Director, Regulatory Inquiries — Market Compliance
$70k - $125kMorgan Stanley
Morgan Stanley is seeking a Regulatory Professional in Shared Services Compliance. This role involves handling regulatory inquiries, maintaining relationships with regulators, and analyzing firm records. Candidates should have 4-7 years of compliance experience in trading environments. The salary ranges from $70,000 to $125,000, along with comprehensive benefits including medical, dental, 401(k), and paid time off. The position emphasizes a diverse and inclusive workplace. #J-18808-Ljbffr Morgan Stanley
$70k - $125k
Shared Services Compliance - Regulatory Professional The role is in Shared Services Compliance. This team handles regulatory inquiries primarily focused on market regulation. Responsibilities Handle complex regulatory inquiries from an analysis of trading data and complex...SuggestedTemporary work$120k - $160k
...both U.S. and Asian securities markets, ensuring your investment... ...Team & Role: As the VP/AML Compliance, you will lead a dedicated... ...in ensuring compliance with regulatory requirements and safeguarding... ...exams, audits, and inquiries. Influence business decisions...SuggestedContract workWork at officeLocal areaRemote work- ...Regulatory Manager We are seeking an experienced and highly motivated... ...strategies to ensure compliance and successful product approvals... ..., clinical trials, and post-market activities, keeping up-to-... ...regulatory agencies to address inquiries, resolve issues, and ensure...SuggestedWork at office
$120k
...partnering with a highly respected provider of compliance-based eLearning solutions within the... ...training that directly impacts safety, regulatory compliance, and operational readiness... ...Own Manage and grow a book of ~75 mid‑market accounts ($10K–$100K ACV). Drive net...SuggestedContract work- ...Director Of Regulatory Compliance Opportunity Amazing Director of Regulatory Compliance opportunity in Dallas, Texas. Role Director of Regulatory... ...and reports of concerns; regulatory and enforcement inquiries; and findings of internal compliance and its monitoring...SuggestedMonday to FridayWeekend work
$206.25k - $302.5k
...Be good. Make good. Chief Compliance Officer Job Summary... ...strategy that ensures adherence to regulatory standards while enabling the... ...growth across various asset markets-including CLO management,... ..., overseeing examinations, inquiries, and communications. • Ensure...Hourly payShift work- ...for a Manager, Control Room Compliance. The organization operates in... ...investment banking, capital markets, and global credit... ...role in ensuring adherence to regulatory requirements while enabling... ...efforts Assist with regulatory inquiries, audits, and examinations Contribute...
- ...SmartSource Account-Based Marketing Leader SmartSource is a trusted partner for event technology and IT solutions, supporting event and IT professionals with AV, IT, and technology services across North America for more than 40 years. From corporate events and entertainment...
$155k - $233k
...that welcomes you—because when you feel valued, you’re empowered to do your best work. Job Summary The Senior Manager, Go-to-Market (GTM) Strategy & Customer Insights is an individual contributor role responsible for shaping and operationalizing GTM strategy for...Full timeWork at office$23 - $25 per hour
A reputable property management firm in Dallas is seeking a Leasing Manager to oversee all leasing and marketing activities at the property. The ideal candidate will be responsible for setting and achieving leasing goals, leading the leasing team, and ensuring positive...Hourly pay$107.4k - $132.66k
...OOP, Quality and Compliance Manager Location:... ...Manager, you'll support the Director to advocate for borrowers... ...and applicable regulatory requirements. Conduct... ..., operations, capital markets and/or other residential... ...will only respond to inquiries concerning requests that...$135.9k - $265.88k
...'re inventing the future of customer experiences by delivering market-defining business models, products, services, brand engagements... ...and technology teams Managing senior client relationships (Director to VP level) and building trust through delivery excellence...Full timeLocal areaFlexible hours$40 per hour
...Hospitality Starts with You This is your chance to be a part of a Marketing team that attracts customers to Hilton through storytelling,... ...customer experiences and partnerships. As the Senior Director, Regional Strategy & Media Activation you will be a core member...Temporary workWorldwideShift workNight shift$133.7k - $200.6k
...Nalco Water, an Ecolab Company, seeks a Sr Marketing Manager - Microelectronics (Industry Lead ) . Ecolab is a company committed to... ...position. This position will report to the Global Marketing Director of Global High Tech. What's in it For You: You'll join...Hourly payMinimum wageLocal areaRelocation- ...Marketing Manager, Enterprise & Strategic Segments Hybrid - Dallas, TX Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther...Immediate start
- Nokia Group is seeking a Technology Marketing Manager based in Dallas, Texas. This senior role involves creating clear positioning on crucial technologies like AI and networking to meet customer connectivity needs. The ideal candidate must have deep expertise in technology...
$100k
...About the role The Compliance Senior Manager, U.S. BOE... ...Compliance Senior Director, with ultimate accountability... ...with applicable regulatory and legal requirements... ...service offerings, and market entries, and provide independent... ...compliance-related inquiries. Review and advice on...Temporary workLocal areaVisa sponsorshipFlexible hours- A leading global company seeks a Sr Marketing Manager - Microelectronics in Dallas, Texas. This role will lead marketing strategies and oversee product portfolio management. Candidates should have at least 8 years of marketing experience and significant expertise in Microelectronics...
$133.7k - $200.6k
Nalco Water, an Ecolab Company, seeks a Sr Marketing Manager - Microelectronics (Industry Lead) . Ecolab is a company committed to growth... ...position. This position will report to the Global Marketing Director of Global High Tech. What's in it For You: You’ll join a...Hourly payMinimum wageLocal areaRelocation- Greystar is seeking a Community Marketing & Leasing Manager in Addison, Texas, to lead marketing and leasing efforts in achieving revenue and occupancy goals. This position entails overseeing advertising and sales activities, analyzing market trends, and collaborating with...
- Deputy Chief Compliance Officer page is loaded## Deputy Chief Compliance... ...adherence to applicable regulatory requirements, enhance... ...Coordinate responses to regulatory inquiries and assist in communications... ...with carrier partners and markets these products through our vast...Local area
$161k - $200k
...Description The Deputy Chief Compliance Officer, Broker Dealers is... ...responding to Compliance inquiries from the field, pre-hire... ...findings in accordance with regulatory expectations and best practices... ...Cetera Investment Services LLC (marketed as Cetera Financial...Full timeFlexible hours- Wondr Health Company is seeking a Client Marketing Manager in Dallas, Texas, to drive enrollment growth at the client level. In this role, you will bridge client requirements with marketing execution, ensuring effective communication and marketing strategies tailored to...Remote workFlexible hours
- ...-speed ovens for the global foodservice market. We empower you to grow with us. We recognize... ...you. We win together as one team.The Director Strategic Market Development is... ...innovation, emerging technologies, and regulatory shifts to strengthen market positioning...Work at officeRemote workShift workNight shift
$143.8k - $215.8k
AT&T is seeking a Marketing Lead in Dallas, TX, to drive integrated multi-product marketing planning. The role involves optimizing marketing investment effectiveness, guiding budget processes, and building relationships across teams. A background in business management...- ...Director/AML Compliance Futu US Inc. stands at the forefront of financial services, housing two... ...access to both U.S. and Asian securities markets, ensuring your investment journey is... ...crucial in ensuring compliance with regulatory requirements and safeguarding the...Work at officeRemote work
$125.5k - $230.2k
...with business objectives and regulatory requirements. Develop and... ..., and trust. Ensure compliance with data privacy, protection... ...while building trust in capital markets. Enabled by data, AI... ...Option 2 for candidate related inquiries, then select Option 1 for...Summer holidayWork at officeFlexible hours- ...Director Of Government Regulatory Affairs With over 75 years of excellence in Dallas-Fort Worth, Texas, UT Southwestern is committed to excellence... ...and partners with campus administrators including compliance, finance, legal and others to provide assessments of the...Full timeWork at office
- ...Senior Manager, Regulatory Relations Join a purpose driven winning team, committed to results... ...respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk,... ...and in-depth understanding of financial markets, products and control functions....Bank staffWork at office
- ...Senior Manager of Ethics & Compliance At StandardAero, we use our ingenuity and know-... ...judgment based on risk, jurisdiction, and regulatory exposure Collaborate with Legal on... ...guidance, audit readiness and regulatory inquiries related to the Code of Ethics, anti-...Temporary workFlexible hours
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