Senior Compliance Officer
Corient
A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will have 5-10 years of financial services compliance experience and strong communication and analytical skills. A commitment to detail and leadership is essential. Excellent benefits package included. #J-18808-Ljbffr
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Officer in Chicago, IL vacancy
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...SeniorFull timeWork at office- ...Broker dealer client is seeking a Senior Compliance Officer to provide real-time compliance advisory support to our Futures Commission Merchant (FCM) business, along with affiliated Introducing Brokers (IBs), Guaranteed Introducing Brokers (GIBs), and Swap Dealers. Responsibilities...Senior
- ...Moody’s, a global leader in ratings and risk assessment, seeks senior experts in financial crime compliance to engage clients and shape strategy across KYC, AML, sanctions, and third-party risk solutions. You will translate complex challenges into actionable recommendations...Senior
- ...Cboe Global Markets in Chicago is seeking a Senior Specialist, Compliance Training to lead the enterprise-wide Compliance Training program. You will design and deliver training that translates policies into practical guidance and fosters a culture of ethics and compliant...Senior
- ...Mesirow is seeking a Compliance Officer in Chicago to support all aspects of the Compliance Department, including ethics governance, AML/KYC, training, and policy development. This role partners with Legal, Risk, and Business units to ensure robust controls and regulatory...SeniorWork at office3 days per week
- tastytrade is seeking a Compliance Officer to support the compliance program for tastyfx/tastytrade futures in Chicago. This senior role reports to the Chief Compliance Officer and focuses on monitoring CFTC/NFA rules, advising on products, maintaining registrations, and...Senior
- Connect Search, LLC is seeking an experienced Compliance Officer to join its Legal & Compliance team in Chicago. The role focuses on AML/KYC, regulatory matters, and independent execution from analysis to completion. The ideal candidate is a well-rounded compliance generalist...Senior
- Mesirow, a Chicago-based independent financial services firm, seeks a Compliance Officer to support all aspects of the Compliance Department. The role involves Code of Ethics oversight, AML/KYC reviews, and training, reporting to the Chief Compliance Officer. The position...SeniorWork at office3 days per week
- Golub Capital seeks a Compliance Officer to lead AML/KYC programs and manage regulatory filings within the Legal & Compliance Department in Chicago. The role requires deep knowledge of securities regulation and experience with risk mitigation and control design. Ideal...Senior
- A financial services firm in Chicago is seeking an experienced Compliance Officer to oversee and manage compliance across its brokerage and fintech operations. Responsibilities include ensuring adherence to regulatory frameworks, developing compliance policies, and conducting...Senior
- IG North America is seeking a Compliance Officer for tastyfx/tastytrade futures to help maintain our regulatory standing and support the Chief Compliance Officer. Based in Chicago (in-office 3 days per week), you will monitor CFTC/NFA rules, oversee licensing and registrations...SeniorWork at office3 days per week
- ...is seeking a Credentialing Specialist to support primary verification, maintain NCQA-aligned credentialing processes, and ensure compliance with licensing and accrediting requirements. The role involves updating physician applications, coordinating with payors, and maintaining...Senior
- Senior Compliance Officer, Compliance Management At Corient, we help high‑ and ultra‑high‑net‑worth individuals and families to enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for VLCp people, causes and communities they...SeniorPermanent employmentTemporary workWork at officeFlexible hours
$81.4k - $151.8k
Application Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program. Responsible for independently performing risk assessments, and developing, executing...SeniorPart timeLocal area- ...Credentialing team in primary source verifications, credentialing and recredentialing for FPP clients, and to ensure NCQA and regulatory compliance. The role requires 2 years of credentialing experience or a BA, CPCS eligibility, and strong data management skills with Excel/...Senior
$72k - $141k
...abilities of all employees are used to their fullest potential. The Compliance Senior Consultant is a strategic individual contributor role... ...and understands the insurance industryProficiency in Microsoft Office Suite, including Microsoft CoPilot, and compliance management...SeniorFull timeWork experience placementWork at office- Capital One seeks a Compliance Privacy Advisor, Principal Associate to mitigate privacy risks across federal, state, and international laws. The role emphasizes risk management, process mapping, and advisory support for business lines in a fast-paced, regulated environment...Senior
$84k - $118.11k
...exceptional client service in the areas of risk and advisory?If yes, consider joining Baker Tilly (BT) as a Consumer Regulatory Compliance Senior Consultant! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop...SeniorFull timeWork experience placementLocal areaWorldwide$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...our New York, Chicago, Westlake, TX, Denver, and Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week...SeniorWork at officeFlexible hoursShift work3 days per week$100k - $135k
...Salary: USD100000 - USD135000 per annum SENIOR COMPLIANCE ANALYST $100-135k | REMOTE Global non-profit organization is looking to expand their Governance, Risk & Compliance team by hiring a Senior Compliance Analyst. This person will be the 2nd hire to a new team...SeniorWork experience placementRemote work$85k - $110k
...Senior Analyst – SOX, Audit & Internal Controls Great Quality of Life + Strong Career Opportunity We are partnering with a large, growing and highly respected financial services organization that has experienced significant growth and strong financial performance. This...Senior$83.1k - $141.3k
...clients using leading technology and exceptional service. The HR Compliance team within Employee Relations is responsible for ensuring compliance with applicable employment laws and regulations. The Senior Consultant is responsible for independently leading and...SeniorFull timeWork experience placementH1bLocal areaWorldwideFlexible hours$88k - $110k
...customers can, too. ABOUT THIS ROLE The role of the Senior Compliance Analyst is to work collaboratively with other members of the... ...essential. Strong project management, leadership, and general MS Office software application skills. Very strong analytical skills...SeniorRemote work2 days per week- ...Senior Legal & Compliance Specialist Chicago IL - Chicago, IL 60606 Position Summary & Purpose The Senior Legal & Compliance Specialist... ...position works closely with the General Counsel, Chief Compliance Officer, and business teams across trading, investment banking,...SeniorPermanent employmentContract workWork experience placementH1bWork at office
- ...Description Position at First Business Bank Join us today as the Senior Compliance Specialist! First Business Bank is a Top Workplaces USA company, learn morehere. At the heart of First Business Bank, we believe success comes down to putting people...SeniorWork experience placementRemote work
- Ferrero SpA seeks a Senior Regulatory Specialist in Chicago to impact product innovation and compliance significantly. The role requires providing expert regulatory guidance across a diverse portfolio of confectionery products, ensuring compliance with U.S. FDA labeling...Senior
- ...in line with the CBRE Sourcing Playbook and client requirements. You will prepare new contracts, renewals, amendments, and ensure compliance with licensing and insurance certificates. In this role you will coordinate vendor performance, manage approvals for facility...SeniorContract work
- Rush University Medical Center in Chicago, IL, is seeking a Health Information Management coding auditor to monitor coding quality and educate staff. The role involves preparing reports for administration and representing the HIM department at internal and external forums...Senior
- CNA is seeking a Compliance Senior Consultant to lead and strengthen the company’s second-line oversight, regulatory responsiveness, and remediation efforts. This strategic role supports compliance across the organization and advances core programs. The position requires...Senior
- Baker Tilly, a leading advisory, tax and assurance firm, seeks a Consumer Regulatory Compliance Senior Consultant in its Risk Advisory practice. You will assess consumer regulatory risks, help clients implement compliance programs, and support internal audits and regulatory...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer. Be the first to apply!
Related searches
- regulatory compliance analyst Chicago, IL
- medicare compliance specialist Chicago, IL
- regulatory analyst Chicago, IL
- senior compliance officer Chicago, IL
- legal compliance officer Chicago, IL
- privacy compliance analyst Chicago, IL
- senior compliance analyst Chicago, IL
- regulatory specialist Chicago, IL
- risk and compliance analyst Chicago, IL
- information security compliance analyst Chicago, IL

