Principal Associate, Risk and Compliance, Global Workplace Services
Capital One
Principal Associate, Risk and Compliance, Global Workplace Services Principal Risk and Compliance Associate in Central Services. You will ensure that the GWS organization remains well-managed and compliant with organizational, enterprise, and legal requirements. Key Responsibilities Build relationships and collaborate with cross‑functional stakeholders across multiple departments to understand processes and drive results. Proactively manage risk management initiatives, tasks, and activities to reduce residual risk within the business. Provide risk advice and guidance to business areas as required. Execute deliverables that support internal governance processes. Act as issue manager on events and issues related to the business, including project management of remediation activities. Monitor for new applicable laws and implement processes and procedures to comply. Coordinate the delivery of materials requested in audits and exams, coordinating with various stakeholders across the lines of defense. Participate in and execute other special projects for the team on an as‑needed basis. Basic Qualifications Bachelor’s Degree or military experience. At least 3 years of risk management experience. At least 3 years of experience in organizational strategy, project management, or business analytics. Preferred Qualifications At least 4 years of experience in Risk Management, Compliance, or Audit. At least 3 years of physical security or corporate real estate experience. At least 1 year of experience working in Governance, Risk and Compliance applications. At least 4 years of experience creating and maintaining information in Microsoft Office (PowerPoint, Excel, Word) or Google Suite (Slides, Sheets, Docs). Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Project Management Professional (PMP). Equal Opportunity Employer Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. #J-18808-Ljbffr Capital One
$140k - $170k
...Associate Principal/Cybersecurity & Incident Response Boston, MA, United... ...States CRA is a leading global consulting firm that... ...regulations. Our two main services – economic and management consulting... ...abuse, misconduct, and non-compliance. We are noted for deploying...PrincipalWork at officeLocal areaRemote workWork from home3 days per week- Capital One is seeking a Principal Associate for Risk and Compliance. In this role, you will manage risk management initiatives and collaborate with cross-functional teams to ensure compliance with legal requirements. Required qualifications include a Bachelor's Degree...Principal
$140k - $170k
...Associate Principal/Programmatic AdTech Engineer (Forensic Services Practice) CRA is a leading global consulting firm that provides independent economic... ..., misconduct, and non-compliance. We are noted for deploying... ...AI, forensics, privacy risk management. In this role...PrincipalWork at officeWork from home3 days per week$140k - $170k
...Associate Principal/Full Stack Developer (Forensic Services Practice) CRA's Forensic Services practice... ...abuse, misconduct, and non-compliance. We are noted for... ...expert testimony, and data risk assessments. Develop... ...in compliance with global privacy laws and internal...PrincipalWork at officeWork from home3 days per week- Position Summary Guggenheim Securities ("GS") is seeking experienced Associates to join our Investment Banking Global Services team in Chicago. The Associate will join our highly collaborative team responsible for providing advisory services to private equity firms and...SuggestedInternship
$80k - $105k
...capital leadership advisory services. For more than 70 years, we'... ...Executive Search Associates play a critical role in the... ...our expert Search Partners & Principals (Consultants), and connecting... ...and open-mindedness in the workplace. Ethics & Quality: Maintaining...ApprenticeshipWork experience placementWork at office$95.6k - $162.4k
...500 company, is a globally recognized, award-... ...innovative financial services and guidance to... ...Opportunity As an Associate Specialist, Asset... ...oversight and risk mitigation Process... ...controls, audit, compliance, or governance.... ...we serve! Join a workplace with a greater purpose...Flexible hours$140k - $170k
About Charles River Associates CRA is a leading global consulting firm that... ...regulations. Our two main services - economic and... ...misconduct, and non‑compliance. We are noted for deploying... .... As an Associate Principal, you will lead... ...with AI governance and risk management...PrincipalWork at officeWork from home3 days per week$101.1k - $115.4k
...Senior Associate, Product Management - GPN Core Data Platform Services Product Management Product... ...are followed to manage risk Technology... ...management and adherence to global compliance standards. As a... ...promotes a drug-free workplace. Capital One will consider...Full timePart timeLocal area- ...Waystone is a leading asset-servicing solutions provider of... ...governance, administration, risk and compliance services to financial institutions... ...scale to support global expansion Summary: Reporting... ...Managing Director, the Senior Associate will be an integral part of...Work at office
$101.1k - $115.4k
Senior Associate, Product Management - GPN Core Data Platform Services Product Management at Capital One is... ...followed to manage risk. Technology Driven... ...management and adherence to global compliance standards. As a... ...promotes a drug-free workplace. #J-18808-Ljbffr Capital...Full timePart timeLocal area$80k - $153k
...benefit statements and compliance Training and... ...Team The Fidelity Workplace Consulting Group is made... ...of their domestic and global benefits. We are a fast... ...offering a broad range of services that span benefits... ...Fidelity from hiring and/or associating with individuals with...Work from home$109.9k - $125.4k
Principal Associate, Salesforce Marketing Cloud (SFMC)... ...email campaigns on a global scale, and... ...experience in Financial Services or other... ...systems 2+ years of Risk Management experience... ...in compliance with applicable federal... ...promotes a drug-free workplace. Capital One will...PrincipalFull timePart timeWork at officeLocal areaFlexible hours3 days per week$131.3k - $149.8k
...Overview Principal Associate, Process Risk Optimization - Enterprise Services Risk The Enterprise Services Risk organization... ...; governance, risk, and compliance; information and network security... ...Capital One promotes a drug-free workplace. Capital One will consider...PrincipalFull timePart timeLocal areaShift work$217k - $315k
Associate Product Counsel, Payments Products Google... ...managing legal risks. Managed multiple... ...affairs, risk, compliance, government affairs... ...competition, financial services, or regulatory law... ...product teams on global, regulated... ...Know your rights: workplace discrimination is...- As a member of the Global People Analytics and Experience (GPA&E) Team, the Principal’s primary focus is leading the execution... ...Successful track record of superior service delivery and change management... ...Care maintains a drug-free workplace in accordance with applicable...PrincipalWork experience placementWork at office
$130k - $152.5k
...Senior Associate/Privacy Specialist (Forensic Services Practice) CRA is a leading global consulting firm that provides independent economic... ...abuse, misconduct, and non-compliance. We are noted for deploying... ...assessments, data flow audits, and risk analysis across digital and...Work at officeWork from home3 days per week$95.6k - $162.4k
...Northern Trust, a Fortune 500 company, is a globally recognized, award‑winning financial... ...is proud to provide innovative financial services and guidance to the world’s most successful... ...the communities we serve! Join a workplace with a greater purpose. We’d love to learn...Work experience placementFlexible hours$132.7k - $303.2k
...We’ll help you succeed in a globally connected powerhouse of diverse... ...serving the global financial services marketplace and the only... ...Tax Functional Leader across compliance, advisory or annuity tax service... ...advice and assistance managing risks and across tax compliance and...Full timeWork experience placementSummer holidayFlexible hours$109.9k - $125.4k
Principal Associate - Card Risk (Hybrid) Do you like working in the spotlight? Are you... ...of risk management or compliance experience At least 2 years... ...data 3+ years of financial services or risk management... ...One promotes a drug‑free workplace and will consider qualified...PrincipalFull timePart timeLocal area$130k
Alvarez & Marsal is seeking a Senior Associate for its Global Transaction Analytics practice in Chicago, Illinois. The role involves providing... ...least 3 years of experience in data analytics or transaction services and possess a Bachelor's or Master's degree in a relevant...$200.3k - $293.81k
...About Us: Proofpoint is a global leader in human- and... ...Role Overview The Services organization is creating a Principal Product Manager, Applied... ...latency, cost, and operational risk. Evaluate prototypes using... ...Work Awards in 2024 by workplace culture leader Comparably...PrincipalWork at officeRemote workFlexible hours$122.71k - $150.4k
...Redefining Flexibility and Growth Associate Principal / Senior Mechanical Design Engineer (... ...you have been seeking! You will find a workplace with a culture of fun, and superior... ...your projects. Provide exemplary service to team members and clients. What You...PrincipalWork at officeLocal area2 days per week$124k - $335k
...Competency: International Tax Services Industry/Sector:... ...on tax planning, compliance, and strategy. These... ...on structuring their global tax positions. Your work... ...efficiency and minimise risks for multinational... ...a secure and trusted workplace for all. #LI-Hybrid...Full timeH1b- ...Management- Chicago- Associate, Risk Governance - 9797265... ...KRIs. Work closely with compliance to map regulatory... ...’ priorities. Health Services We offer a medical advocacy... ...(EAP). We provide Global Medical, Security and... ...Assistance and a Workplace Ergonomics Program. We...Full timeTemporary workWork at office
$130k - $152.5k
...Senior Associate/Cybersecurity & Incident Response (Forensic Services Practice) Boston, MA, United States... ...States CRA is a leading global consulting firm that... ...abuse, misconduct, and non-compliance. We are noted for... ...leadership; Managing risk by implementing quality...Work at officeLocal areaWork from home3 days per week- ...partnering with a multi-billion dollar fintech client to find a Global Billing Senior Manager based in Chicago, Illinois. This... ...possess over 10 years of billing experience in a global shared services environment. The role requires leadership in billing operations...
$105k - $120k
...Operations function. The Reconciliation Senior Associate is part of the Guggenheim Investments... ...‑5 years of experience in the financial services industry, specifically back‑office... ...Fixed Income Instruments, Fund Accounting, Global Custodian Processes, Cash flows and...Work at office- ...Kinaxis is looking for a Principal, Innovation Services located in the U.S. to lead the Innovation and Data Sciences program management. You will... ...ensure successful transitions for new product introductions globally and collaborate with various teams, including Product...PrincipalRemote workFlexible hours
$80k - $110k
...Description Senior Associate, Digital Forensics, Forensic Technology Services About Alvarez &... ...& Marsal (A&M) is a global consulting firm with... ...data analytics, cyber risk and incident response,... ...information governance and data compliance. By combining...Part timeRemote workFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Principal Associate, Risk and Compliance, Global Workplace Services. Be the first to apply!
- trading associate Chicago, IL
- program associate Chicago, IL
- selling associate Chicago, IL
- immigration associate Chicago, IL
- grants associate Chicago, IL
- onboarding associate Chicago, IL
- associate attorney Chicago, IL
- transaction processing associate Chicago, IL
- associate professional Chicago, IL
- search associate Chicago, IL


