Reg W Compliance VP - Banking Risk Leader
625 Morgan Stanley Private Bank,NA
Morgan Stanley in New York seeks a Vice President in the Transactions with Affiliates Office within the U.S. Banks 1st Line of Defense Business Risk team to lead Regulation W compliance monitoring and related controls. The role partners with Legal, Compliance and business units to assess inter-affiliate transactions, ensure compliance with policy limits, and coordinate with Audit and regulatory examinations. #J-18808-Ljbffr 625 Morgan Stanley Private Bank,NA
$85k - $140k
...Transactions with Affiliates Office in U.S. Banks 1st Line of Defense Business Risk team. The team has responsibility... ...of the Banks' Regulation W compliance monitoring program. As a Vice president... ...transactions with Banks Legal and Reg W compliance as appropriate; review...RiskTemporary workWork at office- ...focused on U.S. and global regulatory compliance for a foreign banking organization operating in the U.S.... ...of financial regulations, including Regs D, O, W (“alphabet regs”), and broker-dealer... ...timely and accurate deliverables. Assess risks, test controls, and verify...RiskFull time
$150k - $180k
...Hours: 40 Line Of Business: Compliance Pay Detail: $150,000 - $180,... ...program of first line Risk Owner (RO) activities contributing... ...regional teams across the globe. The VP Compliance will also support... ...Systematically Important Bank (GSIB), or associated regulator...RiskWork experience placementWork at officeLocal areaWork from homeFlexible hours$140k - $180k
...Qualifications:The TD Securities US Compliance team is looking for a Vice... ...and Futures products.The VP Compliance role oversees a team... ...units to manage their regulatory risk.Key... ...business area/function and the bank, both internally and/or externallyDepth...RiskFull timeLocal areaWork from homeFlexible hours- ...President to lead coverage of a multinational healthcare or consumer banking portfolio in the U.S., driving client acquisition, relationship... ...multi-product solutions while mentoring junior bankers and upholding risk management standards. #J-18808-Ljbffr Citigroup Inc.Risk
- An international banking partner in New York is seeking a VP of CCAR Risk Data Controls. The role is pivotal in a new function within the CRO organization, aimed at enhancing data governance and control frameworks for CCAR reporting. Key qualifications include strong experience...Risk
- Western Alliance Bank, a subsidiary of Western Alliance Bancorporation... ..., Portfolio Management Team Leader for Juris Banking Lending in... ...with commercial bankers and risk partners, strong leadership, and... ...operations and regulatory compliance. #J-18808-Ljbffr Western Alliance...Risk
- ...responsibilities, frequent travel, and a focus on client relationships and deal execution. The role emphasizes strategic advisory, risk-aware decision making, and collaboration across lines of business to deliver integrated financial solutions. Hybrid work in major markets...Risk
- ...expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...Lead Credit Officer on the Real Estate Banking team, you will be responsible for... ...spans over 200 years and today we are a leader in investment banking, consumer and small...Risk
$110k - $230k
Introduction Established in 1912, Bank of China is one of the largest... ...with Regulators. The VP establishes and maintains RAO... ...U.S. Banking regulations and compliance rules Oversee all facets of compliance... ...covering other Independent Risk Management (IRM) functions, such...RiskWork experience placementWork at office$150k - $180k
...Description:Preferred Qualifications:The Compliance Transformation team is focused on... ...ensuring commitments are clearly defined, risks are actively managed, progress is transparent... ..., and delivering integrated transaction banking solutions. In 2023, we acquired Cowen...RiskFull timeLocal areaWork from homeFlexible hours- ...seeking a Senior Lead Compliance Officer (Executive Director... ...Corporate & Investment Banking (CIB).This highly... ...Partner with senior business leaders to support the growth... ...delivering practical, risk-based guidance in a fast... ...banking regulations (Reg W and Reg U).Exposure to...RiskFull timeWork experience placement
$140k - $180k
## VP Compliance - Trade Surveillance, Fixed IncomeApplyremote type: On Sitelocations: New York,... ...business units to manage their regulatory risk.**Key Accountabilities**Shareholder*... ...for your business area/function and the bank, both internally and/or externally**Depth...RiskWork experience placementLocal areaWork from homeFlexible hours$150k - $185k
..., Vice President - Regulatory Compliance Lead Auditor, Vice President -... ...responsibilities: Assess the risks of the audited activities and... ...any escalation policy in the bank Manage and organize interviews... ...the IGE Knowledge communities’ leaders and relevant Audit Partners Manage...RiskPermanent employmentContract workLocal areaImmediate start- TD Bank US Compliance is seeking a Senior Compliance Business Oversight Manager in New York to provide independent compliance risk oversight for Commercial Banking and Payment Operations. You will advise senior partners, oversee risk management activities, and ensure regulatory...Risk
- Windcave Limited in New York is recruiting a Risk Manager for a hybrid role (3 days in the office, 2 days from home). You will lead... ...company’s risk program for a global payments provider, ensuring compliance and robust controls across financial, operational, and...RiskWork at office
$170k - $212.55k
...President, Portfolio Management Team Leader - Juris Banking LendingLocation:CA - San Diego, 450 B... ...existing relationships while ensuring compliance with the Bank’s lending policies and procedures... ..., loan administration, credit risk review, and others.Manage workflow of...RiskFull time- ...Description: Preferred Qualifications: The Compliance Transformation team is focused on... ...ensuring commitments are clearly defined, risks are actively managed, progress is transparent... ..., and delivering integrated transaction banking solutions. In 2023, we acquired Cowen...RiskWork experience placementLocal areaWork from homeFlexible hours
- Research Associate - Banking & Finance (Contracts) A leading global financial institution is seeking a Hedge Fund Credit Analyst (VP) to join its Hedge Funds Risk function in New York City. The team is responsible for managing counterparty credit risk across hedge funds...RiskBank staff
$160k - $220k
...on technology, outsourcing, third-party risk management, cybersecurity, data privacy,... ...data privacy, cybersecurity, regulatory compliance, dispute resolution and other matters that... ...Financial Group, Inc. is the 15th largest bank in the world as measured by total assets...RiskContract workWork at officeLocal areaRemote workWorldwide$110k - $175k
Job Description:Bank of America () is one of the world's largest financial institutions... ...asset management and other financial and risk-management products and services.Vice President... ...within Investment Banking (legal, compliance, finance, business operations). Since all...RiskFull timeDay shift$178k - $235k
...financial services, including banking, leasing, securities, credit cards... ...including application of, and compliance with, applicable US banking... ..., regulatory and supervisory risks Analyze evolving banking regulations... ..., including Regulations K, W, Y, YY and the Volcker Rule...RiskLocal areaWorldwide- ...and the planet we all share.In compliance with applicable laws, HSBC is... ...Based Lending Group supports the bank’s Middle Market, Large... ...portfolio management. As our VP, Portfolio Manager, Asset Backed... ...diligence, identify transaction risks and mitigants, and prepare credit...Risk
- ...to grow their business. We support both leaders and advisors in the branch and in the centralized... ...and key partners, highlighting progress, risks, and recommendationsDrive Cross-... ...Disability/Veterans Our Consumer & Community Banking division serves our Chase customers...RiskHome office
- ...financial reports, monitoring the firm’s compliance with laws and regulations, and advising management... ...s governance processes and controls, and risk management and capital and anti-financial... ..., Risk, Finance, Compliance, Global Banking & Markets, and Engineering. Our group has...Risk
- ...description: One of Singapore's largest commercial banking institutions(corporate banking) seems a... ...financialinstitutional customers, credit risk monitoring support to credit and business... ...the Standard OperatingProcedure ensuring compliance with the Banks policies and regulatory...RiskWork at office
- ...senior stakeholders across Audit, Legal/Compliance, Risk, and Controls Management, and you will... ...guidance and partnering with business leaders to ensure all marketing and communications... ...today we are a leader in investment banking, consumer and small business banking, commercial...Risk
- ...ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s... ...regulatory landscape.Position Overview:The role of a Global Banking & Markets-Public Compliance officer is to assist the...Risk
- ...division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...partnering closely with business leaders, Legal, Risk, and other control functions... ..., wealth management, private banking, or fiduciary businesses), or, if...RiskWork experience placementWork at office
- ...diverse partners to drive operational risk excellence and help shape our... ...JPMorgan Chase maintains robust regulatory compliance. You’ll work with a collaborative team... ...spans over 200 years and today we are a leader in investment banking, consumer and small business banking,...RiskWork at officeVisa sponsorship
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