Director, Regulatory Inquiries — Market Compliance
$70k - $125kMorgan Stanley
Morgan Stanley is seeking a Regulatory Professional in Shared Services Compliance. This role involves handling regulatory inquiries, maintaining relationships with regulators, and analyzing firm records. Candidates should have 4-7 years of compliance experience in trading environments. The salary ranges from $70,000 to $125,000, along with comprehensive benefits including medical, dental, 401(k), and paid time off. The position emphasizes a diverse and inclusive workplace. #J-18808-Ljbffr Morgan Stanley
$70k - $125k
Shared Services Compliance - Regulatory Professional The role is in Shared Services Compliance. This team handles regulatory inquiries primarily focused on market regulation. Responsibilities Handle complex regulatory inquiries from an analysis of trading data and complex...SuggestedTemporary work$145k - $180k
...U.S. and Asian securities markets, ensuring your investment journey... ...the Team & Role As the Director/AML Compliance, you will lead a dedicated... ...in ensuring compliance with regulatory requirements and... ...regulatory exams, audits, and inquiries. Influence business decisions...SuggestedContract workWork at officeLocal areaRemote work- ...Job Summary The Director, Customs Compliance – Americas is responsible for the strategic... ...to translate complex regulatory requirements into... ...sourcing, manufacturing, and market expansion. Monitor regulatory... ...foreign customs authority inquiries, including CF28s, audits,...SuggestedLocal areaRemote work
$141k - $192k
...Compliance Director We're hiring a Compliance Director to own a major pillar of... ...'s compliance program spanning Marketing Compliance, Third-Party RIA Regulatory Requests, and Employee Compliance... ..., including managing exams, inquiries, and substantive remediation...SuggestedWork at officeImmediate startShift work3 days per week- ...Regulatory Manager We are seeking an experienced and highly motivated... ...strategies to ensure compliance and successful product approvals... ..., clinical trials, and post-market activities, keeping up-to-... ...regulatory agencies to address inquiries, resolve issues, and ensure...SuggestedWork at office
- ...automate, and facilitate access to financial markets for all. Our fintech software enables us... ...a dynamic and effective Manager of Regulatory Compliance to lead and manage a team responsible for addressing regulatory inquiries, firm examinations, and rule interpretations...Work at officeWork from home
- ...resources to understand our clients' immediate needs, identify market opportunities and meet long-term objectives. At Texas Capital,... ...accomplished marketing leader and strategic thinker to serve as our Director of Marketing Strategy-a pivotal leadership role responsible for...Immediate startDay shift
- ...Job Description Develop and execute strategic advertising concepts and effective marketing campaigns to maximize performance and profitability. Drive projects from concept to conclusion, meeting all time constraints. Perform complex tasks under minimal supervision...
$155k - $233k
...that welcomes you—because when you feel valued, you’re empowered to do your best work. Job Summary The Senior Manager, Go-to-Market (GTM) Strategy & Customer Insights is an individual contributor role responsible for shaping and operationalizing GTM strategy for...Full timeWork at office- Regus Management Group, LLC, based in Texas, is hiring a Growth Planning Manager to lead market growth strategies and development for new locations. The role requires strong expertise in market planning and analytics, as well as advanced data tools like Power BI and Tableau...Flexible hours
$120k
...partnering with a highly respected provider of compliance-based eLearning solutions within the... ...training that directly impacts safety, regulatory compliance, and operational readiness... ...ll Own Manage and grow a book of ~75 mid‑market accounts ($10K-$100K ACV). Drive net revenue...Contract work$135.9k - $210.88k
...experiences at scale, while harnessing the power of data and technology. We're inventing the future of customer experiences by delivering market-defining business models, products, services, brand engagements and communications. Joining frog means you'll be joining the "...Full timeLocal areaFlexible hours- Integrity is seeking an experienced marketing professional in Dallas to lead enterprise-wide marketing strategies aligned with business objectives. The ideal candidate will have over 5 years of experience, strong problem-solving abilities, and advanced proficiency in PowerPoint...
- Seer Group is seeking a strategic and energetic Marketing Manager in Sunnyvale, Texas. This role focuses on executing impactful marketing campaigns for Swan Heating, Plumbing, and Air Conditioning, collaborating closely with brand managers. Responsibilities include driving...Local area
- SWAN Electric, Plumbing, Heating & Air is looking for a Marketing Manager to join their team in Sunnyvale, Texas. This role involves developing and executing impactful marketing campaigns, managing brand identity, and collaborating with cross-functional teams to drive revenue...Local area
$107.4k - $132.66k
...OOP, Quality and Compliance Manager Location: CA -... ...Manager, you'll support the Director to advocate for... ...procedures and applicable regulatory requirements.... ..., operations, capital markets and/or other residential... ...will only respond to inquiries concerning requests that...- ...technologies for industrial growth markets that require advanced... ...Job Summary: The Director, International Trade Compliance (the “Director”), Aerospace... ...Liaise with Government regulatory agencies on import or export... ...issues and respond to inquiries as required. Conduct regular...Minimum wagePermanent employmentFull timeWork experience placementWork at officeLocal area
- Fifth Third seeks an Emerging Middle Market Relationship Manager II in Dallas, TX to lead profitable business development for companies with at least $10M in annual gross sales. You will partner with internal teams to tailor banking solutions, assess credit needs, and...
- ...who breaks through walls to get things done the right way, we want to build the future of wealth management with you. The Role The Marketing Manager, Enterprise Strategic Segments will serve as the strategic architect and execution lead for Farther's priority growth...Immediate start
- ...delivering innovative, data-driven web and marketing solutions. We're proud to hold elite... .... We're seeking an experienced Account Director to join our team. This senior leadership... ...particularly in industries that demand precision, compliance, and multi-location coordination....Work at officeLocal area
- ...AI Strategy & Market Intelligence Senior Manager The AI Delivery Hub is a key engine in Amadeus' transformation toward an AI-first organization. It brings together focused, multidisciplinary teams to design, build, and deliver AI product solutions end-to-end. Working...Local areaFlexible hoursShift work
$133.7k - $200.6k
Nalco Water, an Ecolab Company, seeks a Sr Marketing Manager - Microelectronics (Industry Lead) . Ecolab is a company committed to growth and we believe that our Marketing Department is one of the keys to our success. Marketing roles at Ecolab are very challenging and involve...Hourly payMinimum wageLocal areaRelocation$135k - $175k
Senior Director, Regulatory Affairs & Delegated Services | NantHealth Job Description Posted Friday... ...for the regulatory strategy, compliance oversight, and operational integrity of... ...operationalized across all applicable markets. Denials, appeals, and grievances workflows...Hourly payFull timeContract workLocal areaRemote workFlexible hours$143.8k - $215.8k
AT&T is seeking a Marketing Lead in Dallas, TX, to drive integrated multi-product marketing planning. The role involves optimizing marketing investment effectiveness, guiding budget processes, and building relationships across teams. A background in business management...$124k - $280k
PRICE WATERHOUSE COOPERS is seeking a Front Office Strategy Consulting - Marketing & Commercial Strategy Senior Manager in Dallas, Texas. This role involves leading consulting services focused on customer-centric marketing strategies, analyzing customer behavior, and guiding...- Santacruz in Dallas is seeking a dynamic Director of Sales & Marketing to oversee all revenue-generating activities. This role demands a creative leader who can execute strategic sales plans, motivate a talented team, and manage key industry accounts to drive revenue. The...
- ...International is looking for a detailed-oriented Health Sales Manager based in Northern Texas to enhance revenue in identified healthcare markets. This role involves collaboration with the KII Sales Band Team, establishing strong relationships with end users, and driving...Flexible hours
- ...The Director, Compliance working under the direction of the Chief Compliance Officer, supports the... ..., ensure adherence to applicable regulatory requirements, enhance supervision across... ...standards. Coordinate responses to regulatory inquiries and assist in communications with...Local area
- ...Director/AML Compliance Futu US Inc. stands at the forefront of financial services, housing two... ...access to both U.S. and Asian securities markets, ensuring your investment journey is... ...crucial in ensuring compliance with regulatory requirements and safeguarding the...Work at officeRemote work
$85.1k - $141.8k
...hear from you. We are seeking a Regulatory Affairs Manager. This is a... ...responsibility is to support the regional Director of Regulatory Affairs by... ...managing regulatory compliance in the pharmaceutical supply... ...skills, equity, regular job market evaluations, and geographical...Remote workWork from home2 days per week
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