Senior Compliance Officer
Virtual Vocations Inc
Owning global compliance responsibilities, the full-time Senior Compliance Officer will provide real-time advisory compliance for trading operations, build and maintain a pre-cleared rules framework, and oversee a comprehensive algo trading governance framework while working remotely. Key responsibilities Provide real-time trading guidance across all asset classes and venues Build and maintain a pre-cleared rules framework for recurring desk queries Supervise and develop two Compliance Officers while representing compliance in cross-functional discussions Required qualifications Hands-on experience building compliance tools and systems in a trading environment Direct experience in a compliance role at a proprietary trading firm or electronic trading venue Experience across multiple asset classes including commodities, rates, and equities Working knowledge of algo trading controls and governance frameworks Familiarity with multi-venue regulatory obligations in regions such as the US, EU, or UK
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Officer in United States vacancy
- Overview We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real-time regulatory guidance and oversight to the firm’s fixed income trading and sales teams. The role ensures...Senior
- About the Role:We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses. This is an opportunity to play a key advisory role at the intersection...SeniorFull timeWork at officeRemote work3 days per week
- Job Title:Senior Compliance OfficerLocation:CA - Westlake VillageWhat you'll do:As a Senior Compliance Officer in the Second Line of Defense, you'll review and analyze information, reports or data to determine if the applicable process is in compliance with internal policy...SeniorFull time
$148.5k - $247.5k
We're seeking someone to join our team as a Senior Digital Asset Advisory Compliance Officer in U.S. Bank Compliance to shape the Morgan Stanley U.S. Banks digital assets business by navigating emerging regulations, collaborating across legal and risk teams, and driving...SeniorTemporary work- ...talents are appreciated.Who are you?You’re an experienced compliance professional who can confidently navigate complex regulations... ...to leaders. At C&N, we’re seeking a Wealth Management Senior Compliance Officer to provide independent compliance oversight for our Wealth...SeniorFull timeBank staffLocal areaFlexible hours
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...SeniorFull timeWork at office$70k - $150k
...Private Wealth, and it operates as one of North America’s leading full-service investment advisory firms. We are seeking a Senior Compliance Officer - Regulatory & Advisory with a strong understanding of the regulatory landscape and knowledge of CIRO rules, to join our...SeniorFull timeContract workPart time- Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We'... ...to 15a-6 cross-border activities.Act as a trusted advisor to senior stakeholders, delivering timely, practical guidance on complex...SeniorFull timeWork at officeRemote work
$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...hybrid schedule in one of our following offices 3 days/week.Boston, New York,... ...experience, plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your...SeniorFull timeLocal area3 days per week$75.9k - $141.9k
Application Deadline:09/07/2026Address:100 King Street WestJob Family Group:Audit, Risk & ComplianceThe Senior Compliance Officer will have three key areas of responsibility:Own and administer the Volcker Rule Compliance Program, including maintaining program documentation...SeniorFull timeContract workPart time- Under the direction of the Chief Compliance Officer, this position is responsible for implementing the Bank's Consumer Compliance Program. If applicable or appropriate, assists in business units’ compliance with applicable laws, regulations, regulatory requirements and...SeniorWork experience placementWork at officeFlexible hoursShift workWeekend workAfternoon shift
$70k - $150k
Application Deadline:09/10/2026Address:100 King Street WestJob Family Group:Audit, Risk & ComplianceThe Senior Compliance Officer, Capital Markets Compliance Program Governance is a key member of the Capital Markets (CM) Compliance team, reporting to the Director, Capital...SeniorFull timeContract workPart timeWork at office- ...Navia is seeking a Compliance Consultant to act as the primary compliance relationship lead for a portfolio of retirement plan clients. You will deliver proactive, consultative guidance while overseeing the execution of compliance services. This role is client-facing,...Senior
Navia, Inc.
Fresno, CA5 days ago - ...Broker dealer client is seeking a Senior Compliance Officer to provide real-time compliance advisory support to our Futures Commission Merchant (FCM) business, along with affiliated Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. Responsibilities...Senior
Phaxis
Chicago, IL3 days ago - ...Capital One is seeking a Principal Associate, Compliance Privacy Advisor to mitigate privacy risks in a fast-paced financial technology... ...lines. The role requires strong collaboration with legal counsel, senior leaders, and cross-functional partners, plus the ability to...Senior
Capital One
McLean, VA5 days ago - ...A financial services firm in Old Greenwich is seeking a Senior Compliance Officer to provide compliance support and conduct reviews for their investment management activities. The successful candidate will have over 12 years of experience in compliance, ideally with a...SeniorFull time
Millennium
Old Greenwich, CT5 days ago - ...Planning and Analysis, Inc. (SPA) is seeking a National Security Compliance Analyst to provide onsite support at the Mark Center in... ...protect critical national assets. The ideal candidate has a JD and senior compliance experience, holds an active TS/SCI clearance, and is...Senior
Systems Planning & Analysis
Alexandria, VA1 day ago - ...SGA Dental Partners is seeking a Compliance & Privacy Officer to lead the system-wide program across multi-state dental practices in Georgia and... ...with oversight by the Board Audit Committee and requires a senior, independent governance mindset. The position emphasizes designing...Senior
SGA Dental Partners
Richmond Hill, GA1 day ago - ...BOK Financial is seeking a Compliance Testing Officer in Tulsa, OK. The role focuses on evaluating retail banking and BSA regulatory compliance through risk-based testing and critical thinking, influencing how controls are designed and implemented across the organization...Senior
BOK Financial
Tulsa, OK1 day ago - ...Revolut is seeking a Financial Crime Compliance Manager to design and lead oversight of anti-money laundering frameworks across the business. You will identify money laundering risks and maintain systems and controls to mitigate them. You’ll provide second-line challenge...Senior
Revolut
San Antonio, TX5 days ago - ...The Compliance Officer 2 at the Iowa Department of Health and Human Services leads federal and state compliance activities for FFWS programs (SNAP, Cash, SUN Bucks, Rent Reimbursement). You coordinate reporting, respond to federal inquiries, and guide program teams on...Senior
Iowa National Guard
Brooklyn, NY2 days ago - ...The City of Dallas seeks an ERF Compliance Officer to lead compliance across the Employee Retirement Fund. You will oversee policy development, training, and adherence to federal/state regulations, ensuring accurate financial reporting and alignment with governance standards...Senior
Dallas
Marilla, NY6 hours ago - ...Atom Matrix Innovation LLC seeks a detail-driven Compliance Operations professional to own messaging compliance, registrations, consent, and opt-out rules across markets. Based in Phoenix, you will collaborate with engineering to embed controls and advise customers on...Senior
Atom Matrix Innovation LLC
Phoenix, AZ2 days ago - ...Fayette Chamber of Commerce is seeking a BSA Advisor to guide and oversee our BSA/AML program. The role ensures compliance with laws, identifies risks, and supports effective strategies across the organization. The candidate will review transactions for suspicious activity...Senior
Fayette Chamber of Commerce
Atlanta, GA5 days ago - First Horizon Bank is seeking a professional to conduct complex confidential research and investigations of money laundering and other financial crimes. The role requires in-depth knowledge of BSA/AML/OFAC regulations and meticulous data analysis. Responsibilities include...Senior
First Horizon Bank
Memphis, TN5 days ago $47 - $52.48 per hour
...Russell Tobin is seeking a Sanctions Compliance Specialist to join a 12-month contract. The role supports global sanctions screening, investigative work, and process improvements in a fast-paced environment. Hybrid work options include Austin, TX or Cupertino, CA, with...SeniorHourly payContract workRussell Tobin
Cupertino, CA5 days ago- ...L&G Asset Management in Chicago seeks an experienced Senior Compliance Officer to support investment management compliance across public and private strategies. The role involves monitoring, policy development, and regulatory reporting while collaborating with the broader...Senior
Legal & General Group
Chicago, IL3 days ago - ...Insurance Group in Worcester, MA seeks a Senior Product Filings Analyst to participate... ...Underwriting, Legal, Claims, Actuarial, and Compliance to ensure timely and compliant filings.... ...or regulatory/compliance, strong MS Office skills, and knowledge of filing processes...Senior
RemoteFetch
Worcester, MA1 day ago - ...currently supporting a global multi-strategy hedge fund with a new senior compliance hire in New York. The hire will primarily provide support to... ...strategies. Direct report into the Global Chief Compliance Officer. Responsibilities : Serve as primary point of...Senior
Rutherford Search
New York, NY2 days ago - ...Vanguard is seeking a Senior Compliance Advisor to support Vanguard Personalized Indexing Management (VPIM). You will partner with business units, risk and legal teams to ensure regulatory integrity across the lifecycle of VPIM initiatives. The role emphasizes proactive...Senior
Vanguard
Chandler, AZ3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer. Be the first to apply!
Related searches
- quality compliance specialist United States
- junior regulatory affairs specialist United States
- regulatory compliance analyst United States
- junior compliance analyst United States
- compliance support specialist United States
- medicare compliance specialist United States
- regulatory analyst United States
- entry level compliance analyst United States
- pharmaceutical compliance officer United States
- senior compliance officer United States