VP, Wealth Platforms Risk & Controls
Morgan Stanley
Morgan Stanley is hiring a Risk Officer for their Wealth Management Platforms team in Sandy, UT. The role entails managing operational risk, ensuring compliance with policies, and supporting risk assessments. The ideal candidate should have over 5 years of experience in risk management within the financial industry, along with relevant certifications and strong analytical skills. The position offers an opportunity to work in a dynamic environment focused on financial services. #J-18808-Ljbffr Morgan Stanley
- Morgan Stanley is seeking a Risk Officer to support E*TRADE Premium & Specialty Client and Emerging Wealth Solutions. You will supervise risk, compliance, and regulatory... ...is essential. You will coach teams, maintain control environments, and contribute to internal audits...PlatformRisk
- ...at Work , a division of Morgan Stanley Wealth Management, provides workplace financial... ...activities while identifying integration risks. Partnering with external client departments... ...on Morgan Stanley at Work Stock Plan Platforms and/or other stock plan administration systems...PlatformRiskFull time
- ...Risk Officer - VP Sandy, UT Summary: Morgan Stanley is a leading... ..., investment management and wealth management services. Morgan... ...The Wealth Management Platforms organization manages industry... ...Institutions. The Business Control Unit (BCU) within Wealth Management...PlatformRiskFull timeWork at office
- ...aligning products, channels, technology, risk, and member experience priorities to support... ...governance through appropriate controls, reporting, issue resolution, and board-or... ...ability to leverage lending systems, digital platforms, data analytics, automation, and AI-enabled...PlatformRiskFull timeWork at office
$93k - $139k
...in the Chief Administration Office within Wealth Management Operations‑Transformation, E*... ...transactions, devise and implement effective controls and develop client relationships. This is... ...issues or non-standard issues, identify risks, root causes and propose future actions,...RiskContract workTemporary workWork at officeLocal area$85k - $140k
...to support order handling, routing, and risk management for client trading activity across... ...as the regulatory and risk management controls that support a scalable trading environment... ...matter expertise in E*TRADE trading platforms, order management and execution management...PlatformRiskFull timeTemporary workWork at officeMonday to FridayShift workNight shift- Join our Wealth Management Client Segment Risk team, an integral in-business risk unit dedicated to assessing and managing risks associated with Financial... ...Risk Officers who oversee a comprehensive suite of controls to monitor potential sales practices, suitability, and...RiskWork experience placement
- Morgan Stanley is seeking a risk management professional to support the Path to Advice business line within Wealth Management. You will advise on risks, controls, and governance, partnering with leadership to identify, assess and mitigate risk across the organization. The...Risk
- ...banking, securities, investment management and wealth management services. The Firm's employees... ...role is designed for a high-performing risk professional seeking to operate at the... ...continuously evolving a sophisticated control framework focused on sales practices, suitability...RiskFull timeWorldwide
- ...poster from CMI Insulation Our outgoing Controller is retiring after 18 years, and we’re seeking... ...leaders Problem Solving: Anticipates risks and designs systems to reduce them... ...manufacture and install insulation—we build a platform for people to grow, lead, and thrive....PlatformRiskFull timeWork at officeLocal areaRemote work
- A financial services firm located in Utah is seeking a qualified candidate for a role focused on risk management within Wealth Management. The ideal applicant should have 5-10 years of industry experience, strong problem-solving skills, and proficiency in compliance. Responsibilities...Risk
$144k - $191k
...actions with defined humanintheloop controls.) ~ Experience establishing... ..., including explainability, risk management, compliance, and... ...Center Capabilities, Product, CX platform and data strategy teams to... ...families to connect health and wealth . Join us and discover a work...PlatformRiskWork experience placementRemote work- ...securities, investment management, and wealth management services to... ...delivers digital investing platforms and service capabilities designed... ...across Morgan Stanley. The Risk Officer supports E*TRADE Premium... ...Officer helps maintain a consistent control environment through adherence...PlatformRiskLocal areaWorldwide
- ...financial systems Drive delivery of scalable, resilient, and secure platforms that power real money movement Strategically embed AI into our... .../ML or AI-enabled systems, ideally within financial workflows (risk, fraud, automation, analytics) Solid understanding of high-...PlatformRiskTemporary work
$100k - $150k
...(SDIRA) and specialty banking platforms. This individual will identify... ...relationships with centers of influence (Wealth Management Consultants, CPA/... .... Operate within the bank’s risk appetite, ensuring all... ...IRAs, Solo401(k), IRA Checkbook Control, and Non-Recourse Loan...PlatformRiskWork at office$100k - $140k
...a division of Morgan Stanley Wealth Management, provides workplace... ...Work equity administration platforms. This position is responsible... ...continuously assess project risks. This highly visible... ..., resource planning, quality control, team development, communications...PlatformRiskFull timeTemporary workImmediate start$85k - $140k
...investment banking, securities, investment management and wealth management services. The Firm's employees serve... ...important part of our culture. The Path to Advice Business Control Unit (BCU) is a first line of defense risk function responsible for overseeing risks and...RiskTemporary workImmediate startWorldwide- ...Compliance Officer to support the Compliance Assurance Program within Compliance Risk Management. The role focuses on planning, testing, data analysis, and reporting to strengthen internal controls and regulatory compliance. You will assist in executing tests, gather...Risk
$250k - $285k
...What Matters. Job Summary: The VP of Integrated Delivery... ...schedule, cost, quality, safety, and risk based on client requirements,... ...project oversight, and quality control. Maintains processes related to... ...or similar project tracking platforms. Ten or more years of telecom...PlatformRiskContract workTemporary workFor contractorsFor subcontractorSecond jobWork at officeImmediate startRelocationFlexible hours- ...manner.Job SummaryThe Director of Third-Party Risk and Business Continuity is a key leader... ...third-party risks, contract provisions, controls, and risk mitigation strategies.Monitor... ...and senior leadership.Familiarity with GRC platforms and risk analytics tools, such as Tableau...PlatformRiskFull timeContract workWork at office
- ...reporting obligations for the Firms Wealth Management and Institutional... ...and testing of strategic platform initiatives. The department has... ...improve efficiency and reduce risk through Alteryx, UI Path, and... ...Understanding of general process controls, with knowledge of database,...PlatformRiskWork at officeImmediate start
$75k - $110k
...securities, investment management and wealth management services. The Firm'... ...clients on the E*TRADE platforms, while demonstrating how they... ...customer experience. Mitigating risk by strict adherence to company... ...calm, professional and in control in a fast-paced business...PlatformRiskTemporary workLocal areaWorldwide- ...a division of Morgan Stanley Wealth Management, provides workplace... ...and Equity Edge Online platforms, for corporate clients who choose... ...Proactively identify potential risks and implement strategies to... ..., procedures and adhering to controls ~ Able to work under pressure...PlatformRisk
- ...unclear instructions, approval gaps, renewal risks, and compliance concerns, then escalate... ...tracking, renewals, and legal document control required. Experience supporting a corporate... ...headset, scanner, copier, printer, video platform, e-signature tools, PDF tools, and...PlatformRiskFull timeContract workWork at office
- ...Risk Analyst POSITION: Risk Analyst LOCATION: South Jordan or... ...The Risk Analyst reports to the VP-Risk Manager and is primarily... ...maintaining a strong internal control environment to protect corporate... ...management software and/or platforms preferred. Strong communication...PlatformRiskWork at office
- ...and cross-functional teams to strengthen risk management, protect critical systems, and... ...engineering to ensure infrastructure, cloud platforms, applications, and business systems are... ...management practices, including access controls, authentication standards, and related governance...PlatformRiskFor contractors
- ...medical devices, manufacturing systems, and supporting digital platforms meets the highest standards of safety, reliability, and... ...application-level, cloud, or manufacturing-related—meets design control, risk management, and post-market surveillance expectations.ESSENTIAL...PlatformRiskFull timeLocal areaShift workNight shift
$85k - $110k
...securities, investment management and wealth management services. The Firm'... ...utilizing margin, options PET platforms and is responsible for... ...customer experience Mitigating risk by strict adherence to company... ...calm, professional and in control in a fast-paced business environment...PlatformRiskTemporary workLocal areaWorldwide$115k - $140k
...position plays a key role in securing infrastructure, cloud platforms, applications, and identity systems while supporting... ...and application teams to implement effective security controls, reduce organizational risk, and improve the overall security posture. Success in...PlatformRisk- ...reminders and escalated before they become at risk. Contract files and legal matter records... ...securely stored, properly named, access-controlled, and ready for attorney, CEO, executive,... ..., scanner, copier, printer, video platform, e-signature tools, PDF tools, and approved...PlatformRiskFull timeContract workWork at officeLocal area
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