Principal Associate, Risk and Compliance, Global Workplace Services
Capital One
Principal Associate, Risk and Compliance, Global Workplace Services Principal Risk and Compliance Associate in Central Services. You will ensure that the GWS organization remains well-managed and compliant with organizational, enterprise, and legal requirements. Key Responsibilities Build relationships and collaborate with cross‑functional stakeholders across multiple departments to understand processes and drive results. Proactively manage risk management initiatives, tasks, and activities to reduce residual risk within the business. Provide risk advice and guidance to business areas as required. Execute deliverables that support internal governance processes. Act as issue manager on events and issues related to the business, including project management of remediation activities. Monitor for new applicable laws and implement processes and procedures to comply. Coordinate the delivery of materials requested in audits and exams, coordinating with various stakeholders across the lines of defense. Participate in and execute other special projects for the team on an as‑needed basis. Basic Qualifications Bachelor’s Degree or military experience. At least 3 years of risk management experience. At least 3 years of experience in organizational strategy, project management, or business analytics. Preferred Qualifications At least 4 years of experience in Risk Management, Compliance, or Audit. At least 3 years of physical security or corporate real estate experience. At least 1 year of experience working in Governance, Risk and Compliance applications. At least 4 years of experience creating and maintaining information in Microsoft Office (PowerPoint, Excel, Word) or Google Suite (Slides, Sheets, Docs). Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Project Management Professional (PMP). Equal Opportunity Employer Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. #J-18808-Ljbffr Capital One
$140k - $170k
...Associate Principal/Cybersecurity & Incident Response Boston, MA, United... ...United States CRA is a leading global consulting firm that... ...regulations. Our two main services – economic and management consulting... ...abuse, misconduct, and non-compliance. We are noted for deploying...PrincipalWork at officeLocal areaRemote workWork from home3 days per week- Capital One is seeking a Principal Associate for Risk and Compliance. In this role, you will manage risk management initiatives and collaborate with cross-functional teams to ensure compliance with legal requirements. Required qualifications include a Bachelor's Degree...Principal
$130k - $234k
...Overview As a Principal , you will lead and manage consulting... ...client functions (Operations, Compliance, Risk and /or Finance) to assess... ...contribute to the development of service offerings Work with other... ...of technology. As part of global technology leader Infosys,...PrincipalWork experience placement$140k - $170k
About Charles River Associates CRA is a leading global consulting firm that... ...regulations. Our two main services - economic and... ...misconduct, and non‑compliance. We are noted for deploying... .... As an Associate Principal, you will lead... ...forensics, privacy risk management. In this...PrincipalWork at officeWork from home3 days per week$109.9k - $125.4k
...Overview Principal Associate, Global Program Activation & Content Manager... ...to non-discrimination in compliance with applicable federal, state... ...One promotes a drug-free workplace. Capital One will consider... ...for third-party products, services, educational tools or other...PrincipalFull timePart timeLocal areaFlexible hours$147.1k - $167.9k
...Overview Principal Associate, Data Scientist - Global Payments Network: Data Solutions... ...to support fraud/risk, merchant... ...-discrimination in compliance with applicable federal... ...promotes a drug-free workplace. Capital One will... ...third-party products, services, educational tools...PrincipalFull timePart timeLocal areaFlexible hours- Position Summary Guggenheim Securities ("GS") is seeking experienced Associates to join our Investment Banking Global Services team in Chicago. The Associate will join our highly collaborative team responsible for providing advisory services to private equity firms and...Internship
$140k - $170k
About Charles River Associates CRA is a leading global consulting firm that... ...regulations. Our two main services - economic and... ...misconduct, and non‑compliance. We are noted for deploying... ...As an Associate Principal Full‑Stack Developer... ...testimony, and data risk assessments. Develop...PrincipalWork at officeWork from home3 days per week$107.2k - $147.1k
THIS POSITION IS NOT ELIGIBLE FOR VISA SPONSORSHIP What You’ll Do We're seeking a skilled Associate Principal to support, and automate our Directory and Certificate Services environment. In this role, you'll provide operational support for existing systems while implementing...PrincipalWork experience placementRemote work2 days per week$650 per day
Applications for the position of Long Term Substitute Associate Principal for Student and Family Services for Maine South High School are invited. Substitute dates are August 17 through November 11, 2026. Qualified applicants should submit an online application on or before...PrincipalDaily paid$140k - $170k
About Charles River Associates CRA is a leading global consulting firm that... ...regulations. Our two main services - economic and... ...misconduct, and non‑compliance. We are noted for deploying... .... As an Associate Principal, you will lead... ...with AI governance and risk management...PrincipalWork at officeWork from home3 days per week$102.3k - $141.3k
...IT Asset Management, and subsequently IT Service Management (ITSM) solutions that will... ...and service level agreements to ensure compliance with purchasing procedures and standards... ...Provide excellent customer service to OCC associates. Supervisory Responsibilities None Qualifications...PrincipalWork experience placementRemote workWeekend work2 days per week$95.6k - $162.4k
About Northern Trust As a global leader in innovative wealth management, asset servicing, asset management and banking services... ...function. Focus on operational risk and profitability by automating... ...company committed to an inclusive workplace and assisting the communities we...Work experience placementH1bWorldwideFlexible hours$101.1k - $115.4k
Senior Associate, Product Management - Global Payment Network Product Management... ...followed to manage risk. Technology Driven... ...-discrimination in compliance with applicable... ...promotes a drug‑free workplace. Capital One will... ...third-party products, services, educational tools...Full timePart timeLocal area- ...growth at JPMorganChase Global Banking? If so, you're... ...spot. As a Senior Associate in Partnerships and... ...objectives and enhance our service offerings. Conduct... ...outcomes, and compliance requirements. Monitor... ...revenue opportunities, risks (including implementation...
$109.9k - $125.4k
...The Anti-Money Laundering (AML) Compliance Advisory Specialist III performs a key risk management role (second line of... ...requirements for new products and services, process development, control... ...Capital One promotes a drug‑free workplace and considers qualified applicants...PrincipalLocal area$109.9k - $125.4k
...Principal Associate - Card Risk (Hybrid) Do you like working in the spotlight? Are... ...of risk management or compliance experience At least 2 years... ...~3+ years of financial services or risk management experience... ...One promotes a drug-free workplace. Capital One will consider...PrincipalFull timePart timeLocal area- ...our future, and what we stand for as a firm KPMG is currently seeking a Tax Senior Associate to join our Business Tax Services practice. Responsibilities: Provide tax compliance and advisory services to pass-through entities and partnerships and for a variety of...Full timeLocal area
- As a member of the Global People Analytics and Experience (GPA&E) Team, the Principal’s primary focus is leading the execution... ...Successful track record of superior service delivery and change management... ...Care maintains a drug-free workplace in accordance with applicable...PrincipalWork experience placementWork at office
- ...implement innovative risk management solutions... ...of technology? As a Principal Associate Risk Manager at Capital... ...of risk management or compliance experience At least... ...+ years of financial services or risk management experience... ...promotes a drug‑free workplace and considers...PrincipalFull timePart timeLocal area
$95.6k - $162.4k
...Northern Trust, a Fortune 500 company, is a globally recognized, award‑winning financial... ...is proud to provide innovative financial services and guidance to the world’s most successful... ...the communities we serve! Join a workplace with a greater purpose. We’d love to learn...Work experience placementFlexible hours$130k
Alvarez & Marsal is seeking a Senior Associate for its Global Transaction Analytics practice in Chicago, Illinois. The role involves providing... ...least 3 years of experience in data analytics or transaction services and possess a Bachelor's or Master's degree in a relevant...$98.9k - $112.9k
Global Enterprise Affairs works with many... ...Booking and Serving associate will report to... ...portfolio ensuring service levels are met in... ...0 - $112,900 for Principal Process Manager... ...discrimination in compliance with applicable... ...promotes a drug‑free workplace. Capital One will...PrincipalPermanent employmentFull timePart timeLocal areaImmediate start- ...is currently seeking a Senior Associate in Financial Due Diligence... ...assistance, and accounting advisory services including IPO assistance,... ...potential liabilities and risks which impact valuation and negotiation... ...information regarding KPMG's compliance with federal, state and local...Full timeH1bLocal area
- ...in Advisory. KPMG is currently seeking a Senior Associate, SAP S4 Public Cloud Professional Services Automation (PSA) to join our Advisory Services practice... ...optimization, and contribute to data integrity and compliance efforts Contribute to team deliverables and...Full timeH1bLocal area
- A global financial institution is seeking an International Client Onboarding Associate to manage complex treasury product implementations for clients worldwide. The role involves... ..., and a comprehensive knowledge of Treasury Services. This position requires some travel and...Worldwide
$130k - $152.5k
...Senior Associate/Cybersecurity & Incident Response (Forensic Services Practice) Boston, MA, United States... ...States CRA is a leading global consulting firm that... ...abuse, misconduct, and non-compliance. We are noted for... ...leadership; Managing risk by implementing quality...Work at officeLocal areaWork from home3 days per week$77k - $214k
...Local Tax Financial Services practice, within State... ...Services clients transform risk and compliance related to state and... ...Professional; our global leadership... ...efficiencies. As a Senior Associate you are to analyze complex... ...a secure and trusted workplace for all. #J-18808-...Local area$119.4k - $136.2k
Principal Associate, Underwriting, Portfolio, and Loan Management Global Enterprise Affairs works with many external... ...responsible for the risk assessment, evaluation... ...requirements, and compliance milestones are met. Lead... ...promotes a drug-free workplace. Capital One will...PrincipalPermanent employmentFull timePart timeLocal area$77k - $202k
...Management Level Senior Associate Job Description &... ...Organisation Consulting services, will provide you with... ...PwC Professional; our global leadership development... ...reporting, data analysis, and risk adjustment; Helping... ...a secure and trusted workplace for all. #J-18808-...Local area
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