Senior Compliance Officer - AML/KYC & Regulatory Risk
Golub-Capital
Golub Capital seeks a Compliance Officer to lead AML/KYC programs and manage regulatory filings within the Legal & Compliance Department in Chicago. The role requires deep knowledge of securities regulation and experience with risk mitigation and control design. Ideal candidates will have JD and 8+ years of compliance experience, with the ability to drive policy updates, exam readiness and cross-functional collaboration in a fast-paced financial services setting. #J-18808-Ljbffr Golub-Capital
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Officer - AML/KYC & Regulatory Risk in Chicago, IL vacancy
- Jobtailor in Chicago is seeking a detail‑oriented Compliance Analyst to support AML programs for client files. You will review... ...with AML policies, assist with CIP, KYC, and EDD requirements, and escalate regulatory risks to Global AML management. The role emphasizes...SeniorRiskRegulatory
- Mesirow is seeking a Compliance Officer in Chicago to support all aspects of... ...including ethics governance, AML/KYC, training, and policy development... ...role partners with Legal, Risk, and Business units to ensure robust controls and regulatory adherence. The position operates...SeniorRiskRegulatoryWork at office3 days per week
- Mesirow Financial Holdings, Inc. is seeking a Compliance Officer to support all facets of the Compliance Department, including ethics, AML/KYC, and policy development. The role... ...maintaining compliance systems, and ensuring regulatory filings. #J-18808-Ljbffr Mesirow...SeniorRiskRegulatoryWork at office3 days per week
- ...Chicago is seeking a Manager, BU Compliance to lead day-to-day KYC operations. You will ensure compliance with AML policies and manage operational risks while fostering a high-performance... ...ideal candidate will possess strong regulatory knowledge in KYC and demonstrated...SeniorRiskRegulatory
- ...seasoned professionals to lead AML/KYC programs, leveraging data,... ...to modernize financial crime risk. You will guide cross-functional... ...and implementation roadmaps for regulatory compliance and enhanced surveillance. The role emphasizes senior stakeholder engagement, delivering...SeniorRiskRegulatory
- ...conformance with applicable AML policies, procedures and regulatory requirements for new WM... ...knowledge as it relates to compliance with applicable AML laws,... ...any regulatory compliance risks associated with the file reviews... ...) and Know Your Customer (KYC) regulatory requirements...SeniorRiskRegulatory
$116.2k - $229.1k
Position Summary Senior Consultant - AML/KYC/BSA Knowledge - Digital... ...Assets practice blends deep risk management, regulatory understanding, and... ...next-generation AML and compliance programs in the digital... ...aptitude with Microsoft Office products, particularly Microsoft...SeniorRiskRegulatoryWork at office- Moody’s is seeking an experienced senior professional to drive client engagement and strategy in financial crime compliance and third-party risk management. You will translate complex regulatory needs into Moody’s solutions and lead architecture discussions with senior...SeniorRiskRegulatory
- Greenberg Traurig LLP seeks a senior Associate in its Financial Regulatory & Compliance Practice. The role can be... ...Atlanta, Phoenix or Dallas office, with clients across industries... ...and knowledge of BSA/AML, sanctions, third‑party risk, and consumer compliance. Spanish...SeniorRiskRegulatoryWork at office
$260k - $365k
...employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based... ...Atlanta, Phoenix or Dallas office. We offer competitive... ...and regulations (e.g., BSA/AML, sanctions, third-party risk management, and consumer compliance...SeniorRiskRegulatoryFull timeTemporary workWork at officeFlexible hours$119k - $218.3k
Position Summary Senior Consultant - Risk, Regulatory, & Licensing - Digital Assets... ..., operational, BSA/AML, cyber, and financial risks... ...up-to-date perspectives on compliance obligations and industry best... ...deadlinesAdvanced aptitude with Microsoft Office products, particularly...SeniorRiskRegulatoryWork at office- ...seeks a detail‑oriented professional to support compliance testing and third‑party risk processes. This hybrid Chicago role offers... ...exposure and growth opportunities, focusing on BSA/AML/OFAC controls, vendor risk, and regulatory compliance across the lending space. The...SeniorRiskRegulatory
$95k - $125k
...Headquartered in Chicago, with offices around the world, we... ...100 RIA firms.As a Compliance Officer at Mesirow,... ....Review and analyze AML program, KYC profiles, and... ...Compliance, Legal and Risk groups.Monitor and stay... ...preparation of required regulatory filings.Lead the...RiskRegulatoryFull timeWork at office3 days per week$165k - $220k
...InformationHiring Manager:Co-Chief Compliance Officer, Senior CounselDepartment:Legal &... ...for managing legal risk and attorney advice for each... ...Department also manages the Firm's regulatory profile under relevant... ...to:Managing and supporting AML / KYC-related compliance...RiskRegulatoryFull timeContract workTemporary workWork at office- Capital One seeks an AML Compliance Advisor Manager to lead risk assessments, provide expertise on AML requirements for new products and initiatives,... ...implementing controls. The role collaborates across Audit, Regulatory, and ICTT reviews to maintain robust AML programs....SeniorRiskRegulatory
$90k
Sr. BSA/AML Compliance Analyst - To $90K - Chicago, IL - Job... ...more complex, higher-risk customers and alert types... ...document sufficient KYC/CDD Information to... ...the Chief BSA/AML/OFAC Officer. Who Are You? You’re... ...and events as well as regulatory updates. PC proficiency...SeniorRiskRegulatoryWork at office- ...in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across... ...Responsibilities include ensuring adherence to regulatory frameworks, developing compliance... ...roles, with strong knowledge of AML/KYC regulations. A competitive compensation...SeniorRegulatory
- ...service, and disciplined risk management. Everything... ...an experienced Compliance Officer to lead and manage EdgeClear... ...to applicable regulatory frameworks while strengthening... ...work directly with senior leadership and cross-functional... ...key areas including AML/KYC, NFA and CFTC...RiskRegulatory
- Paul Murphy Associates in Chicago seeks a Deputy Chief Compliance and Regulatory Officer to lead the Exchange Market Regulation function... ...coordinate with CFTC, NFA, legal, and operations, building risk controls, KYC/AML programs, and reporting. A strong background in...SeniorRiskRegulatory
$120k - $180k
Department: Compliance Reports To: Chief Compliance Officer, Tastytrade Employment Type... ...,000-$180,000 Asan AML Compliance Officer... ...maintain a strong regulatory standing. This position... ...regular AML risk assessments to identify... ...comprehensive understanding of KYC, CDD, EDD,...RiskRegulatoryFull timeWork at office- ..., IL. We are not looking for AML/KYC Fraud. We are looking for experience... ...remediation issues, confirm regulatory alignment, and define... ...day‑to‑day communication with senior audiences Qualifications 5+ years... ...sets Experience in audit, compliance, QA, or second‑line governance...SeniorRiskRegulatory
$114.7k - $194.9k
...Know Your Customer (KYC)/Enhanced Due... ...Global Financial Crime Compliance (FCC) function in the... ...and resolution of risk issues/escalationsSupporting... ...in line with regulatory requirements,... ...crime risksProviding AML/KYC advice and guidance... ...is encouraged, senior leaders are accessible...SeniorRiskRegulatoryH1bWorldwideFlexible hours$163k - $204k
...external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group... ...closely with the Chief Compliance Officer in the day-to-day execution of the... ..., Technology, Operations, and Risk) to advance the control framework....SeniorRiskRegulatoryFull timeWork at office- Moody’s, a global leader in ratings and risk assessment, seeks senior experts in financial crime compliance to engage clients and shape strategy across KYC, AML, sanctions, and third-party risk solutions. You will translate complex challenges into actionable recommendations...SeniorRisk
- Circle is seeking a Lead KYC Utility Analyst to join the Compliance Operations team. You will oversee end-to-end KYC lifecycle processes, including onboarding... ...-driven reviews, and offboarding, ensuring safety and regulatory compliance across the platform. In this role, you will...SeniorRegulatoryRemote job
$83.1k - $141.3k
...Trust Corp is looking for an AML/CIP KYC Manager to oversee KYC... ...The role involves ensuring compliance with AML/KYC policies, managing... ...team, and coordinating with regulatory bodies. The suitable candidate... ...in financial compliance and risk management, alongside strong...RiskRegulatory$101k - $120k
Department: Compliance Reports To: AML Compliance Officer, tastytrade Employment Type... .... We are seeking a Senior Surveillance... ...activity, and preparing regulatory reporting - not simply... ...firm's BSA/AML and KYC/KYT obligations... ...identify potential risks. Draft, review, and...SeniorRiskRegulatoryFull time$112k
About the role The Senior Analyst,... ...decisions across AML, fraud, KYC/CDD, watchlist, negative... ...policies, procedures, regulatory requirements, and... ..., and emerging risks across internal... ..., or a related compliance function.Experience... ...tools, Microsoft Office applications (...SeniorRiskRegulatoryFull timeWork at officeLocal areaRemote work$215k - $275k
...experience, financial crime and compliance, regulatory reporting, business... ...products.In this role, the Senior Director leads Huron's Data... ...deliver data platforms supporting AML, KYC, fraud, and regulatory reporting... ...leading financial-crime, risk, and regulatory data technologies...SeniorRiskRegulatoryFull timeLocal area$81.4k - $151.8k
...Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and... .... Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advises business...SeniorRiskRegulatoryPart timeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer - AML/KYC & Regulatory Risk. Be the first to apply!
Related searches
- research compliance officer Chicago, IL
- trade compliance specialist Chicago, IL
- privacy compliance analyst Chicago, IL
- senior compliance analyst Chicago, IL
- regulatory compliance associate Chicago, IL
- risk compliance officer Chicago, IL
- regulatory officer Chicago, IL
- senior regulatory affairs specialist Chicago, IL
- legal compliance officer Chicago, IL
- cybersecurity policy and compliance analyst Chicago, IL