Registered Wealth Management Client Associate

Company Overview Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. We specialize in goals-based wealth management, including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. Trust comes from transparency, supported by the investment insights of Merrill and the banking convenience of Bank of America. Merrill is committed to an in‑office culture with specific requirements for office‑based attendance, while allowing appropriate flexibility based on role‑specific considerations. We value diversity and strive to create a culture that is resilient, results‑focused, and effective. Role Summary This position provides client service support to multiple Financial Advisors (FAs). Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while customizing solutions based on their specific needs. The role serves as the most frequent point of contact within Merrill for all service needs of their clients. Responsibilities Provides excellent client service, educating clients on bank offerings. Ensures timeliness, accuracy, and completeness of client materials and follows up on all client and FA requests. Supports adherence to the bank's policies and procedures to promote operational excellence, client protection, and risk management. Identifies, deepens, and maintains client relationships by emphasizing bank offerings and promoting banking in day‑to‑day practices, communicating outputs to the FA. Supports day‑to‑day team activities, including covering roles in absence or seasonal increases, always maintaining a client‑first mindset. Required Qualifications Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66). If these licenses are not currently held, they must be obtained within a specified timeframe if hired into a registered job code. Possesses advanced industry knowledge and an understanding of investment products. Is an enthusiastic, highly motivated self‑starter with a strong work ethic and an intense focus on results. Demonstrates a client‑centric mindset, always acting in the best interest of the client. Has the ability to learn and adapt to new information and technology platforms. Desired Qualifications Experience working with clients, quickly fulfilling their needs, delivering complex solutions, and providing an excellent client experience. Comfortable operating in a fast‑paced environment with changing responsibilities. Detail oriented. Commitment to continuous learning and professional growth. #J-18808-Ljbffr