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Trading Operations & Compliance Manager

Jobtailor

Jobtailor in North Carolina seeks an experienced brokerage supervisor to hire, evaluate, supervise, guide, and train crew, setting performance standards and supervising regulatory compliance across operations. The role requires Series 7, Series 63, Series 24, and Series 4 licenses (some may be obtained post-hire) and a strong track record in risk mitigation, client issue management, and process improvement within a regulated brokerage environment. #J-18808-Ljbffr Jobtailor

Vacancy posted 7 hours ago
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