Senior Compliance Officer
PassFort
Moody’s, a global leader in ratings and risk assessment, seeks senior experts in financial crime compliance to engage clients and shape strategy across KYC, AML, sanctions, and third-party risk solutions. You will translate complex challenges into actionable recommendations, drive market initiatives, and collaborate with sales and product teams to deliver innovative, compliant outcomes. A strong emphasis on industry leadership and responsible AI practices guides this role. #J-18808-Ljbffr
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...SeniorFull timeWork at office- ...A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will...Senior
- Broker dealer client is seeking a Senior Compliance Officer to provide real-time compliance advisory support to our Futures Commission Merchant (FCM) business, along with affiliated Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. Responsibilities...Senior
- Mesirow, a Chicago-based independent financial services firm, seeks a Compliance Officer to support all aspects of the Compliance Department. The role involves Code of Ethics oversight, AML/KYC reviews, and training, reporting to the Chief Compliance Officer. The position...SeniorWork at office3 days per week
- A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting...Senior
- ...is seeking a Credentialing Specialist to support primary verification, maintain NCQA-aligned credentialing processes, and ensure compliance with licensing and accrediting requirements. The role involves updating physician applications, coordinating with payors, and maintaining...Senior
- ...Senior Compliance Officer, Compliance Management At Corient, we help high‑ and ultra‑high‑net‑worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for VLCp people, causes and communities...SeniorPermanent employmentTemporary workWork at officeFlexible hours
$81.4k - $151.8k
Application Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, executing...SeniorPart timeLocal area- Mesirow Financial Holdings, Inc. is seeking a Compliance Officer to support all facets of the Compliance Department, including ethics, AML/KYC, and policy development. The role reports to the Chief Compliance Officer and operates in a hybrid model with in-office presence...SeniorWork at office3 days per week
- ...Credentialing team in primary source verifications, credentialing and recredentialing for FPP clients, and to ensure NCQA and regulatory compliance. The role requires 2 years of credentialing experience or a BA, CPCS eligibility, and strong data management skills with Excel/...Senior
$72k - $141k
...abilities of all employees are used to their fullest potential. The Compliance Senior Consultant is a strategic individual contributor role... ...and understands the insurance industryProficiency in Microsoft Office Suite, including Microsoft CoPilot, and compliance management...SeniorFull timeWork experience placementWork at office- ...bulletins, and regulatory frameworks impacting insurance and non-insurance products.· Conduct competitor filing analysis and assess compliance feasibility.· Monitor legislative and regulatory changes and translate into business guidance.Forms, Rates, and Product...SeniorFull timeFlexible hours
$90k - $121.3k
...community and client-focused company that is firmly rooted in its core values.ResponsibilitiesWe are currently seeking a Senior Compliance Advisory Services Officer who will serve as the primary Compliance Department point of contact for assigned lines of business and/or...SeniorWork experience placementWork at office$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...our New York, Chicago, Westlake, TX, Denver, and Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week...SeniorWork at officeFlexible hoursShift work3 days per week$84k - $118.11k
...exceptional client service in the areas of risk and advisory?If yes, consider joining Baker Tilly (BT) as a Consumer Regulatory Compliance Senior Consultant! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop...SeniorFull timeWork experience placementLocal areaWorldwide- ...tms is seeking a Senior Trade Compliance Specialist (NA) to manage day-to-day import/export operations and ensure regulatory compliance across US/Canada. Responsibilities include HTS classification, valuation, origin verification, and audits, with ongoing SOP updates and...Senior
- ...Katalyst CRO in Chicago seeks a Regulatory Affairs Level III (Senior Specialist) to manage global product registrations and ensure compliance in the medical device sector. The role involves developing regulatory strategies, leading 510(k) submissions, and supporting quality...Senior
- ...AbbVie is seeking a Senior Analyst in the Office of Ethics and Compliance (OEC) to lead strategic execution and initiatives, coordinating across functions and guiding risk-driven projects. You will manage project plans, dashboards, and communications to sustain momentum...SeniorWork at office
$90k
...Sr. BSA/AML Compliance Analyst - To $90K - Chicago, IL - Job # 3401 Who We Are: The Symicor Group is a boutique talent acquisition firm... ...products. Other duties as assigned by the Chief BSA/AML/OFAC Officer. Who Are You? You’re someone who wants to influence your own development...SeniorWork at office$83.1k - $141.3k
...clients using leading technology and exceptional service. The HR Compliance team within Employee Relations is responsible for ensuring compliance with applicable employment laws and regulations. The Senior Consultant is responsible for independently leading and...SeniorFull timeWork experience placementH1bLocal areaWorldwideFlexible hours- ...Senior Compliance AnalystHeadquartered in the historic Chicago Board of Trade, PEAK6 Capital Management is a proprietary options trading firm... ....Strong project management, leadership, and general MS Office software application skills.Very strong analytical skills (understanding...SeniorRemote work2 days per week
- ...Senior Legal & Compliance SpecialistChicago IL - Chicago, IL 60606Position Summary & PurposeThe Senior Legal & Compliance Specialist is a hands... ...position works closely with the General Counsel, Chief Compliance Officer, and business teams across trading, investment banking,...SeniorPermanent employmentContract workH1bWork at office
$70k - $95k
...Senior Associate - Regulatory Compliance (Alternative Assets) Full-time Department: Client Services Type of Hire: Permanent We’re a leading Investor Services... ...FINRA or NFA/CFTC rules. You must be proficient in MS Office tools like Excel and Word, and able to build strong...SeniorPermanent employmentFull timeLocal areaWorldwideFlexible hours$119k - $218.3k
Position Summary Senior Consultant - Risk, Regulatory, & Licensing - Digital Assets... ...clients with up-to-date perspectives on compliance obligations and industry best practices.... ...aptitude with Microsoft Office products, particularly Microsoft PowerPoint...SeniorWork at office- Rush University Medical Center in Chicago, IL, is seeking a Health Information Management coding auditor to monitor coding quality and educate staff. The role involves preparing reports for administration and representing the HIM department at internal and external forums...Senior
- Morgan Street Holdings is looking for a Customs Compliance Manager in Chicago to oversee import/export operations and ensure adherence to customs regulations. The role demands at least 8 years of experience in customs compliance, including HTS classification and trade...Senior
- The Options Clearing Corporation is seeking a Compliance professional to enhance its Corporate Compliance environment. You will facilitate programs like Conflicts of Interest, Policy Governance, and Code of Conduct while ensuring compliance throughout the organization....Senior
- Ferrero SpA seeks a Senior Regulatory Specialist in Chicago to impact product innovation and compliance significantly. The role requires providing expert regulatory guidance across a diverse portfolio of confectionery products, ensuring compliance with U.S. FDA labeling...Senior
- EY is seeking an Ethics and Compliance Investigations Team - Investigations Operations and Risk Specialist (Senior Associate) to support centralized case management, data governance, and governance reporting within ECIT. You will work with investigators and global partners...Senior
- CNA is seeking a Compliance Senior Consultant to lead and strengthen the company’s second-line oversight, regulatory responsiveness, and remediation efforts. This strategic role supports compliance across the organization and advances core programs. The position requires...Senior
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