Senior Compliance Officer
Legal & General Group
L&G Asset Management in Chicago seeks an experienced Senior Compliance Officer to support investment management compliance across public and private strategies. The role involves monitoring, policy development, and regulatory reporting while collaborating with the broader Compliance Team. The candidate should have hands-on experience executing core duties and enhancing a growing compliance framework, with a focus on ethics, risk management and a culture of compliance. #J-18808-Ljbffr
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...SeniorFull timeWork at office- ...Moody’s, a global leader in ratings and risk assessment, seeks senior experts in financial crime compliance to engage clients and shape strategy across KYC, AML, sanctions, and third-party risk solutions. You will translate complex challenges into actionable recommendations...Senior
- ...Broker dealer client is seeking a Senior Compliance Officer to provide real-time compliance advisory support to our Futures Commission Merchant (FCM) business, along with affiliated Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. Responsibilities...Senior
- ...A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will...Senior
- ...Mesirow is seeking a Compliance Officer in Chicago to support all aspects of the Compliance Department, including ethics governance, AML/KYC, training, and policy development. This role partners with Legal, Risk, and Business units to ensure robust controls and regulatory...SeniorWork at office3 days per week
- tastytrade is seeking a Compliance Officer to support the compliance program for tastyfx/tastytrade futures in Chicago. This senior role reports to the Chief Compliance Officer and focuses on monitoring CFTC/NFA rules, advising on products, maintaining registrations, and...Senior
- Connect Search, LLC is seeking an experienced Compliance Officer to join its Legal & Compliance team in Chicago. The role focuses on AML/KYC, regulatory matters, and independent execution from analysis to completion. The ideal candidate is a well-rounded compliance generalist...Senior
- Golub Capital seeks a Compliance Officer to lead AML/KYC programs and manage regulatory filings within the Legal & Compliance Department in Chicago. The role requires deep knowledge of securities regulation and experience with risk mitigation and control design. Ideal...Senior
- Mesirow, a Chicago-based independent financial services firm, seeks a Compliance Officer to support all aspects of the Compliance Department. The role involves Code of Ethics oversight, AML/KYC reviews, and training, reporting to the Chief Compliance Officer. The position...SeniorWork at office3 days per week
- A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting...Senior
- IG North America is seeking a Compliance Officer for tastyfx/tastytrade futures to help maintain our regulatory standing and support the Chief Compliance Officer. Based in Chicago (in-office 3 days per week), you will monitor CFTC/NFA rules, oversee licensing and registrations...SeniorWork at office3 days per week
- ...is seeking a Credentialing Specialist to support primary verification, maintain NCQA-aligned credentialing processes, and ensure compliance with licensing and accrediting requirements. The role involves updating physician applications, coordinating with payors, and maintaining...Senior
$81.4k - $151.8k
Application Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, executing...SeniorPart timeLocal area- Mesirow Financial Holdings, Inc. is seeking a Compliance Officer to support all facets of the Compliance Department, including ethics, AML/KYC, and policy development. The role reports to the Chief Compliance Officer and operates in a hybrid model with in-office presence...SeniorWork at office3 days per week
- Senior Compliance Officer, Compliance Management At Corient, we help high‑ and ultra‑high‑net‑worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for VLCp people, causes and communities they...SeniorPermanent employmentTemporary workWork at officeFlexible hours
- ...when relevant to our clients, can generate value and drive positive change. Job Description We are seeking an experienced Senior Compliance Officer to support the firm’s investment management compliance program with responsibility for compliance monitoring and testing,...SeniorFull timeTemporary workLocal areaWorldwideFlexible hours
- ...Credentialing team in primary source verifications, credentialing and recredentialing for FPP clients, and to ensure NCQA and regulatory compliance. The role requires 2 years of credentialing experience or a BA, CPCS eligibility, and strong data management skills with Excel/...Senior
$72k - $141k
...abilities of all employees are used to their fullest potential. The Compliance Senior Consultant is a strategic individual contributor role... ...and understands the insurance industryProficiency in Microsoft Office Suite, including Microsoft CoPilot, and compliance management...SeniorFull timeWork experience placementWork at office$84k - $118.11k
...exceptional client service in the areas of risk and advisory?If yes, consider joining Baker Tilly (BT) as a Consumer Regulatory Compliance Senior Consultant! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop...SeniorFull timeWork experience placementLocal areaWorldwide$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...our New York, Chicago, Westlake, TX, Denver, and Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week...SeniorWork at officeFlexible hoursShift work3 days per week$110.7k - $218.3k
Position Summary Senior Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen...SeniorLocal areaVisa sponsorship$100k - $135k
...Salary: USD100000 - USD135000 per annum SENIOR COMPLIANCE ANALYST $100-135k | REMOTE Global non-profit organization is looking to expand their Governance, Risk & Compliance team by hiring a Senior Compliance Analyst. This person will be the 2nd hire to a new team...SeniorWork experience placementRemote work$260k - $365k
...Senior Financial Regulatory & Compliance AssociateDirect Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is...Senior$83.1k - $141.3k
...clients using leading technology and exceptional service. The HR Compliance team within Employee Relations is responsible for ensuring compliance with applicable employment laws and regulations. The Senior Consultant is responsible for independently leading and...SeniorFull timeWork experience placementH1bLocal areaWorldwideFlexible hours$85k - $110k
...Senior Analyst – SOX, Audit & Internal Controls Great Quality of Life + Strong Career Opportunity We are partnering with a large, growing and highly respected financial services organization that has experienced significant growth and strong financial performance. This...Senior$88k - $110k
...Senior Compliance Analyst PEAK6 Capital Management is a proprietary options trading firm that has been defining the industry for more than... .... Strong project management, leadership, and general MS Office software application skills. Very strong analytical skills...SeniorRemote work2 days per week- ...Description Position at First Business Bank Join us today as the Senior Compliance Specialist! First Business Bank is a Top Workplaces USA company, learn morehere. At the heart of First Business Bank, we believe success comes down to putting people...SeniorWork experience placementRemote work
- ...products reach customers around the world, and behind every successful shipment is a commitment to compliance, accuracy, and operational excellence. We're seeking a Senior Trade Compliance Analyst to serve as a trusted expert in U.S. import and export compliance. In...SeniorCasual workShift work
- Ferrero SpA seeks a Senior Regulatory Specialist in Chicago to impact product innovation and compliance significantly. The role requires providing expert regulatory guidance across a diverse portfolio of confectionery products, ensuring compliance with U.S. FDA labeling...Senior
- Rush University Medical Center in Chicago, IL, is seeking a Health Information Management coding auditor to monitor coding quality and educate staff. The role involves preparing reports for administration and representing the HIM department at internal and external forums...Senior
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