Senior Compliance Officer
Corient
A leading wealth management firm in Chicago seeks a Senior Compliance Officer to enhance compliance frameworks and governance. The role involves overseeing compliance documents, training staff on regulatory changes, and managing compliance programs. Ideal candidates will have 5-10 years of financial services compliance experience and strong communication and analytical skills. A commitment to detail and leadership is essential. Excellent benefits package included. #J-18808-Ljbffr
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...SeniorFull timeWork at office- ...M&T Bank Corporation is looking for a Compliance and Operational Risk Senior Advisor based in Chicago, IL. This hybrid role involves leading compliance and operational risk management activities and working closely with senior leadership to ensure adherence to regulations...Senior
- ...bulletins, and regulatory frameworks impacting insurance and non-insurance products.· Conduct competitor filing analysis and assess compliance feasibility.· Monitor legislative and regulatory changes and translate into business guidance.Forms, Rates, and Product...SeniorFull timeFlexible hours
$90k - $121.3k
...community and client-focused company that is firmly rooted in its core values.ResponsibilitiesWe are currently seeking a Senior Compliance Advisory Services Officer who will serve as the primary Compliance Department point of contact for assigned lines of business and/or...SeniorWork experience placementWork at office$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...our New York, Chicago, Westlake, TX, Denver, and Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week...SeniorWork at officeFlexible hoursShift work3 days per week- ...Katalyst CRO in Chicago seeks a Regulatory Affairs Level III (Senior Specialist) to manage global product registrations and ensure compliance in the medical device sector. The role involves developing regulatory strategies, leading 510(k) submissions, and supporting quality...Senior
$83.1k - $141.3k
...clients using leading technology and exceptional service. The HR Compliance team within Employee Relations is responsible for ensuring compliance with applicable employment laws and regulations. The Senior Consultant is responsible for independently leading and...SeniorFull timeWork experience placementH1bLocal areaWorldwideFlexible hours- ...exceeding clients’ expectations. Position Summary & Purpose The Senior Legal & Compliance Specialist is a hands-on role responsible for supporting... ...works closely with the General Counsel, Chief Compliance Officer, and business teams across trading, investment banking, finance...SeniorPermanent employmentContract workWork experience placementH1bWork at office
- tms is seeking a Senior Trade Compliance Specialist (NA) to manage day-to-day import/export operations and ensure regulatory compliance across US/Canada. Responsibilities include HTS classification, valuation, origin verification, and audits, with ongoing SOP updates and...Senior
$100k - $135k
Salary: USD100000 - USD135000 per annum SENIOR COMPLIANCE ANALYST $100-135k | REMOTE Global non-profit organization is looking to expand their Governance, Risk & Compliance team by hiring a Senior Compliance Analyst. This person will be the 2nd hire to a new team, with...SeniorWork experience placementRemote work$260k - $365k
...has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive compensation and an excellent...SeniorFull timeTemporary workWork at officeFlexible hours$96.7k - $148.1k
...Senior Risk and Compliance Analyst The Senior Risk and Compliance Analyst is a key member of the IT Governance, Risk, and Compliance (GRC) team... ...time Primary work environment is professional corporate office Ability to travel commercially and internationally....SeniorFull timeWork at office$77k - $202k
...PrivacyManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions...SeniorFull timeH1b$210k - $256.67k
...Infosys is seeking a Senior Principal with expertise in healthcare program management to join their consulting team in Chicago. This leadership role involves managing transformative strategy programs and overseeing project proposals in the healthcare payer sector. The...Senior- ...Senior MDM Solutions Architect / Principal Consultant (Syndigo / Riversand) Key Requirements (Bullhorn / LinkedIn / AI Hunting Tool) # Mandatory experience with Syndigo and/or Riversand MDM platform (current or previous experience required). # Strong experience...Senior
- The University of Chicago is seeking a Senior Gifts professional in MBSD to implement programs and meet fundraising goals with moderate guidance. You will build relationships with alumni, faculty, administrators and organizations with potential to make principal gifts,...Senior
$107k - $160k
...responsible for leading and overseeing the compliance efforts of third-party programs,... ...life cycle of the programs. The Compliance Officer-Fintech Services will report to the Fintech... ...to third-party relationships.Advises senior management on potential risks and mitigation...Full timeContract workTemporary workWork at officeLocal area- ...and information requests, assign regulatory inquiries/request to compliance staff, review and analyze requests for potential compliance... ...on the compliance risks and issues to local, regional, and head office management. The staff provide the business lines with guidance...Work at officeLocal area
- ...Senior Director, Principal Gifts About the Company Philanthropic organization supporting Indigenous culture & individuals Industry... ...in varied environments. Hiring Manager Title Chief Development Officer Functions ~ Non-Profit Management ConfidentialSenior
$152k - $242k
...are part of something important, ensuring the abilities of all employees are used to their fullest potential. Job SummaryThe AVP, Senior Principal Enterprise Architect - Data is CNA’s most senior individual contributor, providing architectural leadership across complex...SeniorFull timeWork experience placement$168k - $240k
...evolution of Slalom.The Role: M&A Principal/Senior PrincipalWhat You’ll Do:* Delivery areas... ...* Building IMOs (Integration Management Office) leadership* Managing integration... ...We are committed to pay transparency and compliance with applicable laws. If you have questions...SeniorTemporary workWork at officeLocal areaImmediate start$210k - $256.67k
...transform and innovate. Our consultants are industry experts that lead complex change agendas driven by disruptive technology. With offices in 20 countries and backed by the power of the global Infosys brand, our teams help the C-suite navigate today’s digital landscape...SeniorFull timeTemporary workRemote work$70k - $95k
...Description We are seeking an experienced Regulatory Compliance Professional to join our Compliance Team!!The Senior Regulatory Compliance Analyst is a compliance... ...OneSumX).Knowledge of the following:Microsoft Office Suite, including OneNote and LIST.Viewing records...SeniorWork experience placementWork at officeShift work$144k - $216k
...transformative outcomes.Slalom is actively seeking a Senior Principal Client Partner in Chicago to... ...and evolving standards in risk and compliance.* Lead and participate in elaborate... ...delivery, our agile teams across 52 offices in 12 countries partner with clients to...SeniorTemporary workLocal area$71k - $125k
...Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Compliance Officer will be a member of the Consumer Lending Servicing Compliance team within Compliance Risk Management. The Compliance Officer will provide support to various lines of business by researching...Work experience placementWork at officeFlexible hoursNight shift- ...Reports To: Chief Compliance Officer, Tastytrade Employment Type: Full-Time Asan AML Compliance Officer (“AMLCO”), you will play a critical role in ensuring compliance with anti-money laundering regulations, policies, and procedures. Your primary responsibility will be...Full timeWork at office
$92.5k - $115.5k
...interest, and certifications. Escalate exceptions to business and Compliance management along with supporting documentation. Work to improve... ...This position requires the physical capabilities to work in an office environment, which may include prolonged periods of sitting at...Permanent employmentTemporary workWork at officeFlexible hours$71k - $125k
...Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management. They will provide support to the Mortgage and Home Equity Origination lines of business...Work at officeFlexible hours$92.5k - $115.5k
...interest, and certifications. Escalate exceptions to business and Compliance management along with supporting documentation. Work to improve... ...This position requires the physical capabilities to work in an office environment, including prolonged periods of sitting at a desk...Permanent employmentTemporary workWork at officeFlexible hours- ...tastytrade seeks an AML Compliance Officer to ensure compliance with AML regulations across all products. This role reports to the Chief Compliance Officer and involves leading AML policy development, risk assessments, and regulatory reporting in a broker-dealer ecosystem...
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