are revised to meet compliance standards Ensure compliance with all...RegulatoryLocal area
$55k - $151.47k
...Opportunity As a Security Operations Analyst Fixed Term, you will focus on confirming... ...other security management software for monitoring and incident tracking Coordinating with stakeholders to maintain compliance with regulatory standards and security frameworks...RegulatoryFull timeFixed term contractH1b- .... ABOUT THE ROLE: The Fixed Income FIG Sales Director is responsible... ...teams while ensuring compliance with all regulatory requirements. Please see... ...set annual objectives and monitor progress toward... ...* Mentor Associates and Analysts, fostering technical development...RegulatoryInternship
- ...financial services provider is seeking a Compliance Analyst in Atlanta, Georgia to ensure... ...information. Responsibilities include monitoring electronic communications, assisting in... ...customer onboarding, and coordinating with regulatory bodies. Ideal candidates will have strong...Regulatory
$54.86k - $73.24k
...supervising the day-to-day operations of staff conducting multiple compliance-related field investigations and providing direct support to... ...system updated accurately and timely * Adress various regulatory complaints and governmental issues as assigned * Coordinate...RegulatoryFull timeLocal area- ...role. The Charge Nurse for the Central Monitoring Unit (CMU) serves as the clinical leader... ...skills through example. Ensures compliance and adherence with stated policies and... ...Actively participates in preparation of regulatory agency reviews. Assists in administrative...RegulatoryImmediate startRemote workShift work
$140k - $150k
...Central Station Video Monitoring Manager & Regulatory Standards At Motorola Solutions, we believe that everything starts with our people. We're... ...monitoring industry. We are seeking a Licensing & Regulatory Compliance Manager to lead our national expansion and ensure zero...RegulatoryLocal areaRemote workRelocation- ICF is seeking a Monitoring Specialist to support various activities across multiple divisions within a federal program. The role involves compliance monitoring, report development, and training support. The position is fully remote, with travel to federally funded program...Remote job
$233k - $315k
...Summary: The Senior Director, Medical Monitor & Safety Physician is a clinical and... ...Pharmacovigilance, Clinical Operations, Regulatory, Biostatistics, and other cross functional... ...and process enhancements. Quality, Compliance, and Inspection Readiness Ensure...RegulatoryTemporary workRemote work- Merchant Risk Monitoring Investigator Join the Merchant Risk Monitoring team as an experienced... .... Lead investigations into fraud, compliance violations, contractor misconduct,... ...merchants, including criminal history, regulatory violations, negative news, and reputational...RegulatoryFor contractorsWork at officeFlexible hours
- ...of growth, our client is looking for a Compliance Specialist who’s ready to roll up their... ...compliance matters; ensure timely reporting to regulatory bodies. Assist with regulatory... ...the execution of the auditing and monitoring workplan. Prepare and distribute compliance...RegulatoryRemote workFlexible hours
$81.29k
...will be stored in accordance with regulatory requirements and in conjunction with... ...Description: At Regions, the Enterprise Compliance and Operational Risk Analyst serves as a member of Regions’... ...to proactively identify, measure, monitor, and manage risks across the...RegulatoryFull timeWork at officeFlexible hours- Southern Linc is hiring a Regulatory Affairs Analyst to support the development of public policy strategies... ...involves analyzing regulations, monitoring legislative developments, and... ...teams and regulatory agencies, ensuring compliance with federal and state requirements,...Regulatory
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