Senior Financial Regulatory Counsel Securities & Derivatives
$200k - $255kBloomberg
A leading financial services firm in New York is seeking a Financial Regulatory Counsel. This role is crucial for ensuring compliance with U.S. and international securities regulations. The ideal candidate will have over 7 years of experience in a top-tier law firm or corporate legal department, expertise in securities regulations, and strong communication skills. The position offers a salary range of $200,000 - $255,000 annually plus benefits. Join a dynamic team that supports various financial trading activities. #J-18808-Ljbffr Bloomberg L.P.
- A premier financial institution seeks a Cybersecurity & Global Security Attorney to tackle complex legal and regulatory challenges. This role involves drafting cybersecurity terms, advising... ...incident responses, and working with senior management. Candidates need a JD and...FinancialSeniorRegulatory
$200k - $255k
A leading financial services firm in New York is seeking a Financial Regulatory Counsel to provide legal support to regulated businesses and products. The role entails advisory duties on compliance and regulatory matters, drafting agreements, and collaborating with various...FinancialRegulatory$220k - $260k
...navigating complex regulatory landscapes? The... ...dedicated five-person Derivatives Legal team. In... ...swap dealer and security‑based swap dealer... ...manage external counsel as needed, conduct... ...stakeholders and senior management. A... ...products at a large financial institution or...FinancialRegulatoryWork at office- ...attorney to support its Equity Derivatives business in NYC. This role... ...complex trading products, regulatory developments, and strategic... ...years of experience advising financial institutions on equity derivatives... ...governing derivatives and securities transactions. Experience...FinancialRegulatoryImmediate start
- ...looking to bring on a senior lawyer to join its structured... ...managing legal and regulatory risk. This is an... ...including: Asset-backed securities, CLOs and structured credit... ...with external counsel on complex transactions... ...house experience within financial services preferred, but...FinancialSeniorRegulatory
$220k - $260k
...Department at Natixis in New York. This position involves providing comprehensive legal advice on structured derivative transactions and navigating complex regulatory landscapes. As part of a five-person Derivatives Legal team, the attorney will ensure compliance and...SeniorRegulatory$100k - $143k
...Friday work from home). Role Overview Senior Associate – Derivative Accounting & Reporting performs a... ...reporting deliverables including regulatory schedules, derivative program analysis... ...fulfill our promise of providing financial security and peace of mind to families across...FinancialSeniorRegulatoryWork at officeLocal areaWork from homeMonday to Friday3 days per week- ...with a leading global financial technology company operating... ...client facilitates secure transactions and... ...to lead the client's regulatory compliance program for... ...interactions Manage external counsel as necessary, and... ...Provide periodic reports to senior management on emerging...FinancialSeniorRegulatoryFull timeWorldwide3 days per week
- SENIOR COUNSEL - GENERATION DEVELOPMENT (GAS-FIRED) A leading energy and infrastructure platform... ...Provide legal support on regulatory and compliance matters impacting generation... ...employee wellbeing and long-term financial security. This includes comprehensive healthcare...FinancialSeniorRegulatoryFor contractorsFlexible hours
$230k - $297.5k
...the world’s leading internet financial platform companies,... ...You’ll Be Responsible For As Senior Counsel on the Product Legal team,... ...to navigate complex global regulatory landscapes. You will anticipate... ...a focus on digital asset, securities, and financial frameworks....FinancialSeniorRegulatoryContract workFlexible hours- TwinThread is seeking a Cybersecurity & Global Security Attorney to address complex legal and regulatory challenges, influence policy, and provide legal advice related to cybersecurity and global security. The ideal candidate will have at least five years of legal experience...SeniorRegulatory
- Senior Employment and Compliance Counsel United States, Remote Human Interest is on a mission... ...employees a path to financial independence through retirement... ...Counsel, Product & Regulatory, and offers a genuine... ...privacy and information security, including how personnel...FinancialSeniorRegulatoryContract workLocal areaRemote work
$250k - $400k
Senior Managing Counsel, Regulatory Affairs Our Purpose Mastercard powers economies and empowers people in... ...payments choices, making transactions secure, simple, smart and accessible. Our... ...programs for a large bank or non-bank financial institution. Dynamic leader with...FinancialSeniorRegulatoryFull timePart timeWorldwideFlexible hours$27.5k - $250k
...opportunities Primary focus on equity derivatives, margin loans and structured notes... ...confirmations, and related agreements Advise on regulatory requirements impacting derivatives... ..., and forwards Draft and negotiate securities financing documentation, such as MRAs...SeniorRegulatoryPermanent employment$275k - $300k
...opportunities Support equity derivatives, trading documentation... ...Job Description The Senior Derivatives Counsel will be a key member of the... ...agreements Advise on regulatory requirements impacting derivatives... ...Draft and negotiate securities financing documentation,...SeniorRegulatoryPermanent employment- Security & Derivatives Senior Supervisor Job Req Id: 26972617 Location: Haryana, India Job Type: Hybrid Posted: Jun. 22, 2026 Job Overview At Citi, we provide a broad range of financial services and products to our clients across the globe. Citi’s Securities Services...FinancialSeniorFlexible hours
- ...support technical accounting, SEC reporting, and regulatory compliance. The ideal candidate will have strong knowledge of derivative accounting and be skilled in project... ...with various departments to ensure accurate financial reporting and governance. A solid understanding...FinancialSeniorRegulatory
$81.4k - $151.8k
...Project Delivery/Technology/Regulatory/Risk) in support of FICC Trade... ...information, trading in securities, anti-money laundering, privacy... ...-related experience in the financial services industry University... ...Products including: Interest Rate Derivatives, US Treasuries, Swaptions,...FinancialSeniorRegulatoryPart timeWork at officeLocal area$170k - $275.5k
Job Description: Job Title Senior Counsel, Legal eDiscovery Corporate Title... ...issues for a global financial services organization as a... ...globally who handle litigations, regulatory enforcement matters, and other... ...to stay financially secure and strike balance between...FinancialSeniorRegulatoryFull timeWork at officeWork from home- ...Senior Legal Counsel, Private Funds About the Company Well-regarded private credit asset management firm Industry Financial Services Type Privately Held About the Role The... ...understanding of the evolving regulatory landscape in the private fund...FinancialSeniorRegulatory
$200k - $280k
Airwallex seeks a Senior Regulatory Counsel to oversee regulatory matters across the Americas. This role demands advising on complex regulatory issues related to payments and financial services, including licensing and compliance obligations while collaborating with various...FinancialSeniorRegulatory- ...global life insurance company in New York is seeking a Regulatory and Reinsurance Senior Counsel. The role involves primary regulatory oversight,... ...requiring 2-3 days in the office each week and offers a competitive salary and benefits. #J-18808-Ljbffr Staff Financial GroupFinancialSeniorRegulatoryWork at office
$104k - $228k
...growth and success. As a leading global financial services company at the heart of... ...future team member for the role of Senior Vice President, Securities Finance Product Development to join... ..., balancing commercial impact, regulatory readiness, and operational scalability...FinancialSeniorRegulatoryTemporary workWorldwideFlexible hours$230k - $297.5k
Circle is hiring a Senior Counsel to provide strategic legal support for its Arc blockchain and ensure regulatory compliance across global markets. The ideal candidate will have... ...legal experience, and expertise in U.S. financial regulations and blockchain-related legal...FinancialSeniorRegulatory- ...for a legal expert focused on payments compliance within the financial services industry. The ideal candidate must have a J.D. and significant... ...U.S. federal and state laws related to money transmission and regulatory compliance. This on-site role requires excellent judgment, the...FinancialSeniorRegulatory
$185k - $225k
Trovy is seeking an experienced lawyer to lead the regulatory and compliance functions. You will be responsible for managing legal risks... .... This role requires a strong understanding of consumer financial law and compliance, with a focus on regulations like TILA and...FinancialSeniorRegulatoryFlexible hours- Framework Ventures is looking for a Senior Counsel, Product & Commercial to provide strategic legal guidance for blockchain-enabled financial products. You will support product development... ..., and a strong understanding of the regulatory landscape. This remote position offers...FinancialSeniorRegulatoryRemote job
- LPL Financial LLC seeks a Senior Vice President, Associate General Counsel to lead its corporate legal advice team. This role involves providing strategic legal guidance... ...financial services law, understanding complex regulatory frameworks, and leading legal teams. This...FinancialSeniorRegulatory
- ...Senior Vice President, Securitization Counsel About the Company Leading global investment bank with a high... ...while effectively managing legal and regulatory risk. The individual will also be... ...prior in-house experience within financial services is preferred. The Senior...FinancialSeniorRegulatory
$160k - $212k
A leading financial technology platform in New York City is seeking a FEC Counsel to navigate complex financial economic crime regulations. This full-time position... ...sanctions, thus aligning business practices with regulatory requirements. The role offers a competitive...FinancialSeniorRegulatoryFull time
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