Senior Compliance Officer - Fintech Brokerage
EdgeClear
A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting internal audits. Ideal candidates will have a Bachelor's degree and at least 2 years in legal or compliance roles, with strong knowledge of AML/KYC regulations. A competitive compensation package is offered, ensuring a desirable work environment. #J-18808-Ljbffr EdgeClear
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$260k - $365k
...time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in... ..., Atlanta, Phoenix or Dallas office. We offer competitive compensation... ...businesses, payment systems, FinTech firms). Experience with...SeniorFull timeTemporary workWork at officeFlexible hours$163k - $204k
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- IG North America is seeking a Compliance Officer for tastyfx/tastytrade futures to help maintain our regulatory standing and support the Chief Compliance Officer. Based in Chicago (in-office 3 days per week), you will monitor CFTC/NFA rules, oversee licensing and registrations...SeniorWork at office3 days per week
- ...relevant to our clients, can generate value and drive positive change. Job Description We are seeking an experienced Senior Compliance Officer to support the firm’s investment management compliance program with responsibility for compliance monitoring and testing,...SeniorFull timeTemporary workLocal areaWorldwideFlexible hours
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- Mesirow Financial Holdings, Inc. is seeking a Compliance Officer to support all facets of the Compliance Department, including ethics, AML/KYC, and policy development. The role reports to the Chief Compliance Officer and operates in a hybrid model with in-office presence...SeniorWork at office3 days per week
$81.4k - $151.8k
Application Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, executing...SeniorPart timeLocal area- ...Credentialing team in primary source verifications, credentialing and recredentialing for FPP clients, and to ensure NCQA and regulatory compliance. The role requires 2 years of credentialing experience or a BA, CPCS eligibility, and strong data management skills with Excel/...Senior
- ...00.00Target Openings1What Is the Opportunity?Northfield Excess & Surplus (E&S) Brokerage offers a wide array of insurance products to wholesale brokers. The Senior Account Executive Officer (Senior AEO), Northfield E&S Brokerage will partner with agents and brokers to...SeniorFull timeLocal area
$150k
...Fintech Compliance Officer – To $150K – Chicago, IL – Job # 3784-6264 Who We Are The Symicor Group is a boutique talent acquisition firm... ...compliance issues related to third-party relationships. Advises senior management on potential risks and mitigation strategies in...Local area$61k - $80k
Senior Credentialing Specialist Saint Anthony Hospital Chicago, Illinois, United States About this position Senior Credentialing Specialist... ...in a timely manner Resource for and aid providers and their office staff for completing MCO initial credentialing and re-credentialing...SeniorContract workWork at officeShift work- Neuberger Berman in Chicago seeks a Compliance Officer to join the Compliance team, reporting to the CCO-Fixed Income and collaborating with legal staff. This role focuses on policies and procedures for a registered investment adviser under the Investment Advisers Act...Senior
$72k - $141k
...abilities of all employees are used to their fullest potential. The Compliance Senior Consultant is a strategic individual contributor role... ...and understands the insurance industryProficiency in Microsoft Office Suite, including Microsoft CoPilot, and compliance management...SeniorFull timeWork experience placementWork at office$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...our New York, Chicago, Westlake, TX, Denver, and Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week...SeniorWork at officeFlexible hoursShift work3 days per week
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